DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sb Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Alan ColavitoSb Advisory, LLC independent RIASan Blas Advisory, Inc. independent RIARIA to RIAJun 26, 2026Jun 12, 2023
Robert Louis TakacsSb Advisory, LLC independent RIAUnity Financial Planning Group LLC state registeredRIA to a state-registered adviserMar 27, 2026Feb 25, 2026
Ronald LitteralSb Advisory, LLC independent RIASan Blas Advisory, Inc. independent RIARIA to RIAMar 23, 2026Nov 6, 2025
Benjamin Cory TreeceSb Advisory, LLC independent RIAUnity Financial Planning Group LLC state registeredRIA to a state-registered adviserDec 2, 2025Nov 25, 2025
Paul Martin WalkingtonSb Advisory, LLC independent RIAEm Financial Services, LLC state registeredRIA to a state-registered adviserOct 22, 2025Oct 23, 2025
Michael Anthony AllenSb Advisory, LLC independent RIAAllen Financial Advisement, Inc. state registeredRIA to a state-registered adviserAug 19, 2025Nov 3, 2025 (76 d)
Guilford Ward NergardSb Advisory, LLC independent RIANergard Wealth Management, LLC state registeredRIA to a state-registered adviserMay 5, 2025May 29, 2025
Mei Wang DavidsonSb Advisory, LLC independent RIADcm Advisors, LLC otherOtherOct 9, 2024Jun 13, 2025 (247 d)
David M ZaneSb Advisory, LLC independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2024Feb 10, 2025 (251 d)
Blake Ryan FowlerSb Advisory, LLC independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 16, 2023Jun 26, 2023
Clifford William ShirahSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAFeb 1, 2023Feb 2, 2023
Eric Martin RuthSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJan 11, 2023Jan 12, 2023
Craig Allen JohnsonSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJan 4, 2023Jan 5, 2023
Daniel Edward PeltierSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJan 4, 2023Jan 5, 2023
Jennifer Marie DuncanSb Advisory, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 26, 2022Nov 21, 2022
David Alan LakisSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAAug 17, 2022Aug 16, 2022
Mark D ElmoreSb Advisory, LLC independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2022May 23, 2022
Michael KissiSb Advisory, LLC independent RIAAegis Capital Corp. BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2022Apr 4, 2022
German Ricardo MoraSb Advisory, LLC independent RIAGagni Wealth Management LLC state registeredRIA to a state-registered adviserDec 23, 2021Nov 13, 2021
Clemont Lee BevillSb Advisory, LLC independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2021Nov 4, 2021
Stephen T GlasgowSb Advisory, LLC independent RIASan Blas Advisory, Inc. independent RIARIA to RIANov 4, 2021Sep 10, 2021
Bradley John DonnerSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAOct 20, 2021Aug 31, 2021
Meredith Denise SimsSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAAug 11, 2021Jun 24, 2021
Thomas Anthony DavisSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJun 15, 2021Jun 3, 2021
Joquinn Thomas SadlerSb Advisory, LLC independent RIANortlov Advisory, LLC state registeredRIA to a state-registered adviserJun 7, 2021Jan 30, 2024 (967 d)
David S WinfreySb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJun 2, 2021Jun 4, 2021
Valerie Y SanchezSb Advisory, LLC independent RIADivine Asset Management LLC state registeredRIA to a state-registered adviserJun 1, 2021Mar 16, 2021
Danielle Frances HughesSb Advisory, LLC independent RIADivine Asset Management LLC state registeredRIA to a state-registered adviserJun 1, 2021Jun 23, 2021
Thomas Joseph NeunerSb Advisory, LLC independent RIALevel Four Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Dec 21, 2021 (355 d)
Hyacinth Renee SikesSb Advisory, LLC independent RIASan Blas Advisory, Inc. independent RIARIA to RIADec 31, 2020Jan 10, 2020
Jarrett S FriersonSb Advisory, LLC independent RIAInvictus Capital Investors no RAUMOtherOct 16, 2020Mar 20, 2018
Janet Marie Bentley-EwersSb Advisory, LLC independent RIAInvictus Capital Investors independent RIARIA to RIAAug 11, 2020Mar 30, 2018
Julia Rong ChengSb Advisory, LLC independent RIASyndicated Capital, Inc. independent RIARIA to RIAJul 29, 2020Jan 2, 2026 (1983 d)
Kenneth Shawn HyattSb Advisory, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2020Oct 22, 2019
John Vincent ScambraySb Advisory, LLC independent RIAOne Source Health & Wealth Management no RAUMOtherMar 27, 2020Apr 3, 2020
Robert J LinkSb Advisory, LLC independent RIACantella & Co., Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 17, 2020Dec 17, 2019
Joseph Dwayne OlheiserSb Advisory, LLC BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 8, 2020Oct 11, 2019
Robert Daniel SteinSb Advisory, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 18, 2019
Stephen David TracySb Advisory, LLC BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2019Dec 11, 2019
Ernest Allan TannisSb Advisory, LLC BD affiliatedLevel Four Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 11, 2019Dec 21, 2021 (741 d)
Jeffrey Rodriguez-AponteSb Advisory, LLC BD affiliatedB. Riley Wealth Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2019Sep 25, 2019
Rodney KresgeSb Advisory, LLC BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2019Nov 7, 2019
Michael Franklin BreadySb Advisory, LLC BD affiliatedBeyond Financial Planning, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 24, 2019Dec 12, 2019 (49 d)
Stuart Alan EpleySb Advisory, LLC BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2019Oct 17, 2019
Craig Anthony RosenbergSb Advisory, LLC BD affiliatedJ. W. Cole Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 10, 2019Sep 25, 2019
Reed Norman LengelSb Advisory, LLC BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2019Oct 15, 2019
Joe Dennis MurraySb Advisory, LLC BD affiliatedJ. W. Cole Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2019Sep 30, 2019
Adam SmithSb Advisory, LLC BD affiliatedInvestacorp Advisory Services Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2019Sep 20, 2019
Christopher Louis LicataSb Advisory, LLC BD affiliatedStonex Advisors Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 17, 2019Sep 27, 2019
Joseph B SamplesSb Advisory, LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2019Aug 28, 2019
Bradley Seth MayerSb Advisory, LLC BD affiliatedBenchmark Advisory Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 11, 2019Oct 11, 2019
John LoefflerSb Advisory, LLC BD affiliatedBenchmark Advisory Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 11, 2019Dec 10, 2019 (90 d)
Christine B TangSb Advisory, LLC BD affiliatedCantella & Co., Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2019Sep 5, 2019
Luis Jacob Alayo RieraSb Advisory, LLC BD affiliatedUcap Americas independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2019Sep 17, 2019
John Norman BlissSb Advisory, LLC BD affiliatedCantella & Co., Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 3, 2019Sep 9, 2019
Odalis Mercedes LopezSb Advisory, LLC BD affiliatedChelsea Advisory Services, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Aug 16, 2019 (151 d)
Joseph WebbSb Advisory, LLC BD affiliatedInspire Investing, LLC asset managerOtherMar 7, 2019Feb 11, 2019
Douglas Everett WellsSb Advisory, LLC BD affiliatedWells Trecaso Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2019Jan 4, 2019
Ralph Edward TrecasoSb Advisory, LLC BD affiliatedWells Trecaso Financial Group, LLC no RAUMOtherMar 6, 2019Dec 22, 2017
James Royal KirchnerSb Advisory, LLC BD affiliatedFourstar Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2019Jun 25, 2020 (477 d)
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89 moves match.