DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Transamerica Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alma Dan FrandsenTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2018Dec 21, 2020 (733 d)
Max AgabonTransamerica Financial Advisors, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherDec 14, 2018Jun 25, 2025 (2385 d)
Michele Lee FarrellTransamerica Financial Advisors, LLC BD affiliatedThe Financial Architects Wealth Management LLC unclassifiedOtherDec 14, 2018Jan 17, 2020 (399 d)
Carrie Ann SimmonsTransamerica Financial Advisors, LLC BD affiliatedBalboa Wealth Partners, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 11, 2018Dec 10, 2018
Kena Salil ContractorTransamerica Financial Advisors, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2018Jan 7, 2019 (60 d)
Lawrence Jan Pere SerranoTransamerica Financial Advisors, LLC BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2018Nov 15, 2018
Jennifer Ann LyTransamerica Financial Advisors, LLC BD affiliatedLifepro Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2018Nov 28, 2018
Christopher David GibbsTransamerica Financial Advisors, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseOct 29, 2018Nov 19, 2018
Li Yang LeeTransamerica Financial Advisors, LLC BD affiliatedTlg Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 25, 2018Oct 12, 2020 (718 d)
Jeffrey Jay TeneyckTransamerica Financial Advisors, LLC BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherOct 18, 2018Nov 25, 2019 (403 d)
Robert A. PlowmanTransamerica Financial Advisors, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 10, 2018Dec 24, 2018 (75 d)
Joseph Howard SpanoTransamerica Financial Advisors, LLC BD affiliatedPatriot Financial Consulting unclassifiedOtherSep 24, 2018Oct 24, 2018
Shih Hao ShangTransamerica Financial Advisors, LLC BD affiliatedEsi Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2018Mar 18, 2024 (2026 d)
Clayton Jon OlsonTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2018Aug 9, 2018
Gina Marie WaiteTransamerica Financial Advisors, LLC BD affiliatedGlobal View Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2018Aug 9, 2018
Yingqi LinghuTransamerica Financial Advisors, LLC BD affiliatedCastle Group Investment Counsel, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 2, 2018Jul 31, 2020 (729 d)
Angelica Nicole TrumerTransamerica Financial Advisors, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 30, 2018Aug 10, 2018
Chelly JosephTransamerica Financial Advisors, LLC BD affiliatedGradient Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2018Jul 19, 2018
Jonathan BarrTransamerica Financial Advisors, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2018Jun 29, 2018
Donald Ray RiceTransamerica Financial Advisors, LLC BD affiliatedBrookstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2018May 4, 2020 (690 d)
Kimberly Lynn NiedfeldtTransamerica Financial Advisors, LLC BD affiliatedHarbour Investments, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2018Apr 22, 2020 (679 d)
Ronald DarwinTransamerica Financial Advisors, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 12, 2018Jul 19, 2018 (37 d)
Nickolas J. TurnerTransamerica Financial Advisors, LLC BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2018Jun 13, 2018
Elvis HoxhaTransamerica Financial Advisors, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 24, 2018May 23, 2018
Thomas Elvin BassTransamerica Financial Advisors, LLC BD affiliatedSupreme Alliance LLC otherOtherMay 21, 2018Jun 5, 2018
Joseph Michael AdrianoTransamerica Financial Advisors, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2018Jun 7, 2018
Jeffrey Barnes HammondTransamerica Financial Advisors, LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018Jun 6, 2018
Anthony Hanbo ChenTransamerica Financial Advisors, LLC BD affiliatedHonorable Financial Services, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 25, 2018Aug 27, 2018 (124 d)
Fei DaiTransamerica Financial Advisors, LLC BD affiliatedTd Ameritrade, Inc. no RAUMOtherApr 16, 2018Aug 31, 2020 (868 d)
Mira Mamdoh AbasTransamerica Financial Advisors, LLC BD affiliatedMadison Avenue Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2018Oct 15, 2019 (552 d)
Po Ying ChenTransamerica Financial Advisors, LLC BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 11, 2018Apr 25, 2018
Vladimir KouznetsovTransamerica Financial Advisors, LLC BD affiliatedRetegy LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 10, 2018Apr 18, 2018
Nhi Phuong GiangTransamerica Financial Advisors, LLC otherMorgan Stanley wirehouseOtherMar 26, 2018Sep 10, 2019 (533 d)
Ronald Scott MeansTransamerica Financial Advisors, LLC otherSummit Global Investments, LLC mixed wealthOtherFeb 26, 2018May 3, 2022 (1527 d)
Trevor Blaine ThompsonTransamerica Financial Advisors, LLC otherSummit Global Investments, LLC mixed wealthOtherFeb 26, 2018Sep 26, 2025 (2769 d)
Shawn PlunkettTransamerica Financial Advisors, LLC otherEdward Jones national BDOtherJan 29, 2018Jan 26, 2018
Chadwick M MangumTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherJan 26, 2018Aug 26, 2025 (2769 d)
Stephen Lawrence VaughnTransamerica Financial Advisors, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherDec 31, 2017Dec 13, 2018 (347 d)
Chris Danger BentleyTransamerica Financial Advisors, LLC otherParker Prescott Capital Management state registeredOtherDec 31, 2017Jan 3, 2018
Matthew PartinTransamerica Financial Advisors, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherDec 31, 2017Nov 4, 2020 (1039 d)
Mark Allen ThompsonTransamerica Financial Advisors, LLC otherHarbour Investments, Inc. otherOtherDec 19, 2017Dec 18, 2017
Jason PowellTransamerica Financial Advisors, LLC otherValic Financial Advisors, Inc. otherOtherDec 15, 2017Dec 18, 2017
Tyler Scott OlsonTransamerica Financial Advisors, LLC otherLegacy Planning Group otherOtherDec 13, 2017Jan 8, 2018
James Jiang-Hua ChuTransamerica Financial Advisors, LLC otherVirtue Capital Management, LLC independent RIAOtherDec 11, 2017Jan 18, 2018 (38 d)
Joshua OronceTransamerica Financial Advisors, LLC otherPark Avenue Securities LLC BD affiliatedOtherNov 30, 2017Apr 30, 2019 (516 d)
Ashok S RamjiTransamerica Financial Advisors, LLC otherBlue Duck Wealth Management no RAUMOtherNov 17, 2017Feb 6, 2018 (81 d)
Christopher Brandon MillerTransamerica Financial Advisors, LLC otherEdelman Financial Engines otherOtherNov 3, 2017Dec 12, 2017 (39 d)
Helmut GarciaTransamerica Financial Advisors, LLC otherFsc Securities Corporation BD affiliatedOtherSep 20, 2017Mar 21, 2018 (182 d)
Todd Matthew JuvonenTransamerica Financial Advisors, LLC otherFoliobeyond, LLC asset managerOtherSep 18, 2017Mar 12, 2025 (2732 d)
Trisha Sue TetzlaffTransamerica Financial Advisors, LLC otherMML Investors Services, LLC otherOtherAug 28, 2017Sep 28, 2017 (31 d)
Olaf Boris KinstlerTransamerica Financial Advisors, LLC otherEquitable Advisors, LLC national BDOtherAug 22, 2017Sep 22, 2017 (31 d)
Mike T GreinerTransamerica Financial Advisors, LLC otherVirtue Capital Management, LLC otherOtherAug 8, 2017Aug 7, 2017
Jay Steven SalamoneTransamerica Financial Advisors, LLC otherG. A. Repple & Company otherOtherJul 7, 2017Jul 7, 2017
Jason R RasmussenTransamerica Financial Advisors, LLC otherSsn Advisory, Inc. otherOtherJun 27, 2017Jun 26, 2017
Christy J FalcoTransamerica Financial Advisors, LLC otherRaymond James & Associates, Inc. national BDOtherJun 19, 2017Jun 23, 2017
Justin Charles WrightTransamerica Financial Advisors, LLC otherLPL Financial LLC otherOtherJun 13, 2017Jun 12, 2017
Tonya Shyree WhiteTransamerica Financial Advisors, LLC otherInfinity Financial Services unclassifiedOtherMay 4, 2017May 4, 2017
Alina Lee SantiagoTransamerica Financial Advisors, LLC otherSignator Investors, Inc. otherOtherApr 3, 2017Apr 6, 2017
David Taylor IIITransamerica Financial Advisors, LLC otherWells Fargo Advisors wirehouseOtherMar 27, 2017Mar 24, 2017
Manly AckerTransamerica Financial Advisors, LLC otherLPL Financial LLC otherOtherMar 16, 2017Mar 15, 2017
Page 8 of 20PreviousNext
1,166 moves match.