DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from World Equity Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Foster Hoskins | World Equity Group, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2026 | Feb 27, 2026 |
| Taylor Heifetz | World Equity Group, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Mar 24, 2026 (138 d) |
| Joel Parker Kasten | World Equity Group, Inc. BD affiliated | Next Generation Investing, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2025 | Feb 17, 2023 |
| Kelley Jo Belmonte | World Equity Group, Inc. BD affiliated | Midway Wealth Partners, LLC no RAUM | Other | Oct 2, 2024 | Jan 20, 2023 |
| Scot Patrick Sageser | World Equity Group, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 11, 2024 |
| Travis J Olszewski | World Equity Group, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 27, 2024 |
| Michael Paul Bennitt | World Equity Group, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 3, 2024 |
| Daniel Patrick Bierals | World Equity Group, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 15, 2023 |
| Joseph Andrew Clark | World Equity Group, Inc. BD affiliated | Financial Enhancement Group no RAUM | Other | Dec 2, 2023 | Jan 3, 2012 |
| Donald Earl Hodson | World Equity Group, Inc. BD affiliated | Financial Enhancement Group no RAUM | Other | Dec 1, 2023 | Jan 6, 2012 |
| Adam Michael Harter | World Equity Group, Inc. BD affiliated | Financial Enhancement Group no RAUM | Other | Nov 30, 2023 | Jan 6, 2012 |
| Martin Edwin James | World Equity Group, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Oct 16, 2023 |
| Kyle Martin James | World Equity Group, Inc. BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Oct 16, 2023 |
| Ara Alexander Kachadourian | World Equity Group, Inc. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2023 | May 17, 2023 |
| Matthew Patrick Nardolillo | World Equity Group, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2023 | May 8, 2023 |
| Timothy Michael Shaw | World Equity Group, Inc. BD affiliated | Gineris Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 2, 2022 | Apr 30, 2018 |
| Renee Grace Faison | World Equity Group, Inc. BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Jun 13, 2022 |
| Christopher Michael Rodgers | World Equity Group, Inc. BD affiliated | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Feb 15, 2022 (57 d) |
| Brian Stephen George | World Equity Group, Inc. BD affiliated | Planning Network Partners unclassified | Other | Dec 16, 2021 | Dec 15, 2021 |
| Jason Karon Hulst | World Equity Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Dec 14, 2021 |
| Ryan Michael Garrity | World Equity Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 27, 2021 |
| Glenn Scott Schwalje | World Equity Group, Inc. BD affiliated | Uhlmann Investment Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2021 | Sep 12, 2022 (357 d) |
| Casey Cason | World Equity Group, Inc. BD affiliated | Redwood Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 25, 2021 | Dec 13, 2021 (110 d) |
| Susan D Kerr | World Equity Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Aug 6, 2021 |
| Paul Richard Tencer | World Equity Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Jun 2, 2021 |
| Brock Edward Baker | World Equity Group, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2021 | Feb 25, 2021 |
| Daniel P Ostlund | World Equity Group, Inc. BD affiliated | Capital Management Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2020 | Dec 7, 2020 |
| Melanie A Husk | World Equity Group, Inc. BD affiliated | Mel Consulting Co. D/B/A Mel & Co state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 31, 2020 | Apr 6, 2020 |
| Thomas Walter Brown | World Equity Group, Inc. BD affiliated | Capital Management Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Feb 14, 2020 |
| Brian Robert Sheehy | World Equity Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 9, 2020 |
| Christopher Alex Cokinis | World Equity Group, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Sep 9, 2020 (322 d) |
| Chesley Hicken Erickson | World Equity Group, Inc. BD affiliated | Trek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | May 13, 2019 |
| John Mateyko | World Equity Group, Inc. BD affiliated | Peachcap Tax & Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2018 | Sep 28, 2018 |
| Robert Alan Walter | World Equity Group, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2018 | Dec 21, 2022 (1540 d) |
| Stephen Stanley Dudas | World Equity Group, Inc. BD affiliated | Investacorp Advisory Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2018 | Aug 29, 2018 |
| Kurt Mortenson | World Equity Group, Inc. BD affiliated | Cypress Wealth Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2018 | May 19, 2018 |
| Michael Reed Mortenson | World Equity Group, Inc. BD affiliated | Cypress Wealth Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2018 | May 3, 2018 |
| Michele Ka Pemberton | World Equity Group, Inc. other | The Wealth Consulting Group other | Other | Nov 28, 2017 | Nov 29, 2017 |
| James W Anadon | World Equity Group, Inc. other | Pillar6 Advisors, LLC state registered | Other | Sep 1, 2017 | Sep 8, 2017 |
| John Walker | World Equity Group, Inc. other | Trek Financial other | Other | Aug 18, 2017 | Aug 25, 2017 |
| Darcel Dee Stucki | World Equity Group, Inc. other | Trek Financial other | Other | May 8, 2017 | Aug 17, 2017 (101 d) |
| Richard Robert Dwyer | World Equity Group, Inc. other | Sgl Financial, LLC other | Other | May 2, 2017 | May 12, 2016 |
| Mark Hwaley Chao | World Equity Group, Inc. other | Capital Management Services, Inc. independent RIA | Other | Dec 31, 2016 | Feb 17, 2017 (48 d) |
| Rick Harold Jones | World Equity Group, Inc. other | Trek Financial other | Other | Dec 16, 2016 | Aug 28, 2017 (255 d) |
| Daniel Lee Korth | World Equity Group, Inc. other | Prosperity Financial Group, Inc. other | Other | Nov 10, 2016 | Nov 11, 2016 |
| Peter Michael Lewis | World Equity Group, Inc. other | Lasalle St. Investment Advisors, L.L.C. other | Other | Sep 19, 2016 | Oct 7, 2016 |
| Ryan Carey | World Equity Group, Inc. other | Independent Financial Partners other | Other | Jul 19, 2016 | Jul 20, 2016 |
| Parker R Holland | World Equity Group, Inc. other | Capital Financial Advisory Group, LLC state registered | Other | Jun 17, 2016 | Jun 20, 2016 |
| Evan G Mathew | World Equity Group, Inc. other | Trek Financial other | Other | Mar 31, 2016 | Jul 27, 2017 (483 d) |
| Graham Barton Mcdougal | World Equity Group, Inc. other | Trek Financial other | Other | Mar 31, 2016 | Jul 28, 2017 (484 d) |
| Stephen Aaron Rodgveller | World Equity Group, Inc. other | Centaurus Financial, Inc. other | Other | Mar 29, 2016 | Jun 22, 2017 (450 d) |
| Steven Paul Sutton | World Equity Group, Inc. other | Northview Asset Management, Inc. other | Other | Jan 7, 2016 | Jan 22, 2016 |
| Michael Dean Janak | World Equity Group, Inc. other | Northview Asset Management, Inc. other | Other | Jan 7, 2016 | Jan 22, 2016 |
| Jennifer Lynn Donais | World Equity Group, Inc. other | Lebenthal Wealth Advisors, LLC other | Other | Oct 26, 2015 | Nov 2, 2015 |
| Paul Frederick Valencia | World Equity Group, Inc. other | Vineyard Wealth Advisory LLC state registered | Other | Jan 20, 2015 | Mar 30, 2022 (2626 d) |
| Jeffrey Charles Babcock | World Equity Group, Inc. other | Calton & Associates, Inc. other | Other | Jan 2, 2015 | Jan 2, 2015 |
| Michael Glenn Pashak | World Equity Group, Inc. other | LPL Financial LLC other | Other | Oct 24, 2014 | Nov 5, 2014 |
| Andrew William Thrasher | World Equity Group, Inc. other | Financial Enhancement Group other | Other | May 14, 2014 | Jun 10, 2014 |
| Christopher John Breitenbach | World Equity Group, Inc. other | Cb3 Financial Group, Inc. state registered | Other | Mar 7, 2014 | Nov 1, 2011 |
| Sean Michael-Thomas Dranfield | World Equity Group, Inc. other | Pt Asset Management, LLC other | Other | Feb 5, 2014 | Jan 16, 2015 (345 d) |
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87 moves match.