DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sarah Michelle RhodesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAFeb 23, 2026Mar 2, 2026
Ricardo ValenzuelaWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseFeb 23, 2026Feb 24, 2026
Ryan McsallyWells Fargo Advisors wirehouseVoya Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 23, 2026Mar 3, 2026
Jennifer Woods OdonnellWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankFeb 18, 2026Feb 13, 2026
Samuel Wesley MoranWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 17, 2026Apr 16, 2026 (58 d)
George Andrew FelliosWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 17, 2026Feb 13, 2026
Wade Alexander SchuetteWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 17, 2026Jan 15, 2026
Amad OwidiWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 17, 2026Feb 16, 2026
Ethan Lathair CallWells Fargo Advisors wirehouseStrategic Planning Group independent RIAWirehouse to independent RIAFeb 17, 2026Apr 10, 2026 (52 d)
Ashli Marie LehmanWells Fargo Advisors wirehouseCwm, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 17, 2026Feb 17, 2026
Michelle Marie AllenWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 16, 2026Feb 11, 2026
Latasia Mantoria IngramWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 16, 2026Apr 13, 2026 (56 d)
Christopher Michael Herndon NealWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 16, 2026Feb 19, 2026
Guoli RothbaumWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2026May 18, 2026 (95 d)
Ruth Beatriz DucharmeWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 10, 2026May 4, 2026 (83 d)
Jocelyn PoonWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 10, 2026Mar 3, 2026
Gary RedheadWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 9, 2026Apr 3, 2026 (53 d)
Samuel Frank GalatiotoWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 9, 2026Feb 2, 2026
Karina Elizabeth RomeroWells Fargo Advisors wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 9, 2026Mar 11, 2026
Julio CerdaWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseFeb 9, 2026Feb 6, 2026
Mina SalehWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseFeb 9, 2026Feb 13, 2026
Micah K PitmanWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseFeb 6, 2026Jan 26, 2026
Noah HinsonWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseFeb 6, 2026Jan 26, 2026
Robyn Renee HoneycuttWells Fargo Advisors wirehouseVan Clemens Wealth Management, LLC independent RIAWirehouse to independent RIAFeb 5, 2026May 11, 2026 (95 d)
Michael Nicholas LewisWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 5, 2026Jul 24, 2026 (169 d)
Dannys RamirezWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseFeb 4, 2026Mar 16, 2026 (40 d)
Jeffrey Robert TylerWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseFeb 3, 2026Mar 4, 2026
Todd F GoesslingWells Fargo Advisors wirehouseInvesco Advisers, Inc. asset managerOtherFeb 3, 2026Feb 24, 2026
Jeffrey Taguba ValoriaWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 3, 2026Feb 19, 2026
Edward Philip SchererWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 3, 2026Mar 10, 2026 (35 d)
Lupita Chrystal DuenasWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 3, 2026Feb 6, 2026
Ulises HernandezWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseFeb 3, 2026Jan 26, 2026
Zachary Robert GorecznyWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2026Feb 26, 2026
Pablo Andres MirandaWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2026Feb 11, 2026
Erin Edward BojarczukWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 2, 2026Feb 2, 2026
Christopher Richard TracyWells Fargo Advisors wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherFeb 2, 2026Feb 25, 2026
Jaclyn Aleen KlotzWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 2, 2026Feb 3, 2026
Eliza Jo ChybaWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 2, 2026Feb 24, 2026
Bret J PetersenWells Fargo Advisors wirehouseRothschild Wealth LLC independent RIAWirehouse to independent RIAJan 30, 2026Jan 6, 2026
Timothy Dean PollockWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 29, 2026Aug 6, 2026 (189 d)
Marisol CozzaWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJan 28, 2026Jan 28, 2026
Melissa Irene NasriWells Fargo Advisors wirehouseTransamerica Retirement Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 28, 2026Feb 11, 2026
Emanuel David PerezWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 28, 2026Feb 19, 2026
Chryssanthe Ganiaris DetroyerWells Fargo Advisors wirehouseBenjamin F. Edwards & Company, Incorporated BD affiliatedWirehouse to affiliated broker-dealer or bankJan 27, 2026Jan 22, 2026
Frank Joseph SubasicWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 27, 2026Sep 5, 2018
Edman WongWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJan 22, 2026Mar 17, 2026 (54 d)
David Brendan PerkinsWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 21, 2026Jan 23, 2026
Wayne Michael HastadWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 21, 2026Jan 22, 2026
Jordan Robert JensenWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 21, 2026Jan 23, 2026
Alexander Michael VenutiWells Fargo Advisors wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 21, 2026Feb 11, 2026
Edwin Javier VelasquezWells Fargo Advisors wirehouseU.S. Bancorp Investments, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 21, 2026Jan 27, 2026
Tim John BodetteWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 20, 2026Jan 15, 2026
Andrea CruzWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJan 20, 2026Mar 18, 2026 (57 d)
Michael Blake RodriguezWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankJan 20, 2026Jan 21, 2026
Brandon Michael King-HackleyWells Fargo Advisors wirehouseFisher Investments independent RIAWirehouse to independent RIAJan 20, 2026Feb 10, 2026
Angel Yolanda RoseboroWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 16, 2026Sep 15, 2026 (242 d)
Anna Maria PujolasWells Fargo Advisors wirehouseCollins Advisors, LLC independent RIAWirehouse to independent RIAJan 15, 2026Mar 4, 2026 (48 d)
Edward John CurleyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 14, 2026Jan 9, 2026
Jody AngellottiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 14, 2026Jan 9, 2026
Mandi Lynn ShellenbargerWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankJan 14, 2026Jan 27, 2026
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18,560 moves match.