DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kerry Ryan Edwards | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Bennett Carter Kerfeld | Thrivent Investment Management Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 2, 2023 |
| Charlton Eduardo Gutierrez | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 10, 2023 |
| Ted Richard Vickerman | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 28, 2023 |
| Kurt Vernon Bester | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 28, 2023 |
| Leah Jeanne Theorin | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 28, 2023 |
| Emily A Trautwein | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 28, 2023 |
| Jackson Tyler Woolems | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 28, 2023 |
| Austin Hogan | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 28, 2023 | May 2, 2023 |
| Laura Herfy | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Jul 31, 2023 (98 d) |
| Teri Jo Jaeger | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Apr 21, 2023 |
| Jacob Morales Pais | Thrivent Investment Management Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 18, 2023 |
| Quenton Ford | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2023 | May 3, 2023 |
| Timothy Faig | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Jun 2, 2023 (50 d) |
| Jackson James Truax | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Apr 17, 2023 |
| Jeremy Park | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2023 | May 4, 2023 |
| Jemel Christian Lewis | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Feb 3, 2025 (665 d) |
| Mackenzie Willemsen | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 18, 2023 |
| Brian Ronald Luedke | Thrivent Investment Management Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Mar 31, 2023 |
| Rene Manuel Ramos | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Jun 30, 2023 (91 d) |
| Chaunceey Johnson | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | May 8, 2023 (41 d) |
| Joshua Tyler Holwerda | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2023 | May 22, 2023 (56 d) |
| Steve Lawrence Raspotnik | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 27, 2023 |
| Samuel Dylan Stewart | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | Mar 23, 2023 |
| Bruce Barton Romberg | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Apr 20, 2023 (31 d) |
| Justin Owens | Thrivent Investment Management Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Apr 7, 2023 |
| Jonathan Brooks Groover | Thrivent Investment Management Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Mar 30, 2023 |
| Joseph Heathcock | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Jun 23, 2023 (95 d) |
| Madison Campbell | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2023 | Mar 16, 2023 |
| Daniel Timothy Schmaltz | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 27, 2023 |
| Savannah Sasser | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Jan 5, 2026 (1029 d) |
| Dustin Ryan Michaelson | Thrivent Investment Management Inc. BD affiliated | Clear Creek Financial Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2023 | Mar 6, 2023 |
| Matthew James Olson | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 6, 2023 |
| Allen James Zutz | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 29, 2023 |
| Sheri Lynn Sorensen | Thrivent Investment Management Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 6, 2023 |
| Tyler Marshall Brewer | Thrivent Investment Management Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 2, 2023 | May 8, 2023 (67 d) |
| Kristyne N Link | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Sep 8, 2023 (192 d) |
| Joseph Wainer | Thrivent Investment Management Inc. BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2023 | Mar 27, 2023 |
| Michael Alexander Kearney | Thrivent Investment Management Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 27, 2023 |
| Tamilla Lynn Simpson | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Mar 16, 2023 |
| Joanna Marie Niemiec | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2023 | Mar 31, 2023 (43 d) |
| Benjamin Lundeen | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Oct 17, 2023 (243 d) |
| Michael N Turgeon | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Feb 27, 2023 |
| Rachel Emily Sams | Thrivent Investment Management Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Aug 11, 2023 (177 d) |
| James Hagen | Thrivent Investment Management Inc. BD affiliated | Bcu Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2023 | Feb 13, 2023 |
| Justin William Gann | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 9, 2023 | Feb 8, 2023 |
| Scott Martin Ferguson | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Feb 3, 2023 |
| Justin Walsh | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Feb 3, 2023 |
| Lucas Walter Miller Winskowski | Thrivent Investment Management Inc. BD affiliated | 49 Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2023 | Apr 12, 2024 (434 d) |
| James Joseph Williams | Thrivent Investment Management Inc. BD affiliated | Tvamp, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Feb 6, 2023 |
| Timothy A Christen | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Feb 15, 2023 |
| Seth Alison Alexander | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2023 | Jan 25, 2023 |
| Alice Larisa Wilms | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 13, 2025 (724 d) |
| Marcia Gayle Upton | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Feb 6, 2023 |
| Connor Rosin | Thrivent Investment Management Inc. BD affiliated | Kerberrose Wealth Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 1, 2025 (714 d) |
| Megan Frye | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Feb 27, 2023 (47 d) |
| Kenneth Wong | Thrivent Investment Management Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 9, 2023 |
| Alan Mark Dewitt | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 5, 2023 |
| Christopher Blaine Plummer | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Dec 22, 2022 |
| Jacob Genens | Thrivent Investment Management Inc. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Apr 16, 2024 (483 d) |
1,855 moves match.