DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Scottrade Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyrus Tyrone HilliardScottrade Investment Management BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 2, 2018May 8, 2018 (95 d)
Michael Byung Do LeeScottrade Investment Management BD affiliatedComerica Securities bank affiliatedOtherJan 31, 2018Jan 30, 2018
Kevin Christopher DielschneiderScottrade Investment Management BD affiliatedKennedy Capital Management otherOtherJan 31, 2018Jul 20, 2018 (170 d)
Charles G HealyScottrade Investment Management BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 30, 2018Feb 1, 2018
Chi LamScottrade Investment Management BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJan 26, 2018Mar 9, 2018 (42 d)
Matthew Michael RayeScottrade Investment Management BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 24, 2018May 17, 2018 (113 d)
Victoria KrylovScottrade Investment Management BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 24, 2018Apr 16, 2018 (82 d)
Kristin Diane SullivanScottrade Investment Management BD affiliatedSmith Moore & Co. otherOtherJan 24, 2018Feb 26, 2018 (33 d)
Kanak AgarwalScottrade Investment Management BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 22, 2018Jan 19, 2018
Christian Marc GallandScottrade Investment Management BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJan 16, 2018Jan 22, 2018
Rachel Ann MeisenzahlScottrade Investment Management BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJan 16, 2018Jan 17, 2018
Jackson Kalanikoa Yim CookScottrade Investment Management BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherJan 16, 2018Feb 13, 2018
Xin Cheng MaiScottrade Investment Management BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 5, 2018Aug 17, 2021 (1320 d)
Bryan Lee SachanScottrade Investment Management BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherJan 5, 2018Feb 5, 2018 (31 d)
Noah Arthur BuehnerScottrade Investment Management BD affiliatedFinancial Planning Services independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2018Jan 19, 2022 (1475 d)
Jason Raymond SteenoScottrade Investment Management BD affiliatedRegal Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2017Sep 24, 2019 (642 d)
Andrea Michelle AlbrightScottrade Investment Management BD affiliatedFisher Investments otherOtherDec 21, 2017Feb 13, 2018 (54 d)
Todd F GoesslingScottrade Investment Management BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 21, 2017Feb 7, 2018 (48 d)
William Lee DaleScottrade Investment Management BD affiliatedTruist Advisory Services, Inc. otherOtherDec 21, 2017Mar 19, 2018 (88 d)
Rachelle Lee Dal MonteScottrade Investment Management BD affiliatedClarity Wealth Management, L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2017Dec 19, 2018 (363 d)
Jonathan Farmer KirbyScottrade Investment Management BD affiliatedGoldman Sachs Wealth Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2017May 11, 2018 (141 d)
Sharon Abigail RoggentineScottrade Investment Management BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherDec 19, 2017Jan 19, 2018 (31 d)
Zeeshan HasanScottrade Investment Management BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 12, 2017Dec 12, 2017
Pierre Rumenigay CheryScottrade Investment Management BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 12, 2017Dec 12, 2017
Shane J WalockScottrade Investment Management BD affiliatedCetera Advisor Networks LLC otherOtherDec 5, 2017Jan 4, 2018
Emily C PalmerScottrade Investment Management BD affiliatedAdvice And Planning Services otherOtherDec 5, 2017Jan 16, 2018 (42 d)
Joshua Tyler LowryScottrade Investment Management BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 5, 2017Dec 14, 2017
Keith J. SheridanScottrade Investment Management BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 5, 2017Dec 7, 2017
Andrew Thomas ShieldsScottrade Investment Management BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseDec 5, 2017Dec 19, 2017
Gerald Wayne HendrikScottrade Investment Management BD affiliatedPersonal Capital Advisors Corporation otherOtherDec 5, 2017Dec 7, 2017
Lauren M KennedyScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC otherOtherNov 30, 2017Dec 7, 2017
Jacob J BeckerScottrade Investment Management BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherNov 30, 2017Nov 20, 2017
Andrew PerkinsScottrade Investment Management BD affiliatedE*Trade Capital Management, LLC otherOtherNov 22, 2017Nov 30, 2017
William Leslie MissimerScottrade Investment Management otherFisher Investments otherOtherNov 14, 2017Nov 17, 2017
Marc Charles KesnerScottrade Investment Management otherFisher Investments otherOtherNov 14, 2017Nov 14, 2017
Christopher James ConnorScottrade Investment Management otherE*Trade Capital Management, LLC otherOtherNov 14, 2017Nov 30, 2017
Zachary O'HayreScottrade Investment Management otherAdvice And Planning Services otherOtherNov 14, 2017Nov 21, 2017
Ramak FazeliScottrade Investment Management otherMotif Capital Management, Inc. otherOtherNov 7, 2017Nov 7, 2017
Michael R. FederleScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherNov 7, 2017Nov 27, 2017
Christopher M. LigginsScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 7, 2017Nov 27, 2017
Mark Stuart SchafferScottrade Investment Management otherSecurities America Advisors, Inc. otherOtherOct 31, 2017Oct 31, 2017
Nicholas MartucciScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherOct 31, 2017Nov 24, 2017
Dominick MoscardelliScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherOct 31, 2017Nov 3, 2017
Ernie Douglas HollowayScottrade Investment Management otherSchwab Wealth Advisory, Inc. no RAUMOtherOct 30, 2017Jan 4, 2023 (1892 d)
Joseph C ViggianiScottrade Investment Management otherTransamerica Retirement Advisors, LLC BD affiliatedOtherOct 24, 2017Jan 6, 2022 (1535 d)
Nicholas Stephen MatlockScottrade Investment Management otherTd Ameritrade, Inc. no RAUMOtherOct 24, 2017Oct 19, 2017
Michael Joseph FrendakScottrade Investment Management otherVanguard Advisers, Inc. otherOtherOct 24, 2017Nov 20, 2017
Kristal SizemoreScottrade Investment Management otherJ.P. Morgan Securities LLC wirehouseOtherOct 20, 2017Oct 23, 2017
Chang LiScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 13, 2017Oct 20, 2017
Craig Anthony BrannamScottrade Investment Management otherKennedy Capital Management otherOtherOct 11, 2017Feb 15, 2018 (127 d)
Tyler Mathew EdwardsScottrade Investment Management otherQuad City Investment Center otherOtherOct 11, 2017Oct 18, 2017
Erik OhanessianScottrade Investment Management otherWells Fargo Advisors wirehouseOtherOct 11, 2017Oct 5, 2017
Jordan Alan ParrScottrade Investment Management otherWells Fargo Advisors wirehouseOtherOct 5, 2017Oct 25, 2017
Brenda TollettScottrade Investment Management otherStrategic Advisers LLC national BDOtherSep 25, 2017Jan 19, 2018 (116 d)
John Edward BrazellScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherSep 19, 2017Sep 15, 2017
Cameron Ryan PrewittScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherSep 19, 2017Oct 3, 2017
Timothy J HantakScottrade Investment Management otherStifel, Nicolaus & Company, Incorporated national BDOtherSep 19, 2017Dec 15, 2017 (87 d)
Matthew S TallmanScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 19, 2017Sep 26, 2017
Justin NoyleScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 19, 2017Oct 12, 2017
Wylie Lars NelsonScottrade Investment Management otherEdward Jones national BDOtherSep 5, 2017Apr 2, 2018 (209 d)
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440 moves match.