DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy W Bierlein | Td Private Client Wealth LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 15, 2026 |
| Julian Montaque-Williams | Td Private Client Wealth LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Sep 1, 2026 |
| Naim Cukovic | Td Private Client Wealth LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 24, 2026 |
| Kevin Michael Murray | Td Private Client Wealth LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Aug 31, 2026 (69 d) |
| Mohammed Y. Islam | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jun 22, 2026 |
| Scott Soenen | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 29, 2026 |
| Brian Kyle Berlin | Td Private Client Wealth LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 17, 2026 |
| Drew Elmorejr | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | Jun 8, 2026 |
| Daniel Seung Chul Lee | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2026 | Jun 3, 2026 |
| Michael Stephen Levay | Td Private Client Wealth LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 26, 2026 |
| Carlos Delgado-Mejia | Td Private Client Wealth LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | Apr 30, 2026 |
| Yosef Menachem Pick | Td Private Client Wealth LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 27, 2026 |
| Joshua Vallejos | Td Private Client Wealth LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | May 19, 2026 (33 d) |
| George Francis O'Brien | Td Private Client Wealth LLC BD affiliated | Mariner Wealth no RAUM | Other | Mar 27, 2026 | Jun 4, 2026 (69 d) |
| Jonathan Ocampo | Td Private Client Wealth LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Mar 17, 2026 |
| Matthew S. Rick | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 16, 2026 | Mar 16, 2026 |
| Leonard Descartes | Td Private Client Wealth LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Sep 3, 2026 (174 d) |
| Bilal Qaiser | Td Private Client Wealth LLC BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 20, 2026 |
| Daniel L. Erben | Td Private Client Wealth LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Apr 14, 2026 (41 d) |
| Adam Macaluso | Td Private Client Wealth LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2026 | Mar 2, 2026 |
| Roman Eppel | Td Private Client Wealth LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Feb 13, 2026 |
| Brian Paul Settle | Td Private Client Wealth LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Feb 23, 2026 |
| Massimo Paone | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 20, 2026 | Feb 27, 2026 |
| Kaleigh S Hayes | Td Private Client Wealth LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Apr 8, 2026 (69 d) |
| Andrew M Walts | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Steven Scornajenghi | Td Private Client Wealth LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Feb 24, 2026 (64 d) |
| Chad Miller | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 3, 2025 |
| Brandon Stevens | Td Private Client Wealth LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 22, 2025 |
| Kyle Meek | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Feb 3, 2026 (84 d) |
| Raza Irshad Elahi | Td Private Client Wealth LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 25, 2025 |
| Natasha Harkins-Dube | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2025 | Sep 22, 2025 |
| Tina Marie Truax Mccuin | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2025 | Sep 4, 2025 |
| Ryan Stephen Carter | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 3, 2025 |
| Nicholas Ignatzio Quartarano | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Feb 2, 2026 (160 d) |
| Wei Xia | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Aug 19, 2025 |
| Juan Alvarado | Td Private Client Wealth LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Oct 29, 2025 (79 d) |
| Eric Beira Casanova | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2025 | Oct 28, 2025 (89 d) |
| Klever Piedra | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Aug 18, 2025 |
| Jennifer Lynn Cute | Td Private Client Wealth LLC BD affiliated | Snowden Capital Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Oct 27, 2025 (96 d) |
| William Darden Smith | Td Private Client Wealth LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 11, 2025 |
| Gregory Paul Girdis | Td Private Client Wealth LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Aug 8, 2025 |
| Thomas Brown | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Aug 4, 2025 (33 d) |
| Alexander Dobecki | Td Private Client Wealth LLC BD affiliated | Crestwood Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 16, 2025 |
| Anjed Eloued | Td Private Client Wealth LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2025 | Feb 2, 2026 (256 d) |
| Karina Vega-Gonzalez | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2025 | May 20, 2025 |
| Christine Julia Kock | Td Private Client Wealth LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 13, 2025 |
| William Mcconville | Td Private Client Wealth LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 16, 2025 | May 5, 2025 |
| Elizabeth Regalado | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2025 | Apr 18, 2025 |
| Zachary Bognar | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2025 | Apr 14, 2025 |
| Eduardo F Torres | Td Private Client Wealth LLC BD affiliated | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Apr 30, 2025 |
| Luis Enrique Soto | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2025 | Apr 7, 2025 |
| David J. Errick | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | Mar 27, 2025 |
| Joseph Depietro | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 10, 2025 |
| Adam Emanuel Bracy | Td Private Client Wealth LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Feb 21, 2025 |
| Kevin R Walker | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2025 | Feb 12, 2025 |
| Daniel Nava | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2025 | Mar 18, 2025 |
| Jay M Vagnini | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 19, 2025 |
| James Tucker Foster | Td Private Client Wealth LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 12, 2025 |
| Nicolino Zullo | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Mar 7, 2025 (35 d) |
| Marney Skinner | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 22, 2025 |
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231 moves match.