DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Analysts

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ramon Vasquez Aguirre	Capital Analysts BD affiliated	Park Avenue Securities LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 5, 2018	May 3, 2018
Reid Jonathan Soberman	Capital Analysts other	Osaic Institutions, Inc. other	Other	Mar 13, 2018	Mar 19, 2018
Ryan M. Selleck	Capital Analysts other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Feb 22, 2018	Jul 26, 2021 (1250 d)
Joseph Robert Herron	Capital Analysts other	Lincoln Investment other	Other	Feb 2, 2018	Oct 4, 2017
John Kermit Jacobi	Capital Analysts other	Lincoln Investment other	Other	Jan 25, 2018	May 16, 2017
Joyce Ellen Alsbury	Capital Analysts other	Lincoln Investment other	Other	Dec 31, 2017	Jan 2, 2018
Nicholas Hewston Raffetto	Capital Analysts other	Lincoln Investment other	Other	Dec 19, 2017	Dec 4, 2013
Thomas J Grasso	Capital Analysts other	Hartford Funds asset manager	Other	Dec 13, 2017	Apr 6, 2018 (114 d)
Andrew Devereux Eddy	Capital Analysts other	Eddy Financial, LLC no RAUM	Other	Nov 14, 2017	Nov 13, 2017
Robert Devereux Eddy	Capital Analysts other	Eddy Financial, LLC no RAUM	Other	Nov 14, 2017	Nov 13, 2017
Charles Weidmuller	Capital Analysts other	Lincoln Investment other	Other	Nov 9, 2017	Aug 17, 2017
Aaron Matthew Gagnier	Capital Analysts other	Questar Asset Management, Inc. BD affiliated	Other	Nov 6, 2017	Dec 20, 2017 (44 d)
Kyle Gibson Crilow	Capital Analysts other	Lincoln Investment other	Other	Oct 24, 2017	Mar 10, 2017
John Francisco Urrutia	Capital Analysts other	Planmember Securities Corporation other	Other	Aug 11, 2017	Aug 1, 2017
Karyn Pistone	Capital Analysts other	Beacon Financial Advisory LLC other	Other	Aug 9, 2017	May 11, 2015
Seth N Maulfair	Capital Analysts other	Lincoln Investment other	Other	Jul 11, 2017	May 26, 2016
Michelle Jenkins Mcnamara	Capital Analysts other	Lincoln Investment other	Other	Jun 30, 2017	Sep 9, 2013
Richard Scott Maholchic	Capital Analysts other	Tlg Advisors, Inc. other	Other	Jun 6, 2017	Jun 6, 2017
Barry L Moss	Capital Analysts other	Spc other	Other	Apr 24, 2017	May 1, 2017
Timothy Linaugh	Capital Analysts other	Tlg Advisors, Inc. other	Other	Apr 11, 2017	Jan 4, 2017
Alexander Ewing Snyder	Capital Analysts other	Lincoln Investment other	Other	Apr 10, 2017	Jan 4, 2017
Kindel R Burkett	Capital Analysts other	Lincoln Investment other	Other	Mar 31, 2017	Jan 11, 2017
Whittney D Harvey	Capital Analysts other	Usaa Financial Planning Services no RAUM	Other	Mar 22, 2017	Oct 26, 2017 (218 d)
James Ray Cratty	Capital Analysts other	Frost Investment Services no RAUM	Other	Mar 2, 2017	Mar 9, 2017
Raphael M. Hofmann	Capital Analysts other	Association Financial Services, LLC state registered	Other	Feb 27, 2017	Jun 22, 2017 (115 d)
Shawn Marcel Lefebvre	Capital Analysts other	Tlg Advisors, Inc. other	Other	Jan 18, 2017	Apr 18, 2017 (90 d)
James Alexander Eddy	Capital Analysts other	Tlg Advisors, Inc. other	Other	Dec 31, 2016	Jan 4, 2017
Desiree Rome Kelley	Capital Analysts other	Raymond James Financial Services Advisors, Inc other	Other	Dec 31, 2016	Feb 8, 2017 (39 d)
Jerry Irving Rubin	Capital Analysts other	Tlg Advisors, Inc. other	Other	Dec 31, 2016	Jan 4, 2017
Mark Vincent Greim	Capital Analysts other	Ameritas Advisory Services, LLC BD affiliated	Other	Nov 10, 2016	Nov 1, 2021 (1817 d)
Peter R Franz	Capital Analysts other	Beacon Financial Advisory LLC other	Other	Nov 2, 2016	May 11, 2015
Zachary Alan Abrams	Capital Analysts other	Lincoln Investment independent RIA	Other	Oct 26, 2016	Sep 26, 2024 (2892 d)
Rea Ptacin	Capital Analysts other	Waddell & Reed other	Other	Sep 2, 2016	Nov 16, 2016 (75 d)
Sungki Lynn Leemaster	Capital Analysts other	Osaic Wealth, Inc. other	Other	Sep 1, 2016	Aug 30, 2016
Cole Smithers Koeniger	Capital Analysts other	M Holdings Securities, Inc. other	Other	Jul 7, 2016	Jul 8, 2016
Norman Milton Bald	Capital Analysts other	Ameriprise Financial Services, LLC national BD	Other	Jun 3, 2016	Jun 14, 2016
Jeffrey Raymond Linska	Capital Analysts other	Ameriprise Financial Services, LLC national BD	Other	May 24, 2016	May 24, 2016
Mark Edward Prowell	Capital Analysts other	Lincoln Investment other	Other	Mar 1, 2016	Jul 17, 2012
Terence Vincent Gallagher	Capital Analysts other	Osaic Fa, Inc. other	Other	Mar 1, 2016	Mar 1, 2016
Emily Bost Nilsson	Capital Analysts other	Calton & Associates, Inc. other	Other	Feb 22, 2016	Jun 2, 2015
Gary Wayne Latuszewski	Capital Analysts other	Bcg Securities, Inc. other	Other	Feb 19, 2016	Jun 16, 2015
Moses Francis	Capital Analysts other	J.P. Morgan Securities LLC wirehouse	Other	Dec 11, 2015	Apr 21, 2016 (132 d)
Megan Mooney	Capital Analysts other	UBS Financial Services Inc. wirehouse	Other	Dec 8, 2015	Feb 14, 2017 (434 d)
Timothy James Neuville	Capital Analysts other	Raymond James Financial Services Advisors, Inc other	Other	Dec 3, 2015	Dec 8, 2015
Donald Edward Burklo	Capital Analysts other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 5, 2015	Nov 2, 2015
Brendan Moleski	Capital Analysts other	Conservest Capital Advisors Inc other	Other	Sep 25, 2015	Oct 27, 2015 (32 d)
Jeffrey Thaddeus Nowak	Capital Analysts other	Raymond James Financial Services Advisors, Inc other	Other	Aug 7, 2015	Nov 17, 2015 (102 d)
James Vincent Rogan	Capital Analysts other	Financial Management Strategies, Inc. other	Other	Jul 31, 2015	Aug 31, 2015 (31 d)
Robert William Burnham	Capital Analysts other	Fsc Securities Corporation other	Other	Jul 20, 2015	Feb 24, 2015
Robert William Oneill	Capital Analysts other	Thrivent Investment Management Inc. other	Other	Jul 20, 2015	Aug 1, 2016 (378 d)
Michael Patrick Stanton	Capital Analysts other	Thrive Wealth Management, LLC other	Other	Jul 13, 2015	Jul 7, 2015
Hal Vincent Caprara	Capital Analysts other	Bcg Securities, Inc. other	Other	Jun 18, 2015	Jun 17, 2015
James Francis Thomas	Capital Analysts other	Carmel Capital Partners, LLC independent RIA	Other	Jun 3, 2015	Jul 25, 2022 (2609 d)
Daniel Douglas Etheridge	Capital Analysts other	Invest Financial Corporation other	Other	Jun 1, 2015	Jun 18, 2015
Marc L Laureano	Capital Analysts other	Pnc Wealth Management other	Other	Dec 26, 2014	Oct 5, 2015 (283 d)
Jane E Kwoun	Capital Analysts other	Lincoln Investment other	Other	Sep 29, 2014	Jul 23, 2013
Joshua Sousa Pacheco	Capital Analysts other	Axis Wealth Partners, LLC independent RIA	Other	Sep 11, 2014	Sep 12, 2014
Matthew James Collins	Capital Analysts other	Lincoln Investment other	Other	May 28, 2014	Oct 11, 2013
Michael Paul Capriotti	Capital Analysts other	Private Portfolio Partners, LLC other	Other	Mar 24, 2014	Mar 25, 2014
Timothy Michael Hamilton	Capital Analysts other	Financialfamilies state registered	Other	Jan 31, 2014	Mar 14, 2014 (42 d)

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371 moves match.