DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claude Clay | Fidelity Personal And Workplace Advisors BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Apr 29, 2025 (225 d) |
| Matthew Tucker Mcgee | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 15, 2024 | Sep 23, 2024 |
| Vladislav Tsyn | Fidelity Personal And Workplace Advisors BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 27, 2024 |
| Mark Edward Tyszkiewicz | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 24, 2024 |
| Jordan Livolsi | Fidelity Personal And Workplace Advisors BD affiliated | Robinhood Asset Management no RAUM | Other | Sep 12, 2024 | Mar 17, 2025 (186 d) |
| Richard Kevin Zachary | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Oct 15, 2024 (35 d) |
| Troye L Hammond | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2024 | Nov 13, 2024 (65 d) |
| Casey Lee Wesson | Fidelity Personal And Workplace Advisors BD affiliated | Gainline Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Sep 6, 2024 |
| Blake Illg | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Oct 1, 2024 |
| Alejandro Hirsch Marin | Fidelity Personal And Workplace Advisors BD affiliated | Signature Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Dec 18, 2024 (100 d) |
| Joseph Heines | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2024 | Sep 26, 2024 |
| Kennedy Taylor | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 24, 2024 |
| Anita Tierra Niefeldt | Fidelity Personal And Workplace Advisors BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2024 | Sep 4, 2024 |
| Christopher Travers | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 7, 2024 | May 7, 2025 (242 d) |
| Davis Bottemiller | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2024 | Feb 25, 2026 (536 d) |
| Caroline E Salvator | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2024 | Nov 4, 2024 (60 d) |
| Kevin Barnes | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Oct 2, 2024 |
| Christopher Campbell | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Dec 13, 2024 (99 d) |
| Roy Jay Mason | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Oct 18, 2024 (43 d) |
| Stephan Richard Szilvasi | Fidelity Personal And Workplace Advisors BD affiliated | Arcus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Apr 24, 2026 (596 d) |
| Nathan Mchugh | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2024 | Sep 20, 2024 |
| Zachary R Baj | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2024 | Aug 5, 2025 (334 d) |
| Ryan Michael Gregory | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Aug 30, 2024 |
| Brandon Deckard | Fidelity Personal And Workplace Advisors BD affiliated | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 22, 2024 |
| Nicolai Ahlmann Hansen | Fidelity Personal And Workplace Advisors BD affiliated | Main Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 6, 2024 |
| Courtney Elizabeth Feemster | Fidelity Personal And Workplace Advisors BD affiliated | Heirloom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 13, 2024 |
| Michael J Lynch | Fidelity Personal And Workplace Advisors BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Nov 25, 2024 (82 d) |
| Sydney E Williamson | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Oct 31, 2024 (57 d) |
| Patricia Yager | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Jun 30, 2025 (299 d) |
| Joseph Michael Admirand | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Aug 5, 2025 (335 d) |
| Daniel Terry Hjort | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Nov 27, 2024 (84 d) |
| Phillip Stevens | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Oct 7, 2024 (33 d) |
| Estefania Corbus | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Sep 30, 2024 |
| Austin Bret Yorgesen | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2024 | Oct 10, 2024 (41 d) |
| Standar Hammonds | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Dec 20, 2024 (113 d) |
| Richard R Horlacher | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2024 | Nov 18, 2024 (82 d) |
| Ronald Edwards | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Nov 19, 2024 (83 d) |
| Brad Nathaniel Rohde | Fidelity Personal And Workplace Advisors BD affiliated | Foguth Wealth Management, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Jan 3, 2025 (129 d) |
| Joseph Patrick Hanley | Fidelity Personal And Workplace Advisors BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Mar 7, 2025 (193 d) |
| Kyle Michael Odell | Fidelity Personal And Workplace Advisors BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Aug 27, 2024 |
| Quinten Ganter Knudsen | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Aug 26, 2024 |
| Jonathan Larose | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | May 4, 2026 (616 d) |
| Jose R Peralta | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2024 | Jun 13, 2025 (294 d) |
| Joseph Cupoli | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Sep 10, 2024 |
| Chase T Pfister | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Nov 13, 2024 (83 d) |
| Brian Francis Fitzsimmons | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 13, 2024 |
| Kristoffer Conrad Pingul | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Sep 9, 2024 |
| Ryan Berry | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Sep 11, 2024 |
| Robert Christopher Grisanti | Fidelity Personal And Workplace Advisors BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2024 | Apr 15, 2025 (238 d) |
| Sergio Sanchez | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Sep 17, 2024 |
| Mary Katherine Gouveia | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Jan 12, 2026 (514 d) |
| Rachael Irene Cronin | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2024 | Sep 10, 2024 |
| Nicholas M Celentano | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Sep 17, 2024 (32 d) |
| William F Wagner | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Dec 6, 2024 (113 d) |
| Ryan Kartchner | Fidelity Personal And Workplace Advisors BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | May 7, 2025 (265 d) |
| Kathleen M Berne | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Dec 19, 2025 (492 d) |
| Hayden F Fitzgerald | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2024 | Jul 1, 2025 (322 d) |
| Seth Decarlo Washington | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 13, 2024 | Oct 17, 2024 (65 d) |
| Ozgur Mert | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Sep 13, 2024 (32 d) |
| Andrew Allen Burch | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2024 | Dec 5, 2024 (115 d) |
2,541 moves match.