DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edwin Joseph Klein	D.A. Davidson & Co. independent RIA	Kestra Private Wealth Services, LLC other	Other	Feb 1, 2018	Jan 31, 2018
John Cliffton Massar	D.A. Davidson & Co. independent RIA	Advice And Planning Services BD affiliated	RIA to affiliated broker-dealer or bank	Jan 23, 2018	Jul 11, 2018 (169 d)
Scott Daniel Constable	D.A. Davidson & Co. independent RIA	LPL Financial LLC independent RIA	RIA to RIA	Jan 9, 2018	Jan 23, 2018
Brent Martin Steinberg	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Nov 7, 2017	Nov 2, 2017
Shari Lynn Baltrusch	D.A. Davidson & Co. other	Waddell & Reed BD affiliated	Other	Oct 31, 2017	Oct 21, 2019 (720 d)
Damon Alan Marty	D.A. Davidson & Co. other	Fisher Investments independent RIA	Other	Oct 9, 2017	May 22, 2018 (225 d)
Dustin Loyal Brumbaugh	D.A. Davidson & Co. other	Tschetter Wealth Advisors no RAUM	Other	Oct 8, 2017	Oct 6, 2017
Richard William Tschetter	D.A. Davidson & Co. other	Tschetter Wealth Advisors no RAUM	Other	Oct 8, 2017	Oct 6, 2017
David William Tschetter	D.A. Davidson & Co. other	Tschetter Wealth Advisors no RAUM	Other	Oct 8, 2017	Oct 6, 2017
Kimberly Ann Jestrab-Rindt	D.A. Davidson & Co. other	Commonwealth Financial Network national BD	Other	Oct 3, 2017	Nov 13, 2017 (41 d)
Lori Delynn Russell	D.A. Davidson & Co. other	Summitry, LLC independent RIA	Other	Oct 3, 2017	Mar 6, 2026 (3076 d)
Terence Douglas Welsh	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Oct 2, 2017	Oct 20, 2017
Tad Allen Singer	D.A. Davidson & Co. other	Allen Capital Group, LLC other	Other	Sep 18, 2017	Sep 18, 2017
Steven Eugene Wilbur	D.A. Davidson & Co. other	Allen Capital Group, LLC other	Other	Sep 18, 2017	Sep 18, 2017
Edwin James Sondgroth	D.A. Davidson & Co. other	Brighton Jones LLC other	Other	Sep 7, 2017	Sep 18, 2017
Colin Bryant Ault	D.A. Davidson & Co. other	Securities America Advisors, Inc. other	Other	Sep 7, 2017	Dec 19, 2017 (103 d)
Daniel Sean Conroy	D.A. Davidson & Co. other	Allen Capital Group, LLC other	Other	Aug 21, 2017	Oct 23, 2017 (63 d)
Timothy Michael Vediz	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 28, 2017	Aug 24, 2017
Stacy Sizemore	D.A. Davidson & Co. other	M Holdings Securities, Inc. other	Other	Jul 24, 2017	Aug 7, 2017
Jennifer Foronda	D.A. Davidson & Co. other	Morgan Stanley wirehouse	Other	Jul 6, 2017	Jul 28, 2017
Betsy Joann Cole	D.A. Davidson & Co. other	Newground Social Investment other	Other	Jul 6, 2017	Aug 1, 2017
Jennifer M Keel	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 6, 2017	Aug 4, 2017
Kenneth William Robbins	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	May 10, 2017	May 10, 2017
Kathleen J Roshay	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	May 10, 2017	May 10, 2017
Magdalena Maria Lesmana	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	May 10, 2017	May 10, 2017
Savannah Rose Cooper	D.A. Davidson & Co. other	Morris Financial Concepts, Inc. independent RIA	Other	Apr 24, 2017	Jan 9, 2019 (625 d)
Korinne Deanna Wilkerson	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	Mar 24, 2017	Nov 28, 2017 (249 d)
Leslie Minter Castillo	D.A. Davidson & Co. other	Stratos Wealth Partners, Ltd other	Other	Feb 14, 2017	Feb 10, 2017
Brenda Marie Zitek	D.A. Davidson & Co. other	Flagstone Financial Management, LLC no RAUM	Other	Jan 30, 2017	Feb 2, 2017
Jeffrey Cowan Mitchell	D.A. Davidson & Co. other	Ameriprise Financial Services, LLC national BD	Other	Jan 9, 2017	Jan 6, 2017
Breanne Kay Leckie	D.A. Davidson & Co. other	Fisher Investments independent RIA	Other	Jan 9, 2017	Oct 5, 2018 (634 d)
Robert James Curtiss	D.A. Davidson & Co. other	Seia other	Other	Nov 2, 2016	Nov 2, 2016
David Christian Jenni	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 27, 2016	Nov 2, 2016
Milton Leonard Greenberg	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 27, 2016	Nov 2, 2016
Samantha Thompson-Innes	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 27, 2016	Nov 29, 2016 (33 d)
Jeffrey Thomas Peters	D.A. Davidson & Co. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 11, 2016	Oct 5, 2016
Daniel Jonathan Beckwith	D.A. Davidson & Co. other	Wescap Group other	Other	Sep 14, 2016	Sep 26, 2016
Doan-Trang Hoang-Tran Bell	D.A. Davidson & Co. other	Raymond James & Associates, Inc. national BD	Other	Sep 1, 2016	Aug 31, 2016
Brandon Michael Mann	D.A. Davidson & Co. other	Ameritas Advisory Services other	Other	Aug 23, 2016	Aug 10, 2017 (352 d)
Lauren Marin Shaughnessy	D.A. Davidson & Co. other	Robert W. Baird & Co. Incorporated other	Other	Aug 23, 2016	Aug 19, 2016
Timothy Hale Ganahl	D.A. Davidson & Co. other	Robert W. Baird & Co. Incorporated other	Other	Aug 23, 2016	Aug 19, 2016
J. Jay Flynn	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Jun 22, 2016	Jun 25, 2002
Erika Danielle Ferris	D.A. Davidson & Co. other	Investment Management Group other	Other	Jun 20, 2016	Aug 18, 2016 (59 d)
Timothy Schell	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Jun 3, 2016	Jun 3, 2016
Steven Sunyuk Lew	D.A. Davidson & Co. other	Western International Securities other	Other	Apr 4, 2016	Apr 14, 2016
Patrick Cook	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Mar 14, 2016	Apr 12, 2016
Dale Edgar Giem	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Feb 2, 2016	Jan 29, 2016
Brent Lynn Koetter	D.A. Davidson & Co. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Feb 2, 2016	Jan 29, 2016
Rebecca Jean Dammann	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Jan 13, 2016	Jan 26, 2016
John Beckley Groh	D.A. Davidson & Co. other	Baker Ellis Asset Management LLC independent RIA	Other	Dec 23, 2015	Aug 21, 2023 (2798 d)
Victoria Mae Forgerson	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Nov 24, 2015	Apr 15, 2016 (143 d)
Dean Fitzgerald Clemetsen	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Nov 20, 2015	Oct 2, 2014
Gerald Charles Hughes	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Nov 17, 2015	Nov 18, 2015
Eddie Shu Fung	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Oct 26, 2015	Oct 23, 2015
Steven L Glasberg	D.A. Davidson & Co. other	Strategic Wealth Advisors Group other	Other	Oct 1, 2015	Oct 5, 2015
Ilia Michael Dalea	D.A. Davidson & Co. other	Strategic Wealth Advisors Group other	Other	Oct 1, 2015	Oct 5, 2015
Peter William Spiekerman	D.A. Davidson & Co. other	RBC Capital Markets, LLC national BD	Other	Sep 18, 2015	Sep 17, 2015
Stephen James Patterson	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 14, 2015	Sep 21, 2015
Trennon James Waters	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 14, 2015	Sep 21, 2015
Charlene Standard Pemstein	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 14, 2015	Sep 18, 2015

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382 moves match.