DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Centaurus Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Patrick Mcfadden | Centaurus Financial, Inc. BD affiliated | Castle Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2026 | Jun 22, 2026 |
| Jonathan Malone | Centaurus Financial, Inc. BD affiliated | Castle Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2026 | Jun 22, 2026 |
| Marc Wulf | Centaurus Financial, Inc. BD affiliated | Castle Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2026 | Jun 22, 2026 |
| Annette Patricia Shanks | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 14, 2026 |
| Natan Mckenzie | Centaurus Financial, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 21, 2026 |
| Robert Steven Fenton | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 9, 2026 |
| Teresa Marie Toyama | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 9, 2026 |
| Michelle Elizabeth Fenton | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 9, 2026 |
| Steven Guan | Centaurus Financial, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Dec 10, 2025 |
| Thomas Carlos Nieves | Centaurus Financial, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Dec 12, 2025 (32 d) |
| William Eldon Tufts | Centaurus Financial, Inc. BD affiliated | Saxony Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Jun 16, 2026 (270 d) |
| Gale Ann Brodie | Centaurus Financial, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Aug 11, 2025 |
| Christian Enrique Vasquez | Centaurus Financial, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Sep 12, 2025 |
| Brady Hanson | Centaurus Financial, Inc. BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Aug 20, 2025 |
| Kasey Luv Davis | Centaurus Financial, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Wendy B Coleman | Centaurus Financial, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Jul 25, 2025 |
| Crystal Michelle Jamieson | Centaurus Financial, Inc. BD affiliated | Pasadena Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Jun 27, 2025 |
| Ralph Donald Dexter | Centaurus Financial, Inc. BD affiliated | Prosperitas Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jul 2, 2025 |
| Paul Thomas Lysan | Centaurus Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jul 10, 2025 (41 d) |
| Isai Juarez | Centaurus Financial, Inc. BD affiliated | Nestyield Etfs no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2025 | Nov 22, 2024 |
| Anthony Hayek | Centaurus Financial, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 12, 2025 | Jun 17, 2025 (36 d) |
| Koorosh Zartoshty | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Apr 29, 2025 |
| Joseph Alexander Vedell | Centaurus Financial, Inc. BD affiliated | Xwealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2025 | Apr 14, 2026 (348 d) |
| Daniel Spencer Ure | Centaurus Financial, Inc. BD affiliated | Honor Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 2, 2025 | Aug 10, 2025 (130 d) |
| Theresa Ann Zimmerman | Centaurus Financial, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 10, 2025 |
| Britton Alexander Hammock | Centaurus Financial, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 6, 2025 | Mar 31, 2025 |
| Jeffrey Michael Lewis | Centaurus Financial, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Feb 12, 2025 |
| Nicholas Mark Ellis | Centaurus Financial, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 12, 2025 |
| Nicholas Randall Ellis | Centaurus Financial, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 12, 2025 |
| Andrew Charles Bolt | Centaurus Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 22, 2025 |
| William Richard Jontz | Centaurus Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 21, 2025 |
| Deborah Claire Anselmo | Centaurus Financial, Inc. BD affiliated | Brian Low Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Feb 4, 2025 (35 d) |
| Ralph Cannon Williams | Centaurus Financial, Inc. BD affiliated | Sage Wealth Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2024 | Jan 5, 2026 (370 d) |
| Joy Catherine Martinsen | Centaurus Financial, Inc. BD affiliated | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Dec 17, 2024 (32 d) |
| Michael Christopher O'Brien | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 13, 2024 |
| Gardner Creighton Taylor | Centaurus Financial, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Jul 30, 2025 (260 d) |
| James Paul Norris | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 4, 2024 |
| Desmond M Daly | Centaurus Financial, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Dec 24, 2025 (411 d) |
| Michael C Day | Centaurus Financial, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 22, 2024 |
| Mollie Horn Strong | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 28, 2024 |
| Angel M Davis | Centaurus Financial, Inc. BD affiliated | Adero Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 14, 2024 |
| Marcelina Marie Castel De Oro | Centaurus Financial, Inc. BD affiliated | Perigon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Apr 7, 2025 (206 d) |
| Michael Peter Rubino | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 12, 2024 |
| David Matthew Garner | Centaurus Financial, Inc. BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Oct 9, 2024 (43 d) |
| Aidan Teahan | Centaurus Financial, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2024 | Aug 28, 2024 |
| Leslie Ann Coulson | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 19, 2025 (379 d) |
| Juan Antonio Medina-Luna | Centaurus Financial, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2024 | Aug 19, 2024 |
| Isaac Rudy Pineda | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2024 | Jul 17, 2024 (36 d) |
| Rose Bizarro | Centaurus Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 7, 2024 |
| Melissa Star Williams | Centaurus Financial, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Feb 28, 2024 |
| Michelle M Spindler | Centaurus Financial, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Feb 29, 2024 |
| Anthony Cisek | Centaurus Financial, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Mar 12, 2024 |
| David John Segarra | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 22, 2024 |
| Sean Sullivan | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 23, 2024 |
| Michael Avery Mercer | Centaurus Financial, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 25, 2024 |
| Scott Glenn Eichler | Centaurus Financial, Inc. BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 3, 2024 |
| Michael Charles Hoffman | Centaurus Financial, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Feb 1, 2024 (48 d) |
| Tyler David Shumaker | Centaurus Financial, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2023 | Nov 20, 2023 |
| David M Telles | Centaurus Financial, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Nov 22, 2023 (33 d) |
| Valden J Ellis | Centaurus Financial, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Sep 20, 2023 (97 d) |
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302 moves match.