| Gregory E Hyde | Suntrust Investment Services, Inc. other | Calamos Wealth Management LLC other | Other | Nov 14, 2011 | Dec 2, 2011 |
| Beverly D. Thomas | Suntrust Investment Services, Inc. other | Pnc Wealth Management BD affiliated | Other | Nov 14, 2011 | Jan 11, 2023 (4076 d) |
| Kyle Travis Mayo | Suntrust Investment Services, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Nov 10, 2011 | May 31, 2016 (1664 d) |
| Patricia Willis Imperial | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Nov 1, 2011 | Oct 25, 2012 (359 d) |
| Jason Shenandoah Oates | Suntrust Investment Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 31, 2011 | Nov 2, 2011 |
| Andrea Lynn Albu | Suntrust Investment Services, Inc. other | The Strategic Financial Alliance other | Other | Oct 20, 2011 | Apr 20, 2012 (183 d) |
| Jared P Roaten | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Oct 18, 2011 | Oct 14, 2011 |
| Hunter Tedford Mills | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Oct 18, 2011 | Oct 14, 2011 |
| James Morris Smith | Suntrust Investment Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 14, 2011 | Oct 7, 2011 |
| Cline Edward Reasor | Suntrust Investment Services, Inc. other | Scott & Stringfellow, LLC other | Other | Oct 5, 2011 | Oct 5, 2011 |
| Denise Anne Negron | Suntrust Investment Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 27, 2011 | Nov 4, 2011 (38 d) |
| Steven David Lehrer | Suntrust Investment Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 27, 2011 | Oct 17, 2011 |
| Alexander Cesar | Suntrust Investment Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 19, 2011 | Nov 4, 2011 (46 d) |
| Elizabeth Joseph | Suntrust Investment Services, Inc. other | Capital One Financial Advisors LLC unclassified | Other | Sep 13, 2011 | Sep 15, 2011 |
| David Anthony Bonjo | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Sep 6, 2011 | Sep 15, 2011 |
| James T Snell | Suntrust Investment Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 30, 2011 | Sep 19, 2011 |
| Kurt John Killingsworth | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Aug 17, 2011 | Aug 22, 2011 |
| Brian K Bohnen | Suntrust Investment Services, Inc. other | Synovus Securities, Inc. other | Other | Aug 16, 2011 | Feb 27, 2012 (195 d) |
| John Cornelius Troutman | Suntrust Investment Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 1, 2011 | Aug 2, 2011 |
| Samson Barry Gris | Suntrust Investment Services, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jul 29, 2011 | Aug 12, 2011 |
| Eric William D'Dio | Suntrust Investment Services, Inc. other | Pnc Wealth Management other | Other | Jul 29, 2011 | Aug 3, 2011 |
| Paul Jones | Suntrust Investment Services, Inc. other | Chase Investment Services Corp. other | Other | Jul 15, 2011 | Aug 1, 2011 |
| Edward Ladd Currens | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Jul 12, 2011 | Aug 26, 2011 (45 d) |
| Stephen Robert Crocker | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Jul 6, 2011 | Jul 5, 2011 |
| Jonathan Devone Miles | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Jul 6, 2011 | Jul 8, 2011 |
| Raluca Bighiu | Suntrust Investment Services, Inc. other | Morgan Stanley wirehouse | Other | Jul 6, 2011 | Jul 8, 2011 |
| Cynthia Louise Hill | Suntrust Investment Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 28, 2011 | Jun 20, 2011 |
| Russell Martin Brander | Suntrust Investment Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 22, 2011 | Jun 17, 2011 |
| Daniel Gaines | Suntrust Investment Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Jun 9, 2011 | May 31, 2011 |
| Raanan Yoav Pritzker | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Jun 6, 2011 | Sep 12, 2011 (98 d) |
| Marianne Dorian Mattran | Suntrust Investment Services, Inc. other | Realta Investment Advisors, Inc other | Other | Jun 3, 2011 | Feb 16, 2012 (258 d) |
| Jonathan Patrick Wasey | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | May 19, 2011 | Jun 10, 2011 |
| Cynthia Lynn Watson | Suntrust Investment Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 19, 2011 | Feb 22, 2016 (1740 d) |
| George Francis O'Brien | Suntrust Investment Services, Inc. other | Whm Capital Advisors, LLC other | Other | May 13, 2011 | May 27, 2011 |
| Christopher W. Schwendimann | Suntrust Investment Services, Inc. other | LPL Financial LLC other | Other | May 13, 2011 | May 20, 2011 |
| Johnny Dale Strickland | Suntrust Investment Services, Inc. other | Td Private Client Wealth LLC no RAUM | Other | May 13, 2011 | Apr 23, 2013 (711 d) |
| Allison Hope Gregory | Suntrust Investment Services, Inc. other | First Citizens Asset Management, Inc other | Other | May 13, 2011 | Apr 16, 2012 (339 d) |
| Sean Ronald Frelke | Suntrust Investment Services, Inc. other | Scott & Stringfellow, LLC other | Other | May 13, 2011 | Jun 1, 2011 |
| Thomas Sanderlin Owens | Suntrust Investment Services, Inc. other | First Citizens Investor Services, Inc. other | Other | May 13, 2011 | Jun 8, 2011 |
| Niki D Sands | Suntrust Investment Services, Inc. other | LPL Financial LLC other | Other | May 4, 2011 | Jun 3, 2011 |
| Karen S Burke | Suntrust Investment Services, Inc. other | Synovus Securities, Inc. other | Other | May 4, 2011 | Nov 14, 2017 (2386 d) |
| Marie Joy Estanislao Lomibao | Suntrust Investment Services, Inc. other | Campbell Wealth Management, Inc. other | Other | May 2, 2011 | Oct 9, 2012 (526 d) |
| Mitchell Glenn Tuell | Suntrust Investment Services, Inc. other | UBS Financial Services Inc. wirehouse | Other | May 2, 2011 | Apr 29, 2011 |
| Robert Thomas Masters | Suntrust Investment Services, Inc. other | Investment Professionals, Inc. other | Other | May 2, 2011 | Jul 5, 2011 (64 d) |
| Kenneth Lynn Davis | Suntrust Investment Services, Inc. other | Concourse Financial Group Advisors other | Other | May 2, 2011 | Mar 18, 2013 (686 d) |
| Brandon David Ross | Suntrust Investment Services, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Apr 26, 2011 | May 9, 2011 |
| Nicholas Barulic | Suntrust Investment Services, Inc. other | Chase Investment Services Corp. other | Other | Apr 25, 2011 | May 17, 2011 |
| James Michael Wood | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 25, 2011 | May 13, 2011 |
| Patric Joel Nassar | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Apr 21, 2011 | May 12, 2011 |
| Jessica Coste | Suntrust Investment Services, Inc. other | Scott & Stringfellow, LLC other | Other | Apr 21, 2011 | Apr 21, 2011 |
| Susan Nettles Pyles | Suntrust Investment Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 31, 2011 | Apr 21, 2011 |
| Thomas Broderick Mullins | Suntrust Investment Services, Inc. other | Davenport & Company LLC other | Other | Mar 30, 2011 | Apr 1, 2011 |
| Perry Lamar Chesney | Suntrust Investment Services, Inc. other | Wealthcare Capital Management LLC other | Other | Mar 22, 2011 | Apr 12, 2011 |
| Jacalyn Murray | Suntrust Investment Services, Inc. other | Brokersxpress LLC other | Other | Mar 18, 2011 | Apr 21, 2011 (34 d) |
| John Bartholomew Clayton | Suntrust Investment Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 15, 2011 | Aug 11, 2011 (149 d) |
| Amelia Justice Harmon | Suntrust Investment Services, Inc. other | Eagle Strategies LLC other | Other | Feb 16, 2011 | May 4, 2011 (77 d) |
| Joshua Ben Voisine | Suntrust Investment Services, Inc. other | Synergy Investment Group, LLC other | Other | Feb 15, 2011 | Mar 22, 2011 (35 d) |
| Justin S Cobb | Suntrust Investment Services, Inc. other | First Citizens Asset Management, Inc other | Other | Feb 11, 2011 | Feb 14, 2011 |
| Jeffrey Keegan Martin | Suntrust Investment Services, Inc. other | On Investment Management Co other | Other | Jan 21, 2011 | Aug 22, 2012 (579 d) |
| Jason Edward May | Suntrust Investment Services, Inc. other | Uvest Financial Services Group, Inc. unclassified | Other | Jan 13, 2011 | Jan 19, 2011 |