DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Truist Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Franklin Brinkley | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 18, 2024 |
| Demian Wolters | Truist Advisory Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 27, 2024 |
| Alexander Simon Brown | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 18, 2024 |
| Jonathan Lane Thomas | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 21, 2024 |
| Victoria Suzanne Roberts | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 20, 2024 |
| April Sue Hurlburt | Truist Advisory Services, Inc. BD affiliated | Blackston Financial Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jul 31, 2024 (41 d) |
| William Taylor Brinkley | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 18, 2024 |
| Carly Kacvinsky | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jun 20, 2024 |
| Phillip C Nivens | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2024 | Jun 12, 2024 |
| Douglas Scott Mcduffie | Truist Advisory Services, Inc. BD affiliated | Buckhead Capital Management, LLC other | Other | Jun 4, 2024 | May 28, 2024 |
| Matthew Scott Mccauley | Truist Advisory Services, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jun 4, 2024 | Jul 10, 2024 (36 d) |
| Marjorie Helen Mcgee | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Jun 20, 2024 |
| Darius Manucher Vesuna | Truist Advisory Services, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | May 30, 2024 |
| Stephen Trent Gilbert | Truist Advisory Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | May 8, 2026 (708 d) |
| Wesley James Thomas | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | May 15, 2024 |
| James Gilbert Carroll | Truist Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 28, 2024 | May 22, 2024 |
| Lori Beth Brown | Truist Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 28, 2024 | May 22, 2024 |
| Heather Wagner Perry | Truist Advisory Services, Inc. BD affiliated | Suncoast Equity Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | Jun 14, 2024 |
| Michele J Page | Truist Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 28, 2024 | Jun 6, 2024 |
| Kristhian Enrique Estrada | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2024 | Jun 10, 2024 |
| Madelyn Leigh Brown | Truist Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 28, 2024 | May 23, 2024 |
| Matthew Aaron Turner | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 15, 2024 |
| Jamie Morris Rowell | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | May 15, 2024 |
| Christopher Howard Sivley | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | May 15, 2024 |
| Bradley Stewart Barger | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2024 | Jul 15, 2024 (53 d) |
| Benjamin James Hunter | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2024 | Dec 4, 2024 (196 d) |
| Melissa Eckart Churchwell | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 15, 2024 |
| Delores E Jones Rapoport | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2024 | Aug 12, 2024 (83 d) |
| Amber Russell Bennett | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 17, 2024 |
| Michael Paul Dargusch | Truist Advisory Services, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 20, 2024 |
| Michael Keith Hudson | Truist Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jun 5, 2024 |
| Brad Coleman Melvin | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 15, 2024 |
| Michael T Crump | Truist Advisory Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 31, 2024 |
| Misty Nicole Calderon | Truist Advisory Services, Inc. BD affiliated | Bb&T Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Jun 8, 2020 |
| Nicholas Hayden Gillespie | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 15, 2024 |
| Jeffrey Paul Jones | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2024 | May 10, 2024 |
| Louis Charles Glaser | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2024 | May 10, 2024 |
| Thomas Wardell Moonshower | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2024 | May 10, 2024 |
| Jeffrey Ian Kerstine | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | May 10, 2024 | Jun 13, 2024 (34 d) |
| Charles Nathaniel Williams Glaser | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2024 | May 10, 2024 |
| Michael Zachary Williams Glaser | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2024 | May 10, 2024 |
| Carol Frances Guidry | Truist Advisory Services, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2024 | May 16, 2024 |
| Wendy Fay Inge | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Oct 24, 2025 (533 d) |
| Hossein Moini | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Aug 27, 2024 (111 d) |
| Eleanor Evangeline Millwood | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Sep 16, 2026 (861 d) |
| Drew Harshaw | Truist Advisory Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 6, 2024 |
| Eric Michael Johnson | Truist Advisory Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | Nov 19, 2024 (200 d) |
| John T Szymanski | Truist Advisory Services, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jun 5, 2024 (36 d) |
| Christopher Charles Sherman | Truist Advisory Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2024 | Apr 29, 2024 |
| Marcus Brent Walker | Truist Advisory Services, Inc. BD affiliated | Fifth Third Wealth Advisors LLC bank affiliated | Other | Apr 26, 2024 | Jul 24, 2024 (89 d) |
| Diego Alexander Reyes Cano | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 26, 2024 | May 2, 2024 |
| Christopher Nardi | Truist Advisory Services, Inc. BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Jun 21, 2024 (60 d) |
| Devon Elise Killian | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Jul 16, 2024 (90 d) |
| William Desmond Stafford | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 29, 2024 |
| Mark Frederick Rodgers | Truist Advisory Services, Inc. BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2024 | May 3, 2024 |
| Geoffrey Colin Turner | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Apr 17, 2024 |
| Jeremy Cox | Truist Advisory Services, Inc. BD affiliated | Tandem Investment Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Apr 16, 2024 |
| Tomohiko Minami | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 27, 2024 |
| Christopher Noah Geoghegan | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 27, 2024 |
| Sarah Caroline Montgomery | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 27, 2024 |
1,377 moves match.