DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blaine Jackson WoodCentaurus Financial, Inc. BD affiliatedLiftoff Financial Planning state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2018Dec 20, 2018
Robert Laurence KundeCentaurus Financial, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2018Dec 14, 2018
Xianzhong ZhuCentaurus Financial, Inc. BD affiliatedNi Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 18, 2018Dec 11, 2018
Yiding LeiCentaurus Financial, Inc. BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2018Nov 20, 2020 (703 d)
Troy David DvorakCentaurus Financial, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2018Dec 11, 2018
Chris Ryan StewartCentaurus Financial, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2018Dec 26, 2018
Donja Marie CluffCentaurus Financial, Inc. BD affiliatedParadigm Money Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 31, 2018Sep 11, 2020 (681 d)
Roman LaraCentaurus Financial, Inc. BD affiliatedSecure Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2018Oct 25, 2018
Johnny BorrelliCentaurus Financial, Inc. BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2018Nov 29, 2018 (76 d)
Patrick Michael WynneCentaurus Financial, Inc. BD affiliatedEpstein And White Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2018Nov 27, 2018 (84 d)
Wesley Ben HoltCentaurus Financial, Inc. BD affiliatedLittlejohn Financial Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2018Sep 6, 2018
Andrik Alexander CorderoCentaurus Financial, Inc. BD affiliatedGrow With Me state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 20, 2018Mar 8, 2019 (200 d)
Paul Lawrence NewtonCentaurus Financial, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2018Aug 27, 2018
Laura Elizabeth BergCentaurus Financial, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2018Nov 15, 2018 (98 d)
Pablo Ignacio MolinaCentaurus Financial, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Aug 2, 2018
Byron C HildebrandCentaurus Financial, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Aug 2, 2018
Emily Louise KestlerCentaurus Financial, Inc. otherSecurities America Advisors, Inc. BD affiliatedOtherJun 29, 2018Jul 2, 2018
Joshua D HayesCentaurus Financial, Inc. otherCurtis Advisory Group, LLC independent RIAOtherJun 21, 2018Jun 13, 2018
Rogelio RochaCentaurus Financial, Inc. otherWorld Investment Advisors, LLC BD affiliatedOtherMay 3, 2018Oct 26, 2020 (907 d)
Shunsuke Jimmy FukushiCentaurus Financial, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherMay 1, 2018Apr 19, 2018
Futoshi HoshinoCentaurus Financial, Inc. otherIndependent Financial Group, LLC BD affiliatedOtherMay 1, 2018Apr 19, 2018
Betty Elizabeth AzmoonCentaurus Financial, Inc. otherWoodbury Financial Services, Inc. BD affiliatedOtherMar 7, 2018Mar 5, 2018
Sergio Abel SalazarCentaurus Financial, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 7, 2018Mar 2, 2018
Javier R ValenzuelaCentaurus Financial, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 6, 2018Mar 5, 2018
William Richard JontzCentaurus Financial, Inc. otherCenter Street Advisors, Inc. BD affiliatedOtherDec 31, 2017Jan 12, 2018
Steven Jay SilverCentaurus Financial, Inc. otherWillamette Financial Advisors, LLC independent RIAOtherDec 31, 2017Jan 7, 2015
William Scarr ShefteCentaurus Financial, Inc. otherSpc otherOtherDec 31, 2017Jan 11, 2018
Howard Leon DingleCentaurus Financial, Inc. otherClaraphi Advisory Network, LLC otherOtherDec 22, 2017Dec 22, 2017
Jeffrey Scott BirdCentaurus Financial, Inc. otherFinancial Concepts, Inc. unclassifiedOtherNov 14, 2017Jan 4, 2018 (51 d)
Teri Renee GlaspyCentaurus Financial, Inc. otherSecurities America Advisors, Inc. otherOtherOct 31, 2017Nov 1, 2017
Gwendolyn Sue O'ConnellCentaurus Financial, Inc. otherGo Wealth Management no RAUMOtherOct 31, 2017Nov 8, 2017
Frank Nelson DepetersCentaurus Financial, Inc. otherEsi Financial Advisors otherOtherOct 17, 2017Oct 27, 2017
Anthony Robert CorrentiCentaurus Financial, Inc. otherMcdermott Investment Advisors, LLC independent RIAOtherSep 18, 2017Aug 14, 2019 (695 d)
Robert Alan HorningCentaurus Financial, Inc. otherMcdermott Investment Advisors, LLC otherOtherSep 18, 2017Sep 20, 2017
Robert Frederick MckayCentaurus Financial, Inc. otherLPL Financial LLC independent RIAOtherSep 7, 2017Jan 22, 2018 (137 d)
Krista Marie JohnsonCentaurus Financial, Inc. otherPark Avenue Securities LLC otherOtherAug 25, 2017Oct 12, 2017 (48 d)
Rocio Morales DerodriguezCentaurus Financial, Inc. otherKestra Advisory Services, LLC otherOtherJul 12, 2017Jul 7, 2017
Andrew B ChouCentaurus Financial, Inc. otherWoodbury Financial Services, Inc. otherOtherJun 12, 2017Jun 9, 2017
Jose Miguel Hernandez-GomezCentaurus Financial, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 22, 2017Jun 30, 2017 (39 d)
Elizabeth GosekCentaurus Financial, Inc. otherThrive Capital Management, LLC independent RIAOtherApr 21, 2017Jun 22, 2017 (62 d)
Richard Charles PonceCentaurus Financial, Inc. otherCrown Capital Securities, L.P. otherOtherApr 6, 2017Apr 4, 2017
Joseph EvansCentaurus Financial, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 24, 2017Apr 11, 2017
Timothy GishCentaurus Financial, Inc. otherQuestar Asset Management, Inc. otherOtherMar 6, 2017Oct 18, 2017 (226 d)
Kyle Sean ScottCentaurus Financial, Inc. otherKyle S. Scott Financial Planning, Inc. state registeredOtherMar 3, 2017Jan 6, 2017
James ZgliniecCentaurus Financial, Inc. otherStrategic Advisers LLC national BDOtherFeb 24, 2017Apr 6, 2017 (41 d)
Amir H GolzarCentaurus Financial, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2016Feb 2, 2017 (33 d)
David Albert GoldhaberCentaurus Financial, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 21, 2016Dec 13, 2016
Sonji Rollins TuckerCentaurus Financial, Inc. otherOneamerica Securities, Inc. otherOtherNov 10, 2016Dec 6, 2016
Michael Raymond FragerCentaurus Financial, Inc. otherIntegrity Brokerage, LLC unclassifiedOtherOct 31, 2016Jan 6, 2017 (67 d)
Tyler Preston EliasonCentaurus Financial, Inc. otherKey Investment Services LLC BD affiliatedOtherJun 21, 2016Nov 30, 2017 (527 d)
Nancy Rose PapoCentaurus Financial, Inc. otherEquitable Advisors, LLC national BDOtherMar 4, 2016Mar 10, 2016
Seth Erik GranoCentaurus Financial, Inc. otherHub International Investment Services Inc. unclassifiedOtherJan 26, 2016Feb 18, 2016
James Ronald KingCentaurus Financial, Inc. otherQuestar Asset Management, Inc. otherOtherDec 28, 2015Jan 6, 2016
George Alan GuttmanCentaurus Financial, Inc. otherGuttman Financial Planning state registeredOtherDec 18, 2015Mar 26, 2016 (99 d)
James Michael PoindexterCentaurus Financial, Inc. otherInvestment Advisors Corp otherOtherDec 4, 2015Dec 17, 2015
John Harrison LindseyCentaurus Financial, Inc. otherGirard Securities, Inc. otherOtherDec 2, 2015Dec 2, 2015
Heidi Sarah HirshCentaurus Financial, Inc. otherGirard Securities, Inc. otherOtherDec 2, 2015Dec 2, 2015
Richard Christopher JakotowiczCentaurus Financial, Inc. otherTfg Wealth Management, LLC independent RIAOtherNov 23, 2015Jul 13, 2016 (233 d)
Brett Jerome SaddlerCentaurus Financial, Inc. otherIntegrity Brokerage, LLC unclassifiedOtherOct 22, 2015Jan 24, 2017 (460 d)
Michael B BeecherCentaurus Financial, Inc. otherCarter, Terry & Company, Inc. independent RIAOtherOct 8, 2015Oct 28, 2015
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302 moves match.