DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ameritas Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert David Ross | Ameritas Advisory Services, LLC BD affiliated | The Retirement Guys Formula independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2023 | Aug 1, 2023 (39 d) |
| Craig Anthony Hausz | Ameritas Advisory Services, LLC BD affiliated | Cmh Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 13, 2023 | Apr 26, 2023 |
| Cillian Tyrrell | Ameritas Advisory Services, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 8, 2023 |
| H Courtney Mclaughlin | Ameritas Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jul 19, 2023 (48 d) |
| Jeffrey Craig Shaughnessy | Ameritas Advisory Services, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | Jun 29, 2023 (43 d) |
| Michael Beaulieu | Ameritas Advisory Services, LLC BD affiliated | Smart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | May 25, 2023 |
| Connie Sue Grosser | Ameritas Advisory Services, LLC BD affiliated | Horan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Jun 30, 2023 (65 d) |
| Kevin Francisco Gomez | Ameritas Advisory Services, LLC BD affiliated | Ameritas Investment Partners, Inc. institutional | Other | Feb 28, 2023 | Feb 28, 2023 |
| Bradford Chandler Smith | Ameritas Advisory Services, LLC BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2023 | Jun 18, 2025 (862 d) |
| John Michael Mancinotti | Ameritas Advisory Services, LLC BD affiliated | Everhart Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Mar 10, 2023 (36 d) |
| David Vaughn Thomas | Ameritas Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2023 | Jan 11, 2023 |
| Hannah Trosen | Ameritas Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 17, 2023 |
| Nickolaus Lee Shannon | Ameritas Advisory Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Mar 9, 2023 (68 d) |
| Paul Francis Buckley | Ameritas Advisory Services, LLC BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Dec 5, 2022 |
| Scott Daniel Mcquillen | Ameritas Advisory Services, LLC BD affiliated | Usi Securities, Inc. no RAUM | Other | Dec 10, 2022 | Mar 15, 2023 (95 d) |
| Dawn Renee Hoover | Ameritas Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2022 | May 23, 2024 (530 d) |
| Andrew Joseph Rinn | Ameritas Advisory Services, LLC BD affiliated | Beacon Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2022 | Jan 4, 2023 (42 d) |
| Ross Joseph Massey | Ameritas Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2022 | Dec 5, 2022 |
| John Reed | Ameritas Advisory Services, LLC BD affiliated | Dominant Leading Capital, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 | Mar 22, 2023 (134 d) |
| Pamela Sue Kenaston | Ameritas Advisory Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 20, 2022 |
| Neal James Hebert | Ameritas Advisory Services, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2022 | Oct 13, 2022 |
| Barry Lynn Steim | Ameritas Advisory Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Aug 24, 2022 |
| Patricia Dailey | Ameritas Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2022 | Sep 27, 2022 |
| Dominick Leuzzi | Ameritas Advisory Services, LLC BD affiliated | The Ascent Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2022 | Aug 22, 2022 |
| Levi Glenn Cass | Ameritas Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 25, 2022 |
| Ju Hwan Oh | Ameritas Advisory Services, LLC BD affiliated | Unity Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Nov 1, 2023 (461 d) |
| David Mcneilly | Ameritas Advisory Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jul 19, 2022 |
| De'Baron Davis | Ameritas Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | Jun 23, 2022 |
| Nicolas Troy Abrams | Ameritas Advisory Services, LLC BD affiliated | Opulentia, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 21, 2022 | Jun 7, 2023 (351 d) |
| Jonathan Howard Jarvis | Ameritas Advisory Services, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2022 | Sep 14, 2022 (97 d) |
| Young Chan Rah | Ameritas Advisory Services, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 1, 2022 |
| Tzvetelina Gueorguieva Botchoukova | Ameritas Advisory Services, LLC BD affiliated | Lumiere Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2022 | May 5, 2022 |
| Zachary Wyatt Brody | Ameritas Advisory Services, LLC BD affiliated | Lumiere Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2022 | May 6, 2022 |
| Wesley A Brinkman | Ameritas Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Mar 10, 2022 |
| Jon Justin Milliken | Ameritas Advisory Services, LLC BD affiliated | Plan Simple Financial Partners, LLC unclassified | Other | Mar 8, 2022 | Mar 8, 2022 |
| Matthew Alfonso Casatico | Ameritas Advisory Services, LLC BD affiliated | Aldrich Wealth LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Feb 24, 2022 |
| Thomas Gill Baker | Ameritas Advisory Services, LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2022 | Jan 12, 2024 (697 d) |
| Russell Postell | Ameritas Advisory Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 8, 2022 |
| Juliet B. Cardona | Ameritas Advisory Services, LLC BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2022 | Jan 3, 2022 |
| Michael P Schessler | Ameritas Advisory Services, LLC BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Jan 6, 2022 |
| Scott Joseph Lickteig | Ameritas Advisory Services, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Dec 14, 2021 |
| Bradley J. Hansing | Ameritas Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Jul 14, 2022 (225 d) |
| Juan Bosco Dos Santos Concepcion | Ameritas Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Jan 19, 2022 (72 d) |
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163 moves match.