| Veska Dimitrova Kita | First Horizon Advisors, Inc other | Suntrust Investment Services, Inc. other | Other | Dec 11, 2007 | Dec 21, 2007 |
| Derrick Temon Jackson | First Horizon Advisors, Inc other | Wells Fargo Advisors wirehouse | Other | Dec 10, 2007 | Jun 5, 2008 (178 d) |
| Anthony William Hosfeld | First Horizon Advisors, Inc other | First Legacy Securities, LLC unclassified | Other | Nov 26, 2007 | Nov 29, 2007 |
| Victor Patrick Wilkerson | First Horizon Advisors, Inc other | First Legacy Securities, LLC unclassified | Other | Nov 26, 2007 | Nov 26, 2007 |
| Robert Grant Forys | First Horizon Advisors, Inc other | Banc Of America Investment Services, Inc. unclassified | Other | Nov 21, 2007 | Nov 19, 2007 |
| Michael Wesley Brown | First Horizon Advisors, Inc other | LPL Financial LLC other | Other | Nov 21, 2007 | Nov 20, 2007 |
| Deirdre Denise Babcock | First Horizon Advisors, Inc other | Banc Of America Investment Services, Inc. unclassified | Other | Nov 16, 2007 | Nov 26, 2007 |
| Michael Spencer Ledford | First Horizon Advisors, Inc other | Nfp Advisor Services, LLC other | Other | Nov 8, 2007 | Nov 9, 2007 |
| Jeffrey Alan Loos | First Horizon Advisors, Inc other | MML Investors Services, LLC other | Other | Nov 7, 2007 | Nov 28, 2007 |
| Jay Scott Flowers | First Horizon Advisors, Inc other | LPL Financial LLC other | Other | Nov 5, 2007 | Nov 6, 2007 |
| Edward J Rossi | First Horizon Advisors, Inc other | Edelman Financial Advisors LLC unclassified | Other | Oct 18, 2007 | Nov 15, 2007 |
| George Michael Baughman | First Horizon Advisors, Inc other | Abacus Planning Group, Inc. other | Other | Oct 3, 2007 | Mar 15, 2010 (894 d) |
| Matthew Ryan Ferguson | First Horizon Advisors, Inc other | Td Ameritrade, Inc. no RAUM | Other | Oct 2, 2007 | Oct 18, 2007 |
| Wolfgang Alfons Hein | First Horizon Advisors, Inc other | Ifmg Securities, Inc. unclassified | Other | Jun 26, 2007 | Jun 29, 2007 |
| Nicholas Robert Bearden | First Horizon Advisors, Inc other | Invest Financial Corporation other | Other | Jun 4, 2007 | Jun 1, 2007 |
| Anthony Todd Jones | First Horizon Advisors, Inc other | First Legacy Securities, LLC unclassified | Other | Apr 3, 2007 | Aug 7, 2007 (126 d) |
| James Edward Phillips | First Horizon Advisors, Inc other | Morgan Keegan & Company, LLC other | Other | Mar 19, 2007 | Apr 16, 2007 |
| Patrick Noel Rush | First Horizon Advisors, Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 19, 2007 | Jan 19, 2007 |
| Consuela D Brown | First Horizon Advisors, Inc other | Equitable Advisors, LLC national BD | Other | Jan 3, 2007 | Apr 5, 2007 (92 d) |
| Tyler J Frech | First Horizon Advisors, Inc other | Beacon Wealth Management, LLC other | Other | Sep 25, 2006 | Mar 15, 2011 (1632 d) |
| James Robert Cole | First Horizon Advisors, Inc other | Bok Financial Advisors other | Other | Aug 17, 2006 | Sep 6, 2006 |
| Jose Antonio Fernandez | First Horizon Advisors, Inc other | Pruco Securities, LLC other | Other | Jun 23, 2006 | Mar 18, 2008 (634 d) |
| Grant Wesley Armstrong | First Horizon Advisors, Inc other | Wells Fargo Advisors wirehouse | Other | Jun 23, 2006 | Jul 10, 2006 |
| James Armin West | First Horizon Advisors, Inc other | Steel Grove Capital Advisors, LLC other | Other | Jun 20, 2006 | Jun 27, 2006 |
| Celeste Mari Friend | First Horizon Advisors, Inc other | Raymond James Financial Services, Inc. unclassified | Other | May 3, 2006 | May 15, 2006 |
| Thomas Michael Powers | First Horizon Advisors, Inc other | Pfic Advisors, Inc. unclassified | Other | May 1, 2006 | Jun 22, 2006 (52 d) |
| Mark Stephen Boynton Jr | First Horizon Advisors, Inc other | Walnut Street Securities, Inc. other | Other | Jan 3, 2006 | Apr 3, 2006 (90 d) |
| Sakis Sotirios Salas | First Horizon Advisors, Inc other | Acropolis Investment Management other | Other | Nov 1, 2005 | Oct 25, 2006 (358 d) |
| Joanne Vera Mcknight | First Horizon Advisors, Inc other | Citigroup Global Markets Inc. other | Other | Nov 1, 2005 | Dec 12, 2005 (41 d) |
| Colleen Leanne Peterson | First Horizon Advisors, Inc other | Charles Schwab & Co., Inc. national BD | Other | Oct 12, 2005 | Oct 14, 2005 |
| James Creath Ridley | First Horizon Advisors, Inc other | Uvest Financial Services Group, Inc. unclassified | Other | Aug 30, 2005 | Nov 4, 2005 (66 d) |
| John New | First Horizon Advisors, Inc other | Bancorpsouth Investment Services, Inc. other | Other | Aug 16, 2005 | Aug 18, 2005 |
| Joseph Robert Rossi | First Horizon Advisors, Inc other | U.S. Bancorp Investments, Inc. other | Other | Aug 8, 2005 | Oct 25, 2005 (78 d) |
| Andrew Lauren Britt | First Horizon Advisors, Inc other | Ameriprise Financial Services, LLC national BD | Other | Jul 6, 2005 | May 23, 2018 (4704 d) |
| John Allen Lindsey | First Horizon Advisors, Inc other | Raymond James Financial Services, Inc. unclassified | Other | Jul 5, 2005 | Aug 15, 2006 (406 d) |
| Lynette Sue Jones | First Horizon Advisors, Inc other | Advice And Planning Services other | Other | Jun 15, 2005 | Sep 30, 2005 (107 d) |
| William Adolph Steih | First Horizon Advisors, Inc other | LPL Financial LLC other | Other | Jun 10, 2005 | Aug 12, 2005 (63 d) |
| Marc L Laureano | First Horizon Advisors, Inc other | Natcity Investments, Inc. unclassified | Other | Jun 3, 2005 | Oct 26, 2006 (510 d) |
| Paul Iver Jepson | First Horizon Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 15, 2005 | Mar 16, 2005 |
| Christopher Erik Hall | First Horizon Advisors, Inc other | Suntrust Investment Services, Inc. other | Other | Feb 14, 2005 | Feb 23, 2005 |
| Jesse Michael Tharp | First Horizon Advisors, Inc other | Signator Investors, Inc. other | Other | Nov 5, 2004 | May 16, 2005 (192 d) |
| Gregory Scott Griffith | First Horizon Advisors, Inc other | Amsouth Investment Management Company LLC unclassified | Other | Nov 3, 2004 | Jun 23, 2006 (597 d) |
| Charles Ford Farmer | First Horizon Advisors, Inc other | Bb&T Investment Services, Inc. no RAUM | Other | Oct 19, 2004 | Oct 29, 2004 |
| Chaunda Linnea Jetton | First Horizon Advisors, Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 15, 2004 | Oct 13, 2006 (728 d) |
| William Clay Tucker | First Horizon Advisors, Inc other | First Citizens Investor Services, Inc. other | Other | Jul 16, 2004 | Aug 31, 2004 (46 d) |
| Mark Allan Gilbert | First Horizon Advisors, Inc other | Citigroup Global Markets Inc. other | Other | Jul 2, 2004 | Mar 10, 2005 (251 d) |
| Kellye Lee Phillips | First Horizon Advisors, Inc other | Amsouth Investment Management Company LLC unclassified | Other | Jun 4, 2004 | Jan 24, 2005 (234 d) |
| Stuart Preston Vaughn | First Horizon Advisors, Inc other | Raymond James & Associates, Inc. national BD | Other | May 26, 2004 | Jun 24, 2004 |
| Anthony Robert Dastice | First Horizon Advisors, Inc other | Cetera Advisor Networks LLC other | Other | May 24, 2004 | Jun 28, 2004 (35 d) |