DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Benjamin SteeleWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Jul 27, 2026
Kody DamronWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 5, 2026Aug 4, 2026
Neil Christopher SchimkaWells Fargo Advisors wirehouseMML Investors Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 26, 2026
Jennifer HerronWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 19, 2026
Leonora Chryssafis BitasWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 5, 2026Jul 29, 2026
Jordan Lewis EthingtonWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 27, 2026
Morris Anthony HiltonWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 6, 2026
Nolan Anthony TranWells Fargo Advisors wirehouseFocus Advisor Solutions, LLC independent RIAWirehouse to independent RIAAug 5, 2026Aug 12, 2026
Charles Jerry LewisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 3, 2026Sep 1, 2026
Rebecca Ann McgeeWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 3, 2026Jul 23, 2026
Bradley Wayne SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 3, 2026Jul 23, 2026
Adam Blake JonesWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2026Aug 31, 2026
Fernando MellinWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 31, 2026Jul 21, 2026
Daniel Raymond FeatherstonWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 31, 2026Jul 14, 2026
Sarah Rose HarringtonWells Fargo Advisors wirehouseFrost Investment Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 31, 2026Jul 28, 2026
Jared Lee HensleyWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 31, 2026Aug 5, 2026
Davis Colby FoxWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 31, 2026Aug 22, 2026
Ryan WilliamsWells Fargo Advisors wirehouseB.O.S.S. Retirement Advisors, LLC independent RIAWirehouse to independent RIAJul 28, 2026Jul 22, 2026
Jacob R DelamaterWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankJul 28, 2026Jul 22, 2026
Kenneth LaddWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 27, 2026Jul 20, 2026
Mitchel Alexander BlancoWells Fargo Advisors wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 27, 2026Mar 3, 2026
Nicholas Todd CenterWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 27, 2026Jul 30, 2026
Kenneth Rafael FletesWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 23, 2026Aug 20, 2026
Susana BeeWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 23, 2026Aug 7, 2026
Adrian Dustin PrzyboroWells Fargo Advisors wirehouseRossby Financial, LLC independent RIAWirehouse to independent RIAJul 22, 2026Jul 30, 2026
Colin Michael RaffertyWells Fargo Advisors wirehouseVerdence Capital Advisors, LLC independent RIAWirehouse to independent RIAJul 21, 2026Jul 21, 2026
Kenneth Stuart MintzWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 10, 2026
Joanne Karen WindasWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 10, 2026
Yale JosephWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 9, 2026
Gerard J MehanWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 10, 2026
Ronald David ParrishWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 20, 2026Jul 10, 2026
Christopher Joseph CassidyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 10, 2026
Kirk J StensrudWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 9, 2026
Susan Todd MalleryWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 15, 2026
Elvis CastroWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 17, 2026
Vladimir VinokurovWells Fargo Advisors wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Aug 3, 2026
Tracy L KendrickWells Fargo Advisors wirehouseCambridge Investment Research Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Aug 27, 2026 (38 d)
Alvaro Alfredo QuinteroWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 29, 2026
Brandie MulliganWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 10, 2026
Andrew J CookWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 10, 2026
James Clayton FlahertyWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 9, 2026
David Chaim SendowskiWells Fargo Advisors wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Aug 17, 2026
Adam JonesWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 14, 2026
Paulo Andre QuintanaWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 23, 2026
Charles WaltersWells Fargo Advisors wirehouseGuggenheim Investments asset managerOtherJul 20, 2026Sep 16, 2026 (58 d)
Courtney Elizabeth FaganWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 20, 2026Jul 10, 2026
Thomas Joseph MorseWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2026Jul 13, 2026
Benjamin Franklin DavisWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 20, 2026Aug 24, 2026 (35 d)
Christopher Lee TravisWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 17, 2026Jul 30, 2026
Scott Thorpe SutherlandWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 1, 2026
Grady WestWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 8, 2026
Michael Paul HariaczyiWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Aug 7, 2026
Jason YaworskiWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJul 15, 2026Jul 20, 2026
Geoffrey Ryan LemoineWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 1, 2026
Patrick Sanford MullinsWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 1, 2026
Tuan A HuynhWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jun 17, 2026
Margarita Illingworth StanczakWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 8, 2026
Dennis Renee ArnoldWells Fargo Advisors wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 28, 2026
Diego A MercadoWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 6, 2026
Dakota BradshawWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 15, 2026Jul 15, 2026
Page 2 of 309PreviousNext
18,540 moves match.