DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Commerce Brokerage Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Claude Wilson	Commerce Brokerage Services, Inc independent RIA	Cetera Investment Advisers LLC BD affiliated	RIA to affiliated broker-dealer or bank	May 9, 2023	May 19, 2023
Garrett Bohler	Commerce Brokerage Services, Inc independent RIA	Stifel, Nicolaus & Company, Incorporated national BD	RIA to affiliated broker-dealer or bank	Apr 3, 2023	Apr 5, 2023
Jonathan Henry Woodruff	Commerce Brokerage Services, Inc independent RIA	Cetera Investment Advisers LLC BD affiliated	RIA to affiliated broker-dealer or bank	Mar 2, 2023	Mar 21, 2024 (385 d)
Cindy Lou Ellis	Commerce Brokerage Services, Inc independent RIA	LPL Financial LLC independent RIA	RIA to RIA	Sep 9, 2022	Oct 17, 2022 (38 d)
Paul L Banks	Commerce Brokerage Services, Inc independent RIA	The Worley Banks Group, LLC independent RIA	RIA to RIA	Feb 16, 2022	Apr 19, 2022 (62 d)
Christopher J Mcneil	Commerce Brokerage Services, Inc independent RIA	Pruco Securities, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Jan 18, 2022	Jan 21, 2022
Brian W Lewallen	Commerce Brokerage Services, Inc independent RIA	Morgan Stanley wirehouse	RIA to wirehouse	May 17, 2021	Oct 8, 2021 (144 d)
Trisha Kay Koontz	Commerce Brokerage Services, Inc independent RIA	Summit Wealth Strategies independent RIA	RIA to RIA	Apr 2, 2021	Feb 21, 2023 (690 d)
Ryan Mitchell Hook	Commerce Brokerage Services, Inc independent RIA	Iht Wealth Management LLC independent RIA	RIA to RIA	Dec 1, 2020	Jul 16, 2021 (227 d)
Dylan Donovan	Commerce Brokerage Services, Inc independent RIA	Larson Financial Group, LLC independent RIA	RIA to RIA	Oct 21, 2020	Dec 7, 2020 (47 d)
Lisa Marie Affolter	Commerce Brokerage Services, Inc independent RIA	Waddell & Reed BD affiliated	RIA to affiliated broker-dealer or bank	Sep 6, 2019	Sep 6, 2019
Keith Lovell Cash	Commerce Brokerage Services, Inc independent RIA	LPL Financial LLC BD affiliated	RIA to affiliated broker-dealer or bank	Aug 13, 2019	Sep 4, 2019
Jayson Thomas Hanagan	Commerce Brokerage Services, Inc independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	RIA to affiliated broker-dealer or bank	Jul 9, 2019	Nov 15, 2019 (129 d)
Timothy Nielsen	Commerce Brokerage Services, Inc independent RIA	Oppenheimer & Co. Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Feb 4, 2019	Feb 11, 2019
Gary Robert Conley	Commerce Brokerage Services, Inc independent RIA	Pruco Securities, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Nov 6, 2018	Dec 5, 2018
Christopher Scott Radzom	Commerce Brokerage Services, Inc independent RIA	Cuso Financial Services, L.P. BD affiliated	RIA to affiliated broker-dealer or bank	Jul 9, 2018	Jul 31, 2018
Christopher David Gibbs	Commerce Brokerage Services, Inc independent RIA	Transamerica Financial Advisors, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 2, 2018	Jun 5, 2018 (64 d)
Ryan C Bly	Commerce Brokerage Services, Inc other	U.S. Bancorp Investments, Inc. other	Other	Dec 1, 2017	Dec 4, 2017
Jason Lon Smith	Commerce Brokerage Services, Inc other	Edward Jones national BD	Other	Nov 14, 2017	Nov 15, 2017
James Bryan Stark	Commerce Brokerage Services, Inc other	Waddell & Reed BD affiliated	Other	Aug 8, 2017	Jun 13, 2018 (309 d)
Teresa Lynn Murphy	Commerce Brokerage Services, Inc other	Morgan Stanley wirehouse	Other	Aug 8, 2017	Oct 3, 2017 (56 d)
Thomas J Bolain	Commerce Brokerage Services, Inc other	Wells Fargo Advisors wirehouse	Other	Nov 21, 2016	Sep 10, 2025 (3215 d)
Kyle Alan Herrman	Commerce Brokerage Services, Inc other	Wells Fargo Advisors wirehouse	Other	Oct 26, 2016	Oct 26, 2016
Kenrick Thompson	Commerce Brokerage Services, Inc other	Waddell & Reed other	Other	Sep 1, 2016	Dec 7, 2016 (97 d)
Jacqueline Schlup Daniels	Commerce Brokerage Services, Inc other	Fsc Securities Corporation other	Other	Aug 2, 2016	Feb 8, 2017 (190 d)
Joshua Daniel Royeton	Commerce Brokerage Services, Inc other	Edward Jones national BD	Other	Jul 17, 2015	Jul 17, 2015
Abraham William Radmanesh	Commerce Brokerage Services, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 17, 2014	Sep 3, 2014 (48 d)
Chad Edward Tepe	Commerce Brokerage Services, Inc other	Independent Financial Partners other	Other	Mar 21, 2014	Mar 20, 2014
James Thomas Rotter	Commerce Brokerage Services, Inc other	U.S. Bancorp Investments, Inc. other	Other	Nov 4, 2013	Oct 31, 2013
Toby Marshall Johnston	Commerce Brokerage Services, Inc other	Cetera Advisors LLC other	Other	Aug 12, 2013	Aug 9, 2013
Gregory Patrick Dible	Commerce Brokerage Services, Inc other	Wells Fargo Advisors wirehouse	Other	Aug 5, 2013	Aug 13, 2013
William Frederick Fisher	Commerce Brokerage Services, Inc other	Novadius Wealth Management independent RIA	Other	Apr 23, 2013	Aug 22, 2013 (121 d)
Dawn Elizabeth Hansen	Commerce Brokerage Services, Inc other	Vsr Advisory Services other	Other	Feb 1, 2013	Feb 7, 2013
Charlotte Steger Matthews	Commerce Brokerage Services, Inc other	Edward Jones national BD	Other	Jan 16, 2013	Jan 18, 2013
Erik Alexander Meyer	Commerce Brokerage Services, Inc other	American Beacon Advisors, Inc. other	Other	Jan 7, 2013	Jun 26, 2015 (900 d)
Lisa Lea Moser	Commerce Brokerage Services, Inc other	LPL Financial LLC other	Other	Oct 19, 2012	Jan 2, 2014 (440 d)
Melissa Deann Proffitt	Commerce Brokerage Services, Inc other	Summit Financial Group Inc other	Other	Jun 15, 2011	May 26, 2011
Rhett Nathan Shockey	Commerce Brokerage Services, Inc other	Wells Fargo Advisors wirehouse	Other	Jun 15, 2011	Sep 29, 2011 (106 d)
Jeffrey L Goff	Commerce Brokerage Services, Inc other	Eagle Strategies LLC other	Other	Apr 1, 2009	May 11, 2009 (40 d)
Thomas Michael Pittala	Commerce Brokerage Services, Inc other	Umb Financial Services, Inc. no RAUM	Other	Mar 31, 2008	Mar 5, 2008
Michael B Mcnamee	Commerce Brokerage Services, Inc other	Wells Fargo Advisors wirehouse	Other	Feb 14, 2008	Feb 1, 2008
Matthew John Palazzolo	Commerce Brokerage Services, Inc other	Fifth Third Securities, Inc. other	Other	Mar 6, 2007	Mar 21, 2007
Garryl Weston Keel	Commerce Brokerage Services, Inc other	U.S. Bancorp Investments, Inc. other	Other	Oct 24, 2006	Nov 13, 2006
John Matthew Piershale	Commerce Brokerage Services, Inc other	Chase Investment Services Corp. other	Other	Nov 7, 2005	Nov 14, 2005
Joann Michelle Jolly	Commerce Brokerage Services, Inc other	A. G. Edwards & Sons, Inc. unclassified	Other	Jul 22, 2005	Aug 22, 2005 (31 d)
Stephen Eugene Rodewald	Commerce Brokerage Services, Inc other	Uvest Financial Services Group, Inc. unclassified	Other	Jun 1, 2004	May 21, 2004
John Ward Harrison	Commerce Brokerage Services, Inc other	Banc Of America Investment Services, Inc. unclassified	Other	Aug 20, 2003	Aug 18, 2003

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47 moves match.