DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Patrick Robinson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 13, 2025 |
| Daniel Thyfault | Fidelity Personal And Workplace Advisors BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Feb 10, 2025 |
| Michael Sheahan | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Jul 2, 2025 (146 d) |
| Marissa Cadiz | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Mar 6, 2025 |
| Mohamed Tabbaa | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2025 | Feb 6, 2025 |
| Brittney Obrien | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2025 | Apr 7, 2025 (60 d) |
| Emanuel Tomas Roa | Fidelity Personal And Workplace Advisors BD affiliated | Mainsail Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2025 | Mar 21, 2025 (43 d) |
| Melita Ingram | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2025 | Jul 18, 2025 (162 d) |
| Demaya Nakena Womack | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Jun 13, 2025 (127 d) |
| Daniel Joseph Duckett | Fidelity Personal And Workplace Advisors BD affiliated | Motley Fool Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Feb 12, 2025 |
| Brent James Godwin | Fidelity Personal And Workplace Advisors BD affiliated | Fortress Private Ledger, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Mar 27, 2025 (51 d) |
| Alex J Hale | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Jan 31, 2025 |
| John M Herndon | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Mar 24, 2025 (49 d) |
| Brandon Michael King-Hackley | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Feb 20, 2025 |
| Blake Estep Brewer | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 18, 2025 |
| Shawn Manoukian | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Jan 9, 2025 |
| Elijah J Smith | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Mar 12, 2025 (40 d) |
| Kyle Albert Foito | Fidelity Personal And Workplace Advisors BD affiliated | Exencial Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Mar 20, 2025 (49 d) |
| Chad Brian Austin | Fidelity Personal And Workplace Advisors BD affiliated | Capital Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Mar 12, 2025 (41 d) |
| Daniel Brown | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Feb 10, 2025 |
| Matthew Raymond Huckins | Fidelity Personal And Workplace Advisors BD affiliated | Bigelow Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2025 | Mar 25, 2025 (55 d) |
| Chad Herbert Berry | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Feb 28, 2025 |
| Saikiran Bomma | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2025 | Dec 22, 2025 (327 d) |
| Dylan Joseph Menard | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Apr 24, 2025 (85 d) |
| Cameron Ladd | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2025 | Feb 28, 2025 |
| Sandra Buhay | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2025 | Feb 6, 2025 |
| Christopher Hopkins | Fidelity Personal And Workplace Advisors BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Aug 13, 2025 (198 d) |
| Gregory Hilbert | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2025 | May 12, 2026 (470 d) |
| Ali Zaidi | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Feb 4, 2025 |
| Jacob Boen | Fidelity Personal And Workplace Advisors BD affiliated | Gds Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Aug 11, 2026 (561 d) |
| Paul Joseph Melnick | Fidelity Personal And Workplace Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 5, 2025 |
| Cameron Garrett Grandpre | Fidelity Personal And Workplace Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Apr 4, 2025 (70 d) |
| Robert Joseph Pembaur | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 30, 2025 |
| Brennan Mcgowan Decima | Fidelity Personal And Workplace Advisors BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2025 | Jan 23, 2025 |
| Benjamin Esdaile | Fidelity Personal And Workplace Advisors BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Jan 21, 2025 | Jan 23, 2025 |
| James Omar Mohamdein | Fidelity Personal And Workplace Advisors BD affiliated | Social Justice Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 21, 2025 | Jan 21, 2025 |
| Eric Wilkins | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2025 | Mar 28, 2025 (66 d) |
| Jay Duy Duc Do | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2025 | Jan 24, 2025 |
| Derek Brandon Meller | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Feb 5, 2025 |
| Bradley Stephen Cammett | Fidelity Personal And Workplace Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Feb 21, 2025 (35 d) |
| Adam Glancy Ritter | Fidelity Personal And Workplace Advisors BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Apr 11, 2025 (85 d) |
| Kevin Michael Fahy | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jan 6, 2025 |
| Jared Killian Kichiro | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2025 | Jan 24, 2025 |
| Christopher Trufant | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Oct 9, 2025 (266 d) |
| Nancy Marie Tolli | Fidelity Personal And Workplace Advisors BD affiliated | Onyx Bridge Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2025 | Jan 15, 2025 |
| Robin K Kizito | Fidelity Personal And Workplace Advisors BD affiliated | Addax Bridge Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 14, 2025 | May 14, 2025 (120 d) |
| Aspen Razi Gitter | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2025 | Apr 8, 2025 (84 d) |
| Oleksandr Hordiychuk | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2025 | Feb 3, 2025 |
| Karen De La Rea Lee | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2025 | Jan 24, 2025 |
| Noah Steven Buttermore | Fidelity Personal And Workplace Advisors BD affiliated | Demland Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 13, 2025 | Feb 11, 2025 |
| Shaun Marshall Taylor | Fidelity Personal And Workplace Advisors BD affiliated | Taylor Williams Private Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2025 | Apr 25, 2025 (105 d) |
| Clarence Edward Mcclain | Fidelity Personal And Workplace Advisors BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2025 | Jan 7, 2025 |
| Colin Murphy | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Oct 3, 2024 |
| Brendan Michael Mcelroy | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2025 | Jan 24, 2025 |
| Daniel Fox Walker | Fidelity Personal And Workplace Advisors BD affiliated | Parcion Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2025 | Feb 26, 2025 (48 d) |
| Chase Kent Smith | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 23, 2025 |
| Jayden Patterson | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Feb 18, 2025 (40 d) |
| Kate T Graham | Fidelity Personal And Workplace Advisors BD affiliated | Carlson Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2025 | May 15, 2026 (492 d) |
| Adis Rogonich | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 24, 2025 |
| Nicholas Deshun Lampkin | Fidelity Personal And Workplace Advisors BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Apr 6, 2026 (454 d) |
2,541 moves match.