| Kyle Robert Bochat | World Investment Advisors, LLC other | Financial Potential Wealth Management no RAUM | Other | Sep 8, 2026 | Aug 28, 2026 |
| Timothy Brock Boleman | World Investment Advisors, LLC other | Financial Potential Wealth Management no RAUM | Other | Sep 8, 2026 | Sep 3, 2026 |
| Mary Kathleen Flaherty | World Investment Advisors, LLC other | Prospera Financial Services, Inc. BD affiliated | Other | Aug 11, 2026 | Aug 13, 2026 |
| Kevin Adam Takinen | World Investment Advisors, LLC other | Mariner BD affiliated | Other | Jul 30, 2026 | Aug 25, 2026 |
| Reid Scott Wilson | World Investment Advisors, LLC other | Onedigital institutional | Other | Jun 23, 2026 | Jun 24, 2026 |
| William David Alford | World Investment Advisors, LLC other | Titleist Asset Management, LLC independent RIA | Other | May 4, 2026 | May 7, 2026 |
| Jessica L Benningsdorf | World Investment Advisors, LLC other | Assuredpartners Investment Advisors independent RIA | Other | Apr 7, 2026 | Oct 31, 2024 |
| Thomas Edward Brussard | World Investment Advisors, LLC other | Spc BD affiliated | Other | Apr 7, 2026 | Apr 10, 2026 |
| William Gerard Tucker | World Investment Advisors, LLC other | LPL Enterprise, LLC BD affiliated | Other | Mar 17, 2026 | Mar 16, 2026 |
| Kathryn Riley | World Investment Advisors, LLC other | Assuredpartners Investment Advisors independent RIA | Other | Feb 27, 2026 | Jan 29, 2025 |
| Anatoly Khait | World Investment Advisors, LLC other | Prospera Financial Services, Inc. BD affiliated | Other | Feb 23, 2026 | Feb 17, 2026 |
| Bolaji Richard Odusanya | World Investment Advisors, LLC other | Oneamerica Securities, Inc. BD affiliated | Other | Jan 21, 2026 | Jun 22, 2026 (152 d) |
| David Nicolas Gonzaga | World Investment Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Jan 8, 2026 | Jan 9, 2026 |
| Spencer Paul Wright | World Investment Advisors, LLC other | Halbert Wealth Management, Inc asset manager | Other | Nov 2, 2025 | Sep 15, 2025 |
| Brian M. Marino | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 9, 2025 | Sep 15, 2025 |
| Eugen Craciun | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 9, 2025 | Sep 15, 2025 |
| Timothy Ray Martin | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 9, 2025 | Sep 15, 2025 |
| Michael Robert Cianciola | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 9, 2025 | Sep 15, 2025 |
| Matthew Michael Marasch | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 9, 2025 | Sep 15, 2025 |
| Jeanne Kearns Hagar | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 8, 2025 | Sep 8, 2025 |
| Thomas Michael Burger | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 8, 2025 | Sep 17, 2025 |
| Johnathan Charles Breen | World Investment Advisors, LLC other | Oneseven independent RIA | Other | Oct 8, 2025 | Sep 17, 2025 |
| Dylan Christopher Adler | World Investment Advisors, LLC other | Annex Wealth Management, LLC independent RIA | Other | Sep 24, 2025 | Sep 30, 2025 |
| Christopher Barrett | World Investment Advisors, LLC other | Mayflower Advisors mixed wealth | Other | Aug 19, 2025 | Aug 25, 2025 |
| Brian William Halbert | World Investment Advisors, LLC other | Halbert Wealth Management, Inc asset manager | Other | Jul 31, 2025 | Jul 21, 2025 |
| Leah Manderson | World Investment Advisors, LLC other | Mercer Global Advisors Inc. independent RIA | Other | Jul 16, 2025 | Jul 28, 2025 |
| Mero Joseph Capo | World Investment Advisors, LLC other | Newedge Advisors BD affiliated | Other | Jul 9, 2025 | Jul 18, 2025 |
| Glen Michael Oconnor | World Investment Advisors, LLC other | Newedge Advisors BD affiliated | Other | Jul 9, 2025 | Jul 18, 2025 |
| Joshua Cade Johnson | World Investment Advisors, LLC other | Christensen Group Financial, LLC independent RIA | Other | Jun 27, 2025 | Jul 1, 2025 |
| Joseph Ordonez | World Investment Advisors, LLC institutional | Kestra Advisory Services, LLC BD affiliated | Other | Feb 12, 2025 | Feb 20, 2025 |
| Joseph Robert Mcfadden | World Investment Advisors, LLC institutional | Provise Management Group, LLC independent RIA | Other | Dec 20, 2024 | Sep 10, 2025 (264 d) |
| Susan Patricia Hubbell Sanchez | World Investment Advisors, LLC institutional | Assuredpartners Investment Advisors independent RIA | Other | Dec 17, 2024 | Mar 22, 2024 |
| Paige Tallette Larson | World Investment Advisors, LLC institutional | Retirement And Wealth At Alliant, LLC institutional | Other | Nov 22, 2024 | Dec 5, 2024 |
| Emily Hopkins | World Investment Advisors, LLC institutional | Wealthspire Retirement Advisory institutional | Other | Oct 7, 2024 | Nov 5, 2024 |
| Evan Bandler Adams | World Investment Advisors, LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Sep 13, 2024 | Jan 23, 2025 (132 d) |
| Michele Marie Farfan | World Investment Advisors, LLC institutional | Alera Investment Advisors, LLC mixed wealth | Other | Sep 13, 2024 | May 12, 2025 (241 d) |
| Kirbe D Williamson | World Investment Advisors, LLC institutional | Assuredpartners Investment Advisors independent RIA | Other | Aug 22, 2024 | Aug 27, 2024 |
| Roman Spear | World Investment Advisors, LLC institutional | Cwm, LLC BD affiliated | Other | Aug 16, 2024 | Aug 23, 2024 |
| Laura Ortega | World Investment Advisors, LLC institutional | Creative Planning independent RIA | Other | Jun 12, 2024 | Sep 19, 2024 (99 d) |
| Michael Abate | World Investment Advisors, LLC institutional | United Asset Strategies Inc. independent RIA | Other | May 1, 2024 | Jun 18, 2024 (48 d) |
| Patrick Duffy | World Investment Advisors, LLC institutional | Advice And Planning Services BD affiliated | Other | Jan 23, 2024 | Feb 15, 2024 |
| Khirstine Lumban Lesser | World Investment Advisors, LLC institutional | Newfront Retirement Services, Inc. institutional | Other | Sep 7, 2023 | Sep 21, 2023 |
| Raul Sandoval | World Investment Advisors, LLC institutional | J.P. Morgan Securities LLC wirehouse | Other | Jul 24, 2023 | Feb 23, 2024 (214 d) |
| Thomas Zenoby | World Investment Advisors, LLC institutional | Ascensus Investment Advisors, LLC institutional | Other | Jun 21, 2023 | Nov 15, 2023 (147 d) |
| Ronnie David Cox | World Investment Advisors, LLC institutional | Human Interest Advisors LLC independent RIA | Other | Apr 5, 2023 | Aug 2, 2023 (119 d) |
| Eleana Touris Mclane | World Investment Advisors, LLC institutional | Redwood Financial Planning, LLC independent RIA | Other | Mar 7, 2023 | Feb 6, 2024 (336 d) |
| Kelly Suzanne Majdan | World Investment Advisors, LLC institutional | Onedigital institutional | Other | Dec 31, 2022 | Oct 23, 2024 (662 d) |
| Eugenia Cristina Georgescu-Hansen | World Investment Advisors, LLC institutional | Sanctuary Wealth Management, LLC independent RIA | Other | Dec 31, 2022 | Dec 16, 2022 |
| Peter James Butler | World Investment Advisors, LLC institutional | Helmstar Wealth Management independent RIA | Other | Dec 20, 2022 | Feb 28, 2023 (70 d) |
| Daniel Spector-Franson | World Investment Advisors, LLC institutional | Summitry, LLC independent RIA | Other | Dec 6, 2022 | Dec 20, 2022 |
| Taylor M Clark | World Investment Advisors, LLC institutional | Mma Securities LLC no RAUM | Other | Nov 4, 2022 | Nov 29, 2022 |
| Nicholas Frank Sefchok | World Investment Advisors, LLC institutional | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 3, 2022 | Sep 30, 2022 |
| Carly Seneca | World Investment Advisors, LLC institutional | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 3, 2022 | Sep 30, 2022 |
| Max M Crownover | World Investment Advisors, LLC institutional | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 3, 2022 | Sep 30, 2022 |
| Keaton Secretan | World Investment Advisors, LLC institutional | Jrs Wealth Management LLC independent RIA | Other | May 5, 2022 | Aug 2, 2022 (89 d) |
| Donovan Roberson | World Investment Advisors, LLC institutional | Walpole Financial Advisors, LLC independent RIA | Other | Apr 20, 2022 | May 5, 2022 |
| Steven Samuel Sansone | World Investment Advisors, LLC institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Mar 16, 2022 | Mar 17, 2022 |
| Stephan John Miskjian | World Investment Advisors, LLC institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Mar 16, 2022 | Mar 17, 2022 |
| Rafael Mora | World Investment Advisors, LLC institutional | Fidelity Personal And Workplace Advisors BD affiliated | Other | Nov 1, 2021 | Jun 2, 2023 (578 d) |
| Daniel Morales | World Investment Advisors, LLC institutional | Ameritas Advisory Services BD affiliated | Other | Oct 4, 2021 | Oct 13, 2021 |