DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Phillip Russo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 14, 2026 |
| Mark William Giordano | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 14, 2026 |
| Michael Patrick Momper | Osaic Wealth, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2026 | Sep 2, 2026 |
| Roy A Schoenfeld | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 15, 2026 |
| Michael Charles Marangola | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| Peter David Falstad | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 31, 2026 |
| Vince Lagatta | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 2, 2026 |
| Brian Ashley Nelson | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 2, 2026 |
| Stephen Claude Carter | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Christine Kaydee Hoenig Garcia | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Grant Anthony Seybold | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Trent Scott Seybold | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Tanner Lane Kennedy | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Joshua Brooks | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Nathaniel Scott Farney | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Andrew Chattos | Osaic Wealth, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Sep 3, 2026 |
| James Daniel Mcdermott | Osaic Wealth, Inc. BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 14, 2026 |
| Michael Anthony O'Malley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 24, 2026 |
| Kenneth Hauck | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2026 | Aug 26, 2026 |
| Tina Virginia Decker | Osaic Wealth, Inc. BD affiliated | Bridgeport Financial Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2026 | Aug 24, 2026 |
| Christina Barbante | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 17, 2026 |
| Kobe Myles Gustafson | Osaic Wealth, Inc. BD affiliated | Cgc Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2026 | Aug 19, 2026 |
| Kevin Lee Murdock | Osaic Wealth, Inc. BD affiliated | Balentine independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2026 | Sep 8, 2026 |
| Howard Arthur Riemann | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 17, 2026 |
| Paul Richard Buckley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 13, 2026 |
| Mark William Anthoine | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Stephen John Carew | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Joshua James Chase | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Monica E. Worcester | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 13, 2026 |
| Steven George Meier | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 24, 2026 |
| Michael A Perry | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Lucas Patrick Philippon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 13, 2026 |
| Robert David Hatch | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 10, 2026 |
| Stephen Edwin Widmer | Osaic Wealth, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Sep 2, 2026 |
| Susan Anne Galioto | Osaic Wealth, Inc. BD affiliated | Lord, Abbett & Co. LLC asset manager | Other | Aug 11, 2026 | Sep 15, 2026 (35 d) |
| Nan Wang | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 7, 2026 |
| Yue Qiu | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 7, 2026 |
| John B Demere | Osaic Wealth, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 15, 2026 (35 d) |
| Trevor Duncan Agnew | Osaic Wealth, Inc. BD affiliated | Gile Agnew, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 6, 2026 | Aug 3, 2026 |
| John Parise | Osaic Wealth, Inc. BD affiliated | Copper Beech Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Nov 10, 2025 |
| Thomas Joseph Barbaccia | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Jul 31, 2026 |
| Michael Parise | Osaic Wealth, Inc. BD affiliated | Copper Beech Financial Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jan 7, 2025 |
| Newman Alexander Townsend | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Brant Earl Spesshardt | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 28, 2026 |
| Dennis Bohm | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Amy Grace Welborn | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Ryan Andrew Helder | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Kaitlyn Mack Seybuck | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Meredith Keever | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Graham Daniel Burke | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Amy Shaun Bennett | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Draven Sneed | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Shay Douglas Pond | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Andrew Joseph Applequist | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Scott Thornton Blanchard | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Daniel Griffith | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Jacob Mejan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Kathie Herbst Okun | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 28, 2026 |
| Tonya Hammet Sax | Osaic Wealth, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 11, 2026 |
| Sanjay Dhar | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 27, 2026 |
Page 1 of 38Next
2,258 moves match.