DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hornor, Townsend & Kent, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Robinson MackelvieHornor, Townsend & Kent, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2018Aug 30, 2018 (62 d)
Kasey Somers ClossHornor, Townsend & Kent, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2018May 16, 2019 (321 d)
Michael Steven McmartinHornor, Townsend & Kent, LLC BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2018Jun 18, 2018
Joshua B WhelanHornor, Townsend & Kent, LLC BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2018Jun 18, 2018
Zachary Joel HamiltonHornor, Townsend & Kent, LLC BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2018Jun 18, 2018
Grant David MonsonHornor, Townsend & Kent, LLC BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2018Jun 18, 2018
Blake Charles KnoefelHornor, Townsend & Kent, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2018Jun 1, 2018
Gregory Vincent CherryHornor, Townsend & Kent, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2018Jun 1, 2018
Erikson AskerHornor, Townsend & Kent, LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2018May 22, 2018
Hayden Scott PetersonHornor, Townsend & Kent, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2018Jun 6, 2018
Nathan Lee PriceHornor, Townsend & Kent, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2018Aug 30, 2018 (114 d)
Joseph Ralph RadovicHornor, Townsend & Kent, LLC BD affiliatedAdvisory Resource Group, LLC unclassifiedOtherApr 30, 2018Apr 20, 2001
Robert Walker EvansHornor, Townsend & Kent, LLC BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2018Jun 6, 2025 (2597 d)
Marc GaillardHornor, Townsend & Kent, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 20, 2018Aug 27, 2018 (129 d)
Rikki Jr FosterHornor, Townsend & Kent, LLC BD affiliatedBangerter Financial Services, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 19, 2018May 7, 2018
Michael David KendallHornor, Townsend & Kent, LLC BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018May 2, 2018
Omar A MorilloHornor, Townsend & Kent, LLC BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherApr 12, 2018Apr 9, 2018
Hanna Wexhler SmithHornor, Townsend & Kent, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2018Oct 17, 2018 (201 d)
Tommy J BrooksHornor, Townsend & Kent, LLC otherWealth Development Strategies Investment Advisory, Inc. state registeredOtherMar 22, 2018Aug 10, 2017
Robert David EisenstadtHornor, Townsend & Kent, LLC otherPruco Securities, LLC BD affiliatedOtherMar 9, 2018Jun 7, 2021 (1186 d)
Donald Gregory WhiteHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherMar 9, 2018Mar 5, 2018
Samuel D KatzHornor, Townsend & Kent, LLC otherPark Avenue Securities LLC BD affiliatedOtherMar 6, 2018Aug 21, 2018 (168 d)
Derek John RussellHornor, Townsend & Kent, LLC otherAmerican Portfolios Advisors, Inc otherOtherMar 2, 2018Feb 14, 2018
Michael Wesley McgeeHornor, Townsend & Kent, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMar 1, 2018Feb 22, 2018
William J WahlHornor, Townsend & Kent, LLC otherPrivate Advisor Group, LLC BD affiliatedOtherMar 1, 2018Jun 24, 2026 (3037 d)
Kimberly Viner PlaceHornor, Townsend & Kent, LLC otherOsaic Institutions, Inc. otherOtherMar 1, 2018Feb 26, 2018
Michael Wesley McgeeHornor, Townsend & Kent, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMar 1, 2018Feb 22, 2018
Breck JacobsHornor, Townsend & Kent, LLC otherJacobs Financial Group unclassifiedOtherMar 1, 2018May 18, 2018 (78 d)
Brad Wilson SorensenHornor, Townsend & Kent, LLC otherTownsquare Capital, LLC mixed wealthOtherFeb 27, 2018Apr 9, 2018 (41 d)
David Lee KunhardtHornor, Townsend & Kent, LLC otherOsaic Fs, Inc. BD affiliatedOtherFeb 16, 2018Aug 20, 2018 (185 d)
Joseph M MilanoHornor, Townsend & Kent, LLC otherCambridge Investment Research Advisors, Inc. otherOtherFeb 12, 2018Mar 8, 2018
Brendan Morgan FarrellyHornor, Townsend & Kent, LLC otherMML Investors Services, LLC otherOtherFeb 8, 2018Mar 5, 2018
Cameron Lloyd MasonHornor, Townsend & Kent, LLC otherIndependent Financial Group, LLC otherOtherFeb 8, 2018Feb 28, 2018
Benjamin Kevin ChappellHornor, Townsend & Kent, LLC otherForesight Wealth Management, LLC mixed wealthOtherJan 31, 2018Jan 17, 2018
Eli Gold SavelleHornor, Townsend & Kent, LLC otherTd Ameritrade, Inc. no RAUMOtherJan 26, 2018Apr 18, 2018 (82 d)
Charles Chizoba AdiHornor, Townsend & Kent, LLC otherWealth Development Strategies Investment Advisory, Inc. state registeredOtherJan 25, 2018May 21, 2014
James Harold RossHornor, Townsend & Kent, LLC otherSecurian Financial Services, Inc. BD affiliatedOtherJan 22, 2018Oct 2, 2019 (618 d)
Hike Lawrence LeeHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJan 12, 2018Jan 4, 2018
Robert Todd ValleauHornor, Townsend & Kent, LLC otherMercap Advisors, Inc. no RAUMOtherJan 8, 2018Jan 5, 2018
Michelle Anne BarryHornor, Townsend & Kent, LLC otherH. Beck, Inc. otherOtherDec 20, 2017Jan 5, 2018
Jerald C LearHornor, Townsend & Kent, LLC otherOn Investment Management Co BD affiliatedOtherDec 15, 2017Aug 29, 2023 (2083 d)
Christina Michelle BlytheHornor, Townsend & Kent, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 22, 2017May 11, 2018 (170 d)
Jefferson John NashHornor, Townsend & Kent, LLC otherNashional Investments state registeredOtherNov 17, 2017Nov 1, 2017
Seth Eli BittnerHornor, Townsend & Kent, LLC otherAlmanack Investment Partners otherOtherNov 10, 2017Nov 1, 2017
Zachary Aaron NielsonHornor, Townsend & Kent, LLC otherPark Avenue Securities LLC BD affiliatedOtherOct 12, 2017Jan 31, 2018 (111 d)
Victoria Marie RobinsonHornor, Townsend & Kent, LLC otherPenn Mutual Asset Management, LLC otherOtherSep 22, 2017Dec 7, 2017 (76 d)
Trevor M WilliamsHornor, Townsend & Kent, LLC otherPenn Mutual Asset Management, LLC otherOtherSep 22, 2017Dec 7, 2017 (76 d)
Andrew Lee BurtonHornor, Townsend & Kent, LLC otherValic Financial Advisors, Inc. BD affiliatedOtherSep 21, 2017Sep 19, 2019 (728 d)
Eric Paul ElmerHornor, Townsend & Kent, LLC otherVanguard Advisers, Inc. BD affiliatedOtherSep 21, 2017Aug 6, 2019 (684 d)
Craig Robert McwilliamsHornor, Townsend & Kent, LLC otherGreat Point Advisors LLC unclassifiedOtherSep 15, 2017Apr 23, 2018 (220 d)
Christopher J KilrainHornor, Townsend & Kent, LLC otherTcfg Investment Advisors, LLC otherOtherSep 15, 2017Sep 6, 2017
Steven Francis HorvathHornor, Townsend & Kent, LLC otherEsi Financial Advisors otherOtherSep 8, 2017Oct 13, 2017 (35 d)
Michael Brandon SayreHornor, Townsend & Kent, LLC otherWoodbury Financial Services, Inc. otherOtherSep 1, 2017Aug 15, 2017
Jason David KnightHornor, Townsend & Kent, LLC otherWoodbury Financial Services, Inc. otherOtherAug 31, 2017Aug 15, 2017
Thomas Albert CabralHornor, Townsend & Kent, LLC otherM&T Securities, Inc. unclassifiedOtherAug 30, 2017Aug 22, 2017
Corbin David HixsonHornor, Townsend & Kent, LLC otherQuantumvest, Inc. state registeredOtherAug 24, 2017Sep 8, 2017
Timothy James CongletonHornor, Townsend & Kent, LLC otherKestra Advisory Services, LLC otherOtherAug 16, 2017Aug 4, 2017
David Keith PropesHornor, Townsend & Kent, LLC otherKestra Advisory Services, LLC otherOtherAug 16, 2017Aug 4, 2017
Janice Marie FarisHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherAug 11, 2017Aug 1, 2017
Gregory Charles StoumbelisHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherAug 7, 2017Jul 13, 2017
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845 moves match.