DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Joseph Melnick | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 | Jun 22, 2025 |
| James Michael Gift | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 | Jun 22, 2025 |
| David John O'Hea | Kestra Advisory Services, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Mar 25, 2026 (282 d) |
| Paul Joseph Melnick | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 | Jun 22, 2025 |
| Brett Corsello | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 | Jun 22, 2025 |
| Michael James Eakman | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 7, 2025 |
| Austin Merritt Willis | Kestra Advisory Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 10, 2025 |
| Taylor Keith Ranker | Kestra Advisory Services, LLC BD affiliated | Questmont Virtual Family Office, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2025 | Apr 11, 2025 |
| Sonya Richelle Ranker | Kestra Advisory Services, LLC BD affiliated | Questmont Virtual Family Office, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2025 | Apr 11, 2025 |
| William Joseph Tison | Kestra Advisory Services, LLC BD affiliated | Questmont Virtual Family Office, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2025 | Apr 16, 2025 |
| Elizabeth Tulloch | Kestra Advisory Services, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2025 | Jun 5, 2025 |
| David Lee Berman | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| John Joseph Mcaleer | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| Patrick Joseph Monaghan | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| Melanie Dee Hagan | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| Andrew T Cook | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| Susan Michele Mitcheltree | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| Brett T Holmes | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 13, 2025 |
| Adam R Murray | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | Feb 14, 2025 |
| Matthew Aaron Goldstein | Kestra Advisory Services, LLC BD affiliated | Exit Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2025 | May 5, 2025 |
| Joel Matthew Risenhoover | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 5, 2025 |
| Preston Reed Stafford | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | May 8, 2025 |
| Patrick Francis Velasco | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 28, 2025 |
| Jose Ovidio Perez | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 29, 2025 |
| Raymond Catipon Abracosa | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Apr 28, 2025 |
| Thomas Reagan | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 28, 2025 |
| Eric E. Harley | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | May 1, 2025 |
| Eric Gregory Moore | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 28, 2025 |
| Allison Clancy Hudson | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 28, 2025 |
| Michael A Blake | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 28, 2025 |
| Michael John Coakley | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Apr 29, 2025 | Jun 3, 2025 (35 d) |
| Gary Wayne Foster | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Jan 12, 2026 (277 d) |
| Eloisa Vela | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Jul 10, 2025 (97 d) |
| Mark Joseph Zraunig | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Mar 31, 2025 |
| Kimberly M. Silvestri | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Nov 20, 2025 (233 d) |
| Matthew James Hess | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2025 | Feb 13, 2025 |
| Neil Robert Bradie | Kestra Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 2, 2025 |
| Genevieve M Crisera | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2025 | Feb 13, 2025 |
| Robert Samuel Berz | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 20, 2025 |
| Oliver Earl Matison | Kestra Advisory Services, LLC BD affiliated | Beacon Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2025 | Nov 5, 2021 |
| Alan Brum | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Jan 12, 2026 (293 d) |
| Kurt Daniel Brucker | Kestra Advisory Services, LLC BD affiliated | Brucker Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 17, 2025 | May 22, 2025 (66 d) |
| Tiffany Troyer | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 21, 2025 |
| Michael Paul Jurgensen | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Apr 11, 2025 (43 d) |
| Romel Alvarado | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 24, 2025 |
| Robert M Olson | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 28, 2025 |
| Thomas Edward O'Brien | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 28, 2025 |
| Frank Hirsch | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Apr 10, 2025 (51 d) |
| Sean Obrien | Kestra Advisory Services, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Mar 19, 2025 (42 d) |
| Anthony J Seifert | Kestra Advisory Services, LLC BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2025 | Apr 9, 2025 (65 d) |
| Ayelet Bisson | Kestra Advisory Services, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Sep 16, 2026 (595 d) |
| Thomas Matthew Hubbell | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 15, 2025 |
| Jeremy Joe Walker | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 16, 2025 |
| Michael Richard Hyser | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 13, 2025 |
| Patrick Neil Tschetter | Kestra Advisory Services, LLC BD affiliated | The Baldwin Group Wealth Advisors, LLC other | Other | Jan 14, 2025 | Jan 27, 2025 |
| Randy J Laboy | Kestra Advisory Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2025 | Mar 6, 2025 (51 d) |
| James E Maulfair | Kestra Advisory Services, LLC BD affiliated | The Baldwin Group Wealth Advisors, LLC other | Other | Jan 14, 2025 | Jan 22, 2025 |
| Brian John Mcgill | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 13, 2025 |
| Sean William Holland | Kestra Advisory Services, LLC BD affiliated | The Baldwin Group Wealth Advisors, LLC other | Other | Jan 14, 2025 | Jan 29, 2025 |
| Dyanne Michelle Ross-Hanson | Kestra Advisory Services, LLC BD affiliated | E-Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 6, 2025 |
925 moves match.