DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Francis Kelly	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Jan 13, 2012	Jan 12, 2012
David Gino Giannini	D.A. Davidson & Co. other	Trutina Financial other	Other	Jan 3, 2012	Feb 1, 2012
John Bratton Dubose	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Dec 14, 2011	Jun 25, 2002
Tami Gourley	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Nov 21, 2011	Nov 29, 2011
William Morrow Stoddart	D.A. Davidson & Co. other	Northfork Advisors state registered	Other	Nov 14, 2011	Dec 6, 2011
Eric Paxton Niedermeyer	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Oct 3, 2011	Oct 5, 2011
Michael Ruben Craggett	D.A. Davidson & Co. other	Ameriprise Financial Services, LLC national BD	Other	Oct 3, 2011	Oct 11, 2011
Douglas John Mcclure	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Sep 19, 2011	Sep 15, 2011
Michael Richard Kennedy	D.A. Davidson & Co. other	Calpa Advisors LLC no RAUM	Other	Sep 7, 2011	Feb 8, 2022 (3807 d)
Kerry Elizabeth Snook	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Aug 10, 2011	Apr 16, 2019 (2806 d)
James S Scott Fleck	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Jul 15, 2011	May 22, 2013 (677 d)
Jason Patrick Fleck	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Jul 15, 2011	Nov 7, 2017 (2307 d)
Robert Edwin Toomey	D.A. Davidson & Co. other	S. R. Schill & Associates, Inc. other	Other	Jun 7, 2011	Jun 6, 2011
Cannon Charles Wray	D.A. Davidson & Co. other	Charles Schwab & Co., Inc. national BD	Other	May 23, 2011	Jun 13, 2011
Stephen Xavier Carroll	D.A. Davidson & Co. other	Ameriprise Financial Services, LLC national BD	Other	Apr 1, 2011	Apr 8, 2011
Brian Grayson Crook	D.A. Davidson & Co. other	Commonwealth Financial Network national BD	Other	Mar 3, 2011	Mar 3, 2011
Benjamin Robert Young	D.A. Davidson & Co. other	Northland Asset Management other	Other	Feb 7, 2011	Feb 10, 2011
John Russell Tennant	D.A. Davidson & Co. other	Mcadams Wright Ragen, Inc. other	Other	Jan 7, 2011	Jan 6, 2011
Elizabeth Frances Weil	D.A. Davidson & Co. other	Clarity Northwest Wealth Management, LLC state registered	Other	Jan 7, 2011	Jan 21, 2014 (1110 d)
Chad Alexander Roland	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Dec 31, 2010	Apr 8, 2002
Robert Blair Roland	D.A. Davidson & Co. other	Raymond James Financial Services Advisors, Inc other	Other	Dec 31, 2010	Jan 10, 2011
John Hyrum Koyle	D.A. Davidson & Co. other	On Investment Management Co other	Other	Nov 12, 2010	Nov 15, 2010
Taeya Christina Lauer	D.A. Davidson & Co. other	Ek Riley Investments, LLC other	Other	Sep 22, 2010	Sep 17, 2010
Gene H Harrison	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Sep 3, 2010	Apr 14, 2021 (3876 d)
David Ryan Hultman	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Aug 17, 2010	Jun 28, 2005
Anthony Allen Reel	D.A. Davidson & Co. other	Liberty Capital state registered	Other	Aug 17, 2010	Aug 13, 2010
Stefanie Ann Reel	D.A. Davidson & Co. other	Liberty Capital state registered	Other	Aug 17, 2010	Aug 20, 2015 (1829 d)
Teresa Dawn Elizabeth Meyer	D.A. Davidson & Co. other	Security First Advisors independent RIA	Other	Aug 4, 2010	May 26, 2017 (2487 d)
David Melvin Rindal	D.A. Davidson & Co. other	Cetera Investment Services LLC other	Other	Jul 14, 2010	Jul 9, 2010
Denise Diane Brandon	D.A. Davidson & Co. other	Waddell & Reed other	Other	Jul 6, 2010	Jul 1, 2010
William Francis Berner	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Jun 11, 2010	Mar 22, 2012 (650 d)
Wendie Caprice Hohman	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Jun 11, 2010	May 6, 2019 (3251 d)
Eric Wendell Allen	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Mar 22, 2010	Dec 29, 1999
Kirt Owen Fredericks	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Mar 22, 2010	Mar 18, 2010
Christopher Scott Connors	D.A. Davidson & Co. other	Chase Investment Services Corp. other	Other	Mar 16, 2010	Apr 9, 2010
Christine Marie Bennett	D.A. Davidson & Co. other	American Independent Securities Group, LLC other	Other	Sep 24, 2009	Sep 24, 2009
Shannon Margaret Beahan	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Jul 9, 2009	Jul 30, 2009
Christine Marie Bennett	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Jun 12, 2009	Jun 18, 2009
Mark Alan Renard	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	May 18, 2009	May 15, 2009
Kirk Meckem	D.A. Davidson & Co. other	State Farm Investment Management Corp. asset manager	Other	Jan 15, 2009	Jul 7, 2026 (6382 d)
Michael Cory Everett	D.A. Davidson & Co. other	Invest Financial Corporation other	Other	Jan 5, 2009	Jan 7, 2009
Jimmy Ray Huggins	D.A. Davidson & Co. other	Peak Investment Management, Ltd other	Other	Dec 2, 2008	Jan 13, 2009 (42 d)
Garry Thomas Shea	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Nov 24, 2008	Mar 12, 1999
Matthew John Sheffield	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Nov 12, 2008	Nov 5, 2008
Stefanie Maria Page	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Nov 12, 2008	Nov 5, 2008
Meg Michelle Speece	D.A. Davidson & Co. other	Old North State Wealth Management, LLC other	Other	Oct 2, 2008	May 26, 2009 (236 d)
Ladonna Lynn Beaumont	D.A. Davidson & Co. other	Citigroup Global Markets Inc. other	Other	Sep 16, 2008	Sep 11, 2008
Robert Ernest Hoffman	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Sep 12, 2008	Sep 15, 2008
Wade Atley Peterson	D.A. Davidson & Co. other	Wells Fargo Advisors wirehouse	Other	Sep 4, 2008	Aug 29, 2008
Derin Jean Russo	D.A. Davidson & Co. other	UBS Financial Services Inc. wirehouse	Other	Sep 4, 2008	Apr 4, 2018 (3499 d)
Scott Owen Ferguson	D.A. Davidson & Co. other	Pacific Value, LLC other	Other	Jun 30, 2008	Jun 25, 2008
Melanie Colusci	D.A. Davidson & Co. other	Davidson Investment Advisors, Inc. other	Other	Feb 22, 2008	Jun 25, 2002
Brian Edward Scigliano	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Sep 24, 2007	Sep 21, 2007
Abraham Rawley Otoupal	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 4, 2007	Sep 2, 2009 (729 d)
Gary Robert Whinery	D.A. Davidson & Co. other	Wedbush Securities Inc. other	Other	Aug 13, 2007	Aug 10, 2007
Quinn Matthew Mcelwee	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 4, 2007	Jun 19, 2007
Tyler R Price	D.A. Davidson & Co. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 3, 2007	Jul 19, 2007 (107 d)
Kevin Bonner Glynn	D.A. Davidson & Co. other	Citigroup Global Markets Inc. other	Other	Jan 22, 2007	Jan 8, 2007
Benjamin Thomas Cooper	D.A. Davidson & Co. other	Fisher Investments independent RIA	Other	Jan 5, 2007	Dec 11, 2025 (6915 d)
Gerald Allen English	D.A. Davidson & Co. other	LPL Financial LLC other	Other	Dec 14, 2006	Nov 27, 2006

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382 moves match.