DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dominari Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Campbell Balk | Dominari Securities LLC independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | May 7, 2024 | Jun 12, 2024 (36 d) |
| David Edward Achzet | Dominari Securities LLC independent RIA | Quint Capital Management independent RIA | RIA to RIA | May 4, 2023 | Apr 5, 2024 (337 d) |
| Emmitt Smith | Dominari Securities LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2023 | Jun 2, 2023 (92 d) |
| Daniel David Jonker | Dominari Securities LLC independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2022 | Dec 22, 2022 |
| Dara K Johnson | Dominari Securities LLC independent RIA | Hampshire Family Office independent RIA | RIA to RIA | Dec 22, 2022 | Jun 14, 2023 (174 d) |
| Nicholas James Bertha | Dominari Securities LLC independent RIA | Hampshire Family Office independent RIA | RIA to RIA | Nov 30, 2022 | Jun 21, 2023 (203 d) |
| Greg Blaney Reidy | Dominari Securities LLC independent RIA | Hampshire Family Office independent RIA | RIA to RIA | Nov 22, 2022 | May 2, 2023 (161 d) |
| Joseph Amado Fernandez | Dominari Securities LLC independent RIA | Invenio Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Nov 21, 2022 | Jan 3, 2023 (43 d) |
| Christina Hudson | Dominari Securities LLC independent RIA | Invenio Wealth Partners, LLC independent RIA | RIA to RIA | Nov 21, 2022 | Nov 26, 2024 (736 d) |
| Jaclyn Ann Green | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Aug 29, 2022 |
| Allen Anton Jacobi | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2022 | Aug 11, 2022 |
| Ronan Michael Obyrne | Dominari Securities LLC independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2022 | Jul 22, 2022 |
| Justin Tyler Yost | Dominari Securities LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 22, 2022 | Aug 22, 2022 (31 d) |
| Thomas J Hakala | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2022 | Jul 19, 2022 |
| Cameron Laurel Dawson | Dominari Securities LLC independent RIA | New Edge Wealth independent RIA | RIA to RIA | May 16, 2022 | May 17, 2022 |
| Mark Thomas Conway | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2022 | May 10, 2022 |
| Christopher James Delaura | Dominari Securities LLC independent RIA | Stansberry Asset Management, LLC independent RIA | RIA to RIA | May 9, 2022 | Jan 2, 2025 (969 d) |
| Daysi Michelle Leiva | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2022 | May 6, 2022 |
| Nelson Luis Hernandez | Dominari Securities LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 2, 2022 | Jul 6, 2022 (65 d) |
| Andrew Gerli Randak | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 26, 2022 |
| Nicole Matilde Boutmy De Katzmann | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 25, 2022 |
| Kristian Anthony Sedeno | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 26, 2022 |
| Andrew Wilson Heitner | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 20, 2022 |
| Christian F Gallo | Dominari Securities LLC independent RIA | Snowden Capital Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 21, 2022 |
| Tammi A Lauder | Dominari Securities LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| William Eric Christian | Dominari Securities LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| Johnny Marion Gibson | Dominari Securities LLC independent RIA | Alphaq Advisors independent RIA | RIA to RIA | Apr 7, 2022 | Apr 8, 2022 |
| Steven Cangialosi | Dominari Securities LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| Marc R Angle | Dominari Securities LLC independent RIA | Alphaq Advisors independent RIA | RIA to RIA | Apr 7, 2022 | Apr 8, 2022 |
| Michael D Lefflbine | Dominari Securities LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 7, 2022 | Dec 2, 2025 (1335 d) |
| Stacey Lynel Cole | Dominari Securities LLC independent RIA | Alphaq Advisors independent RIA | RIA to RIA | Apr 7, 2022 | Apr 7, 2022 |
| Robert S Delano | Dominari Securities LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 22, 2022 | Apr 11, 2022 |
| Samuel Alexander Gilliland | Dominari Securities LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 8, 2022 | Mar 9, 2022 |
| Stephen Campbell Steinthal | Dominari Securities LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 8, 2022 | Mar 8, 2022 |
| Taylor Theodor Gray | Dominari Securities LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Mar 8, 2022 | Mar 4, 2022 |
| Janina Caufield | Dominari Securities LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 8, 2022 | Mar 4, 2022 |
| Christian Martinez | Dominari Securities LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 8, 2022 | Mar 9, 2022 |
| Cari Beth Schnipper | Dominari Securities LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 31, 2022 | Feb 1, 2022 |
| Clay Alan Skurdal | Dominari Securities LLC independent RIA | Riskbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 17, 2021 | Feb 11, 2021 |
| Robert Patrick Mccabe | Dominari Securities LLC independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2020 | Jan 19, 2021 (50 d) |
| Elizabeth Haley Rockwell | Dominari Securities LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Nov 18, 2020 | Nov 13, 2020 |
| William Ross Kennedy | Dominari Securities LLC independent RIA | Riskbridge Advisors, LLC no RAUM | RIA to a newly registered adviser | Jan 2, 2020 | Jan 10, 2021 (374 d) |
| Catherine Ann Zieman | Dominari Securities LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | May 23, 2019 | Jan 29, 2025 (2078 d) |
| David Lawrence Zoll | Dominari Securities LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2019 | Mar 18, 2021 (685 d) |
| Sarah A Pifer | Dominari Securities LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2019 | Mar 18, 2021 (685 d) |
| Juan M. Castaneda | Dominari Securities LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 17, 2018 | Nov 17, 2021 (1127 d) |
| Matthew William Gruseke | Dominari Securities LLC independent RIA | Bienville Capital Management, LLC mixed wealth | RIA to RIA | Apr 10, 2018 | Mar 30, 2022 (1450 d) |
| Richard Daniel Land | Dominari Securities LLC other | Morgan Stanley wirehouse | Other | Aug 15, 2017 | Aug 13, 2019 (728 d) |
| Jeffrey Scott Ferraro | Dominari Securities LLC other | Praxia Financial Services, LLC independent RIA | Other | May 21, 2015 | Jun 16, 2015 |
| Douglas John Hedley | Dominari Securities LLC other | Praxia Financial Services, LLC independent RIA | Other | Apr 3, 2015 | Aug 6, 2015 (125 d) |
| John Palazzetti | Dominari Securities LLC other | Park Avenue Securities LLC other | Other | May 8, 2014 | Jun 18, 2014 (41 d) |
| David Bunim Rosenthal | Dominari Securities LLC other | Deutsche Bank Securities Inc. other | Other | Feb 20, 2014 | Feb 28, 2014 |
| Eric William Lutz | Dominari Securities LLC other | Wells Fargo Advisors wirehouse | Other | Jan 7, 2013 | Jun 11, 2013 (155 d) |
| Bryan Paul Bogen | Dominari Securities LLC other | Summit Financial Group Inc other | Other | Oct 4, 2012 | Sep 17, 2012 |
| Thomas Joseph Casey | Dominari Securities LLC other | Questar Asset Management, Inc. other | Other | Mar 19, 2012 | Mar 16, 2012 |
| Robert Michael Delbuono | Dominari Securities LLC other | Money Concepts Advisory Service other | Other | Nov 15, 2011 | Nov 15, 2011 |
| Jamie A Zelem | Dominari Securities LLC other | Clearbridge Investments, LLC other | Other | Jun 29, 2011 | Apr 13, 2012 (289 d) |
| Anthony Joseph Fortuna | Dominari Securities LLC other | Essex Financial Services, Inc. other | Other | May 31, 2011 | May 31, 2011 |
| Darryl Wade Melcher | Dominari Securities LLC other | Wade Management LLC state registered | Other | Apr 20, 2011 | Apr 21, 2011 |
| Brian David Williams | Dominari Securities LLC other | Future Benefits Inc other | Other | Mar 8, 2011 | Mar 10, 2011 |
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61 moves match.