DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from U.S. Bancorp Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bjorn Stehr | U.S. Bancorp Investments, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2023 | Jul 12, 2024 (309 d) |
| Chelsea Wagers | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2023 | Sep 7, 2023 |
| Dustin Ries | U.S. Bancorp Investments, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Aug 22, 2023 |
| Sanjay Gobind Chugani | U.S. Bancorp Investments, Inc. BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Sep 8, 2023 |
| David Amarante Chavez | U.S. Bancorp Investments, Inc. BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Sep 13, 2023 |
| Ashley Leandra Ottens | U.S. Bancorp Investments, Inc. BD affiliated | Midland Wealth Management other | Other | Aug 22, 2023 | Aug 22, 2023 |
| Adam Lundy | U.S. Bancorp Investments, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 9, 2023 |
| Jason Patrick Liu | U.S. Bancorp Investments, Inc. BD affiliated | Mtc Wealth Management asset manager | Other | Jul 26, 2023 | Jan 28, 2025 (552 d) |
| Craig Jeffery Theile | U.S. Bancorp Investments, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jul 11, 2023 |
| John Kendall Seedall | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2023 | Jun 23, 2023 |
| Chukwuemeka Matthew Onyia | U.S. Bancorp Investments, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2023 | Jun 21, 2023 |
| Matthew Bryon Gorton | U.S. Bancorp Investments, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 7, 2023 |
| Derek West | U.S. Bancorp Investments, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jul 21, 2023 |
| Wesley Gary Gunter | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2023 | Nov 6, 2023 (152 d) |
| Gabriel Barajas | U.S. Bancorp Investments, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 30, 2023 | May 26, 2023 |
| Zachary J. Yanker | U.S. Bancorp Investments, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jul 5, 2023 (40 d) |
| Lissette Carolina Dametta | U.S. Bancorp Investments, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | Jun 16, 2023 |
| Casey William Nelson | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | Jun 14, 2023 |
| Timothy Robert Selvey | U.S. Bancorp Investments, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2023 | May 15, 2023 |
| Feriba Monis | U.S. Bancorp Investments, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2023 | Oct 14, 2024 (524 d) |
| Patrick Carl Gherity | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 28, 2023 |
| Ricky Burroughs | U.S. Bancorp Investments, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 22, 2023 |
| Jacob Tyler Kohut | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2023 | May 3, 2023 |
| Megan Dean Richter | U.S. Bancorp Investments, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | May 8, 2023 |
| Mark Burns | U.S. Bancorp Investments, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Apr 24, 2023 |
| Daniel Fernandez | U.S. Bancorp Investments, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Jun 26, 2023 (70 d) |
| Kyle Taramelli Bartholomay | U.S. Bancorp Investments, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2023 | Jan 30, 2026 (1029 d) |
| Antonette Kay Swanson | U.S. Bancorp Investments, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 5, 2023 |
| James Donald Boss | U.S. Bancorp Investments, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 5, 2023 |
| Mark Thomas Vihstadt | U.S. Bancorp Investments, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 5, 2023 |
| Gregory Brian Herrling | U.S. Bancorp Investments, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Mar 31, 2023 |
| Mustafa Baghshi | U.S. Bancorp Investments, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Apr 17, 2023 |
| Janine Elizabeth Amundson | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 14, 2023 |
| Richard Lee Chambers | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2023 | Mar 8, 2023 |
| Esteban Rene Zuno | U.S. Bancorp Investments, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Mar 14, 2023 |
| Christopher Ryan Krzus | U.S. Bancorp Investments, Inc. BD affiliated | Wolfstone Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2023 | Mar 7, 2023 |
| Elizabeth Anne Kilmer | U.S. Bancorp Investments, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2023 | Feb 17, 2023 |
| Ruben Richard Rivas | U.S. Bancorp Investments, Inc. BD affiliated | Strategic Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 21, 2023 |
| Thane Jordan Blosser | U.S. Bancorp Investments, Inc. BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2023 | Mar 21, 2023 (39 d) |
| Michael James Rodgers | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2023 | Feb 2, 2023 |
| Kim Huong Sliger | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2023 | Jan 20, 2023 |
| Richard Lewis Faatz | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2023 | Jan 20, 2023 |
| Joseph Edward Meyer | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2023 | Jan 20, 2023 |
| Carlos Alberto Sanchez | U.S. Bancorp Investments, Inc. BD affiliated | Biechele Royce Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2023 | Jan 19, 2023 |
| Tiffany Wenzel | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2023 | Jan 23, 2023 |
| David M Woldman | U.S. Bancorp Investments, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Jan 30, 2023 (39 d) |
| Fred Chun Lee | U.S. Bancorp Investments, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 14, 2022 |
| Liny Li | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Jan 16, 2023 (41 d) |
| Michael Shane Kundinger | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2022 | Nov 30, 2022 |
| Kevin David Mccloud | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Mar 14, 2023 (103 d) |
| Dru Berton Hull | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Nov 28, 2022 |
| Andrew David Scianna | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Nov 28, 2022 |
| Thomas Hoy | U.S. Bancorp Investments, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Feb 21, 2023 (83 d) |
| Bryan Alexander Velasco | U.S. Bancorp Investments, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2022 | Sep 28, 2023 (307 d) |
| Vicente Eduardo Contreras | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2022 | Jan 10, 2023 (55 d) |
| Luu Elizabeth Mathias | U.S. Bancorp Investments, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2022 | Jul 14, 2023 (246 d) |
| Tyson William Allred | U.S. Bancorp Investments, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Jan 7, 2025 (792 d) |
| Michael Steven Millman | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Nov 3, 2022 | Nov 21, 2022 |
| Mark Richard Olson | U.S. Bancorp Investments, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2022 | Oct 13, 2022 |
| Luke Melvin Kroeplin | U.S. Bancorp Investments, Inc. BD affiliated | Fortress Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 12, 2022 |
1,233 moves match.