DFX Intelligence
Advisor moves
Departures from Scottrade Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leonardo Fiorentino | Scottrade Investment Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | May 9, 2018 (63 d) |
| Matthew Hamilton Herron | Scottrade Investment Management BD affiliated | Clark Financial Services Group, Inc. other | Other | Mar 7, 2018 | Mar 12, 2018 |
| Jason James Phillips | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Jul 30, 2018 (145 d) |
| Gregory Paul Dexheimer | Scottrade Investment Management BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | May 7, 2018 (61 d) |
| John Vagianos | Scottrade Investment Management BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Apr 18, 2018 (42 d) |
| Dennis James Doherty | Scottrade Investment Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Oct 26, 2021 (1329 d) |
| Desmond Gonzalez | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Apr 23, 2018 (47 d) |
| Peter Thomas Berkery | Scottrade Investment Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Aug 9, 2022 (1616 d) |
| David Weiss | Scottrade Investment Management BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Apr 23, 2019 (412 d) |
| Sean L. Campbell | Scottrade Investment Management BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | May 29, 2018 (83 d) |
| Daniel L. Molineaux | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Mar 5, 2018 |
| William Franklin Cordray | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Jan 13, 2020 (677 d) |
| Eric Brennen Dixson | Scottrade Investment Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Sep 5, 2018 (182 d) |
| Brian Bourdon | Scottrade Investment Management BD affiliated | Bridgemark Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Sep 10, 2018 (187 d) |
| Anthony Michael Schmitt | Scottrade Investment Management BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Mar 30, 2018 |
| Donald Robert Ruzicka | Scottrade Investment Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Aug 17, 2018 (163 d) |
| Juan Felipe Vega | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Jul 12, 2019 (492 d) |
| Timothy D. Dodge | Scottrade Investment Management BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Mar 7, 2018 | Mar 29, 2018 |
| Gregory Talcott | Scottrade Investment Management BD affiliated | Virtua Capital Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 7, 2018 | Aug 17, 2018 (163 d) |
| Roderick Lance Dixon | Scottrade Investment Management BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Oct 1, 2025 (2765 d) |
| Karen Chang | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Sep 26, 2018 (203 d) |
| Albert Yanez | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Nov 5, 2018 (243 d) |
| Gregory W Harmon | Scottrade Investment Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Jan 18, 2019 (317 d) |
| Michael Nelson | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Aug 8, 2018 (154 d) |
| Bryant Shurn | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Jul 25, 2018 (140 d) |
| Troy Carlton Emeott | Scottrade Investment Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | May 1, 2018 (55 d) |
| Geoffrey Bishop Harris | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 7, 2018 | Oct 17, 2018 (224 d) |
| Christina Ann Tucker | Scottrade Investment Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Mar 7, 2018 |
| Jeremy Booe | Scottrade Investment Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Mar 23, 2018 |
| Steven Ferdinand Fattorini | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Jun 21, 2018 (106 d) |
| James Robert Hobson | Scottrade Investment Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Mar 29, 2018 |
| Marina Maranatha Pelren | Scottrade Investment Management BD affiliated | American Independent Securities Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Jan 23, 2019 (322 d) |
| Jordan David Goldberg | Scottrade Investment Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | May 10, 2018 (64 d) |
| Carl Steven Rankin | Scottrade Investment Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | May 8, 2018 (62 d) |
| Bradley James Schmitz | Scottrade Investment Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | May 15, 2018 (69 d) |
| Andrew J Briesacher | Scottrade Investment Management BD affiliated | Duncan Financial Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 7, 2018 | Sep 5, 2018 (182 d) |
| Bradley Hitzeman | Scottrade Investment Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Apr 11, 2018 (35 d) |
| Ping Sophie Yu | Scottrade Investment Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Mar 21, 2018 |
| Robert Charles Ciriacks | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 7, 2018 | Aug 15, 2018 (161 d) |
| Kory Glendon Klossner | Scottrade Investment Management BD affiliated | American Century Investments Private Client Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Apr 24, 2023 (1874 d) |
| Andrew Oconnor | Scottrade Investment Management BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | May 10, 2018 (64 d) |
| Kyle Joseph Evans | Scottrade Investment Management BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Jun 8, 2018 (93 d) |
| Alexander Munib Richani | Scottrade Investment Management BD affiliated | Advice And Planning Services other | Other | Mar 7, 2018 | Mar 28, 2018 |
| Gregory T Walsh | Scottrade Investment Management BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Mar 22, 2018 |
| Brody Allen Northcott | Scottrade Investment Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Mar 28, 2018 |
| Jesse Tyler Dunsmore | Scottrade Investment Management BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Apr 5, 2018 |
| Brian Richard Benacci | Scottrade Investment Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Jun 14, 2018 (99 d) |
| Adrian Byrd | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Mar 16, 2018 |
| Joseph D. Insinna | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Jul 11, 2018 (126 d) |
| Matthew Lewis Dickinson | Scottrade Investment Management BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Dec 20, 2018 (288 d) |
| Tyler Brooks Duddy | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Mar 5, 2018 |
| Troy C Bergeron | Scottrade Investment Management BD affiliated | American Century Investments Private Client Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2018 | Mar 19, 2018 |
| Tyler Bruce Webb | Scottrade Investment Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Jun 7, 2018 (92 d) |
| Marc Phillipe Mongeon | Scottrade Investment Management BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Mar 5, 2018 | Mar 5, 2018 |
| Andrea Kelley | Scottrade Investment Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2018 | Mar 7, 2018 |
| Patrick J May | Scottrade Investment Management BD affiliated | Prosperity Capital Advisors other | Other | Feb 13, 2018 | Feb 23, 2018 |
| Andrew M Abelleira | Scottrade Investment Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 13, 2018 | Mar 2, 2018 |
| David Thomas Maniscalco | Scottrade Investment Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 9, 2018 | Feb 2, 2018 |
| Alison Margaret Lucille Mcquaid | Scottrade Investment Management BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 6, 2018 | Feb 22, 2018 |
| Christopher Michael Lewis | Scottrade Investment Management BD affiliated | Db Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2018 | Feb 6, 2018 |
440 moves match.