DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Melissa J Boyer	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Jun 15, 2016	Dec 14, 2016 (182 d)
Wayne David Kandas	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 9, 2016	May 27, 2016
Roger P. Algozo	Msi Financial Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 9, 2016	Jun 24, 2016
Fermon L Owens	Msi Financial Services, Inc. other	Pruco Securities, LLC other	Other	Jun 8, 2016	Jun 27, 2016
Richard Michael Bowers	Msi Financial Services, Inc. other	Venture Partners Wealth Management, LLC state registered	Other	Jun 7, 2016	Jun 1, 2017 (359 d)
Steven Marc Glazer	Msi Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 6, 2016	Jun 3, 2016
Adam Amir Bagherian	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	Jun 6, 2016	Jul 13, 2016 (37 d)
Jacquelyn Calandriello	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 3, 2016	Jun 7, 2016
Richard S Hyams	Msi Financial Services, Inc. other	Esi Financial Advisors BD affiliated	Other	Jun 2, 2016	Jun 22, 2021 (1846 d)
Neal Wayne Cloer	Msi Financial Services, Inc. other	Principal Securities, Inc. other	Other	Jun 2, 2016	Dec 19, 2016 (200 d)
David A Shaw	Msi Financial Services, Inc. other	Edward Jones national BD	Other	Jun 1, 2016	Jun 7, 2016
Joseph Gilbert Mauriello	Msi Financial Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	May 31, 2016	Jun 2, 2016
Brittany Nicole O'Connor	Msi Financial Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	May 26, 2016	Jul 19, 2016 (54 d)
Glenn David Mellin	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	May 24, 2016	May 23, 2016
Bryan Todd Baker	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 24, 2016	May 12, 2016
Paul Michael Ackermann	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 24, 2016	May 10, 2016
Daniel Jun Lee	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	May 23, 2016	Jul 18, 2016 (56 d)
Michael Stephen Krzywdzinski	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	May 19, 2016	May 12, 2016
Bradley Vaughn Harrold	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 19, 2016	May 12, 2016
Robert Vieau Graham	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	May 19, 2016	Jun 6, 2016
Thomas Kobylinski	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	May 19, 2016	May 12, 2016
Kristian Kvols Martin	Msi Financial Services, Inc. other	Bfc Planning, Inc. other	Other	May 19, 2016	Jun 1, 2016
Arthur Wayne Potter	Msi Financial Services, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	May 18, 2016	May 27, 2016
Jason Thaddeus Andryzak	Msi Financial Services, Inc. other	Private Advisor Group, LLC other	Other	May 18, 2016	May 18, 2016
Ranjit Bahadur	Msi Financial Services, Inc. other	Private Advisor Group, LLC other	Other	May 17, 2016	May 18, 2016
Christopher James Lawyer	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	May 16, 2016	May 6, 2016
Courtney Dannielle Lewis-Williams	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	May 11, 2016	May 18, 2016
Willard John Einspar	Msi Financial Services, Inc. other	Highpoint Advisor Group, LLC other	Other	May 10, 2016	May 10, 2016
Anthony Joseph De Bellis	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 10, 2016	May 27, 2016
Richard Bruno Casolari	Msi Financial Services, Inc. other	Voya Financial Advisors, Inc. other	Other	May 10, 2016	May 16, 2016
Rodney W Rich	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 5, 2016	May 13, 2016
Gregory G Downs	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 4, 2016	Apr 29, 2016
S Reid Markham	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	May 4, 2016	May 4, 2016
Jeremy Hodges	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	May 4, 2016	May 4, 2016
Todd Jason Rosenblatt	Msi Financial Services, Inc. other	Private Portfolio Partners, LLC other	Other	May 4, 2016	May 4, 2016
Kahei Lee	Msi Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 4, 2016	May 11, 2016
Brandon S Atkinson	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	May 3, 2016	May 5, 2016
Thomas Francis Kehoe	Msi Financial Services, Inc. other	Independent Financial Group, LLC other	Other	May 3, 2016	May 3, 2016
Steven H Degraff	Msi Financial Services, Inc. other	Park Avenue Securities LLC other	Other	May 3, 2016	Apr 29, 2016
Karlyn Brittany Grasso	Msi Financial Services, Inc. other	Esi Financial Advisors BD affiliated	Other	May 3, 2016	Jun 22, 2021 (1876 d)
Edwin George Reynolds	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 3, 2016	May 2, 2016
Claire Delaney Hart	Msi Financial Services, Inc. other	Cuna Brokerage Services, Inc. other	Other	May 2, 2016	May 9, 2016
Richard Allen Williams	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 2, 2016	May 2, 2016
James Curtis Lepp	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 28, 2016	May 3, 2016
Nathan Peter Strode	Msi Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 28, 2016	Aug 5, 2016 (99 d)
John Mark Tully	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Apr 27, 2016	Apr 27, 2016
John Franklin Harris	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Apr 27, 2016	Apr 27, 2016
Jill A Dailey	Msi Financial Services, Inc. other	Edward Jones national BD	Other	Apr 25, 2016	Apr 22, 2016
Zachary Wyatt Brody	Msi Financial Services, Inc. other	Pruco Securities, LLC other	Other	Apr 22, 2016	May 9, 2016
Maria Elena Montenegro	Msi Financial Services, Inc. other	Pnc Wealth Management other	Other	Apr 22, 2016	Jun 15, 2016 (54 d)
Jonathan D Lawry	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Apr 21, 2016	May 17, 2016
Phillip Joseph Dutra	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Other	Apr 20, 2016	Apr 27, 2016
William Defreitas	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Apr 20, 2016	May 17, 2016
Tyler Lee Van Donge	Msi Financial Services, Inc. other	Schwab Wealth Advisory, Inc. other	Other	Apr 20, 2016	May 3, 2016
Jonathan Mead	Msi Financial Services, Inc. other	Eagle Strategies LLC BD affiliated	Other	Apr 19, 2016	Nov 5, 2025 (3487 d)
Christopher Michael Grella	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 12, 2016	Apr 8, 2016
Anthony Marino	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 12, 2016	Apr 8, 2016
Hardev Prempuri Goswami	Msi Financial Services, Inc. other	On Investment Management Co other	Other	Apr 6, 2016	Mar 18, 2016
Matthew Thomas Uno	Msi Financial Services, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 1, 2016	Sep 20, 2016 (172 d)
Lillian Mae Crusan	Msi Financial Services, Inc. other	Northeastern Star Asset Management, Inc. other	Other	Mar 31, 2016	Apr 20, 2016

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2,018 moves match.