DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Adam Mario Levi	Centaurus Financial, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 7, 2015	Nov 2, 2015
Matthew Adam Janssen	Centaurus Financial, Inc. other	E*Trade Capital Management, LLC other	Other	Sep 15, 2015	Mar 27, 2017 (559 d)
Patrick James Robertson	Centaurus Financial, Inc. other	Packerland Brokerage Services, Inc. other	Other	Sep 4, 2015	Sep 8, 2015
Amir H Golzar	Centaurus Financial, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 9, 2015	Aug 12, 2015 (34 d)
Colin Robert Kilpatrick	Centaurus Financial, Inc. other	Silversage Advisors other	Other	Jul 8, 2015	Jul 13, 2015
Michael David Roberts	Centaurus Financial, Inc. other	Realta Investment Advisors, Inc other	Other	Mar 27, 2015	Apr 22, 2015
Lisa Haggai Pierson	Centaurus Financial, Inc. other	Kms Financial Services, Inc other	Other	Mar 16, 2015	Mar 6, 2015
Timothy Heath Tanner	Centaurus Financial, Inc. other	Western International Securities other	Other	Jan 28, 2015	Jan 28, 2015
Michael Phillip Gorak	Centaurus Financial, Inc. other	Western International Securities other	Other	Jan 9, 2015	Jan 12, 2015
Enrique Hernandez	Centaurus Financial, Inc. other	Investment Advisors Corp other	Other	Dec 31, 2014	Jan 6, 2015
David Wayne Schleis	Centaurus Financial, Inc. other	Ds Wealth Advisors, Inc. state registered	Other	Dec 5, 2014	Nov 19, 2014
Phillip Paul Putney	Centaurus Financial, Inc. other	Horter Investment Management, LLC other	Other	Sep 30, 2014	Oct 6, 2014
Jonathan Hill	Centaurus Financial, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Aug 6, 2014	Sep 10, 2014 (35 d)
Jason Eric Luhan	Centaurus Financial, Inc. other	Financial West Group other	Other	Jul 16, 2014	Jul 17, 2014
Odalis Mercedes Lopez	Centaurus Financial, Inc. other	Financial West Group other	Other	Jul 9, 2014	Jul 17, 2014
Joseph Webb	Centaurus Financial, Inc. other	Financial West Group other	Other	Jul 9, 2014	Jun 11, 2014
Jesus Quezada	Centaurus Financial, Inc. other	Bright Owl Investment Advisors no RAUM	Other	Jun 23, 2014	May 28, 2014
James Russell Hardesty	Centaurus Financial, Inc. other	Money Concepts Advisory Service other	Other	May 2, 2014	May 5, 2014
Jeffrey Richards Young	Centaurus Financial, Inc. other	Mathies Financial Partners independent RIA	Other	Apr 1, 2014	Apr 1, 2014
Loy Douglas Holt	Centaurus Financial, Inc. other	The Dc Group Advisory Services, Inc unclassified	Other	Mar 17, 2014	Aug 11, 2014 (147 d)
Leon Gregory James	Centaurus Financial, Inc. other	Optivest, Inc. other	Other	Mar 3, 2014	Mar 18, 2014
Chirho S Garcia	Centaurus Financial, Inc. other	Bright Owl Investment Advisors no RAUM	Other	Feb 18, 2014	Mar 18, 2014
Steven Phillip Margulin	Centaurus Financial, Inc. other	Retirement Extender, Inc. unclassified	Other	Dec 31, 2013	Jul 19, 2010
Katherine Audrey Copps	Centaurus Financial, Inc. other	Retirement Extender (R) unclassified	Other	Dec 31, 2013	Feb 20, 2014 (51 d)
Alan Ray Druckenmiller	Centaurus Financial, Inc. other	Trust Advisory Group Ltd other	Other	Dec 26, 2013	Feb 24, 2014 (60 d)
Brandon L Rivera	Centaurus Financial, Inc. other	Bright Owl Investment Advisors no RAUM	Other	Dec 26, 2013	Dec 20, 2013
Jeffrey Lawrence Zupancic	Centaurus Financial, Inc. other	Investment Advisors Corp other	Other	Nov 5, 2013	Nov 15, 2013
Ross Charles Bonifield	Centaurus Financial, Inc. other	Investment Advisors Corp other	Other	Nov 5, 2013	Oct 31, 2013
Brendan John Mcpoyle	Centaurus Financial, Inc. other	Affinity Wealth Management LLC no RAUM	Other	Oct 3, 2013	Feb 9, 2018 (1590 d)
Raymond Gale Hickman	Centaurus Financial, Inc. other	Hickman Financial, LLC state registered	Other	Aug 23, 2013	Jan 1, 2025 (4149 d)
Paul Richard Himmelstein	Centaurus Financial, Inc. other	Trust Advisory Group Ltd other	Other	Aug 12, 2013	Sep 4, 2013
David Morris Shapiro	Centaurus Financial, Inc. other	Peak Investment Coaching, LLC state registered	Other	Aug 6, 2013	Aug 7, 2013
Jason Todd Hill	Centaurus Financial, Inc. other	Level Four Advisory Services other	Other	May 7, 2013	May 13, 2013
Craig Steven Blake	Centaurus Financial, Inc. other	LPL Financial LLC other	Other	May 7, 2013	May 8, 2013
Mark Steven Rothstein	Centaurus Financial, Inc. other	Tri-Star Financial other	Other	Apr 11, 2013	Jan 14, 2011
James Franklin Johnson	Centaurus Financial, Inc. other	USA Financial Securities LLC other	Other	Dec 31, 2012	Jan 30, 2013
Robin Tom Naylor	Centaurus Financial, Inc. other	Sandlapper Wealth Management, LLC other	Other	Dec 31, 2012	Dec 17, 2014 (716 d)
Marshall Reed Lohrenz	Centaurus Financial, Inc. other	Independent Financial Group, LLC other	Other	Dec 31, 2012	Jan 7, 2013
Jim Gravgaard	Centaurus Financial, Inc. other	Suntrust Investment Services, Inc. other	Other	Dec 31, 2012	Jan 15, 2013
Andrea Flores	Centaurus Financial, Inc. other	Usaa Investment Services Company other	Other	Dec 14, 2012	Jan 24, 2013 (41 d)
Robert Graham Davidson	Centaurus Financial, Inc. other	Osaic Wealth, Inc. other	Other	Dec 13, 2012	Nov 29, 2012
Jason Bryan Owyang	Centaurus Financial, Inc. other	Strategic Advisers LLC national BD	Other	Nov 28, 2012	Dec 4, 2012
Renee Lynn Cuchetti	Centaurus Financial, Inc. other	Next Financial Group, Inc. other	Other	Nov 6, 2012	Nov 2, 2012
Jodi Anne Selleck	Centaurus Financial, Inc. other	Selleck Financial Group state registered	Other	Nov 5, 2012	Nov 26, 2025 (4769 d)
Thomas James Carlson	Centaurus Financial, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 25, 2012	Oct 12, 2012
Scott Steven Feher	Centaurus Financial, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 25, 2012	Oct 12, 2012
Carmencita Protacio Calaway	Centaurus Financial, Inc. other	Newport Coast Asset Management other	Other	Sep 14, 2012	Sep 13, 2012
Robert Brook Hansen	Centaurus Financial, Inc. other	Adams-Hansen & Associates state registered	Other	Sep 10, 2012	Feb 25, 2014 (533 d)
Seth Aaron Weil	Centaurus Financial, Inc. other	Waddell & Reed other	Other	Jun 12, 2012	May 30, 2013 (352 d)
Jonathan Robin Prestridge	Centaurus Financial, Inc. other	Concourse Financial Group Advisors other	Other	May 16, 2012	May 17, 2012
Jeremy Robert Cole	Centaurus Financial, Inc. other	LPL Financial LLC other	Other	Apr 10, 2012	Jun 4, 2012 (55 d)
Brian Timothy Beaulieu	Centaurus Financial, Inc. other	Commonwealth Financial Network national BD	Other	Mar 2, 2012	Mar 2, 2012
Adam B. Reinking	Centaurus Financial, Inc. other	Rpg Family Wealth Advisory, LLC other	Other	Dec 31, 2011	Oct 5, 2011
Donald Glenn Baker	Centaurus Financial, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 20, 2011	Dec 19, 2011
Thomas Dixon Sanders	Centaurus Financial, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 20, 2011	Dec 19, 2011
Larry Don Gill	Centaurus Financial, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 20, 2011	Dec 20, 2011
Jeffrey Scott Hellerstedt	Centaurus Financial, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 20, 2011	Dec 19, 2011
Marcel Richard Morin	Centaurus Financial, Inc. other	Msi Financial Services, Inc. other	Other	Dec 1, 2011	Jan 3, 2012 (33 d)
Michael Charles Mattison	Centaurus Financial, Inc. other	LPL Financial LLC other	Other	Nov 18, 2011	Nov 18, 2011
Carol Jacquelyn Zelenke	Centaurus Financial, Inc. other	The Pacific Financial Group, Inc. other	Other	Oct 12, 2011	Oct 26, 2011

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302 moves match.