DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elizabeth HathawayMorgan Keegan & Company, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherDec 19, 2006Dec 15, 2006
Wesley Calvin BrumfieldMorgan Keegan & Company, LLC otherRBC Capital Markets, LLC national BDOtherDec 7, 2006Dec 11, 2006
James Walter AllenMorgan Keegan & Company, LLC otherGfo Advisory Services, LLC otherOtherNov 28, 2006May 11, 2007 (164 d)
Hollis Christopher MartinMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherNov 22, 2006Dec 18, 2006
Howard Bruce MarshallMorgan Keegan & Company, LLC otherSynovus Securities, Inc. otherOtherNov 13, 2006Nov 21, 2006
Pamela Gail WoodallMorgan Keegan & Company, LLC otherJ.P. Morgan Securities Inc. unclassifiedOtherNov 1, 2006Nov 29, 2006
Karen Julene CameronMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherOct 18, 2006Aug 2, 2007 (288 d)
Ellis Winton McinnisMorgan Keegan & Company, LLC otherMcinnis Group state registeredOtherOct 13, 2006Feb 28, 2008 (503 d)
Sander D. BleusteinMorgan Keegan & Company, LLC otherWealthtrust Advisors unclassifiedOtherOct 4, 2006May 7, 2004
Gustavo Adolfo CaballeroMorgan Keegan & Company, LLC otherIfmg Securities, Inc. unclassifiedOtherOct 4, 2006Mar 8, 2007 (155 d)
James E EdmiastonMorgan Keegan & Company, LLC otherAdvisoralliance, LLC unclassifiedOtherOct 2, 2006Oct 16, 2006
William Clay KendallMorgan Keegan & Company, LLC otherAdvisoralliance, LLC unclassifiedOtherOct 2, 2006Oct 4, 2006
Amy L CorbittMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherSep 18, 2006Sep 25, 2006
Todd Patrick WalzMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherSep 12, 2006Sep 26, 2006
Deborah M WilliamsMorgan Keegan & Company, LLC otherInvest Financial Corporation otherOtherSep 6, 2006Jul 31, 2009 (1059 d)
Piers Alexis HurleyMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherAug 22, 2006Aug 18, 2006
Matthew Edward LaskoMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherAug 22, 2006Aug 18, 2006
Christina D KramerMorgan Keegan & Company, LLC otherEdward Jones national BDOtherAug 7, 2006May 4, 2007 (270 d)
Adam Bruce ButlerMorgan Keegan & Company, LLC otherPnc Wealth Management otherOtherJul 27, 2006Oct 31, 2006 (96 d)
Adam SmithMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherJul 20, 2006Jul 10, 2006
Jose Luis FernandezMorgan Keegan & Company, LLC otherFendz Asset Management, Inc. state registeredOtherJun 23, 2006Jan 28, 2025 (6794 d)
Jean Marie DelgadoMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherMay 26, 2006Jun 14, 2006
Catherine Miles HopkinsMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 22, 2006Mar 2, 2015 (3206 d)
Kevin Sanborn RyanMorgan Keegan & Company, LLC otherCetera Advisor Networks LLC otherOtherMay 18, 2006Jun 21, 2006 (34 d)
William Mark YawnMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherMay 11, 2006May 24, 2006
Brandon Darell RatzlaffMorgan Keegan & Company, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherMay 10, 2006Jun 6, 2006
Margie A OcelloMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMay 8, 2006May 15, 2006
Gary Mac MitchellMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherMay 2, 2006Jun 14, 2006 (43 d)
Janet Ann BlairMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherApr 28, 2006May 2, 2006
Lewis Ruben GaydenMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherApr 20, 2006May 15, 2006
Lewis Matthew YoungMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherApr 18, 2006Apr 13, 2006
Robert Andrew JetmundsenMorgan Keegan & Company, LLC otherWorthscape, LLC otherOtherApr 11, 2006May 10, 2010 (1490 d)
Phillip Morgan EvansMorgan Keegan & Company, LLC otherSovereign Wealth Advisors LLC no RAUMOtherMar 21, 2006Jun 29, 2015 (3387 d)
William Martin BeasleyMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherFeb 24, 2006Feb 21, 2006
Danielle Kay WrightMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherDec 20, 2005Mar 8, 2006 (78 d)
Charles Franklin WeedMorgan Keegan & Company, LLC otherCutter & Company, Inc. otherOtherNov 16, 2005Nov 1, 2005
Rick Frank LorenceMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherNov 14, 2005Jan 3, 2012 (2241 d)
Charles K MillerMorgan Keegan & Company, LLC otherPfic Advisors, Inc. unclassifiedOtherNov 10, 2005Aug 15, 2006 (278 d)
Mary AmatoMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherOct 25, 2005Nov 28, 2005 (34 d)
Iris M. ModlinMorgan Keegan & Company, LLC otherChase Investment Services Corp. otherOtherOct 4, 2005Oct 27, 2005
Krista Maya HallMorgan Keegan & Company, LLC otherStifel Independent Advisors, LLC otherOtherOct 3, 2005Sep 23, 2005
Gregory Dale SteinMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherSep 13, 2005Oct 28, 2005 (45 d)
Jamie Lynn JohnsonMorgan Keegan & Company, LLC otherJlj Capital Management, LLC state registeredOtherSep 13, 2005Sep 9, 2005
Matthew Stephen MullenixMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherSep 2, 2005Oct 12, 2005 (40 d)
Kimberly Minter PerryMorgan Keegan & Company, LLC otherEdward Jones national BDOtherAug 29, 2005Sep 30, 2005 (32 d)
Thomas Wickliffe GainesMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherAug 5, 2005Aug 3, 2005
David Patrick LangeMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 26, 2005Jul 25, 2005
Robert Gordon CarlsonMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJul 20, 2005Jan 2, 2009 (1262 d)
Ignacio Alfredo HerreroMorgan Keegan & Company, LLC otherNorthern Trust Securities, Inc no RAUMOtherJul 7, 2005Jul 20, 2005
Joe Douglas ComerMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJul 6, 2005Jan 2, 2009 (1276 d)
Jason William NealMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherJul 6, 2005Jun 20, 2006 (349 d)
Donny Ray RogersMorgan Keegan & Company, LLC otherArvest Wealth Management otherOtherJun 8, 2005Nov 4, 2008 (1245 d)
Tyler Cooper NaceMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMay 4, 2005Jun 3, 2009 (1491 d)
Daniel Talmadge Keel, IIIMorgan Keegan & Company, LLC otherCardinal Wealth Advisory, LLC otherOtherApr 27, 2005Nov 9, 2005 (196 d)
Elizabeth Smith WilkinsMorgan Keegan & Company, LLC otherLandmark Financial Advisors, LLC otherOtherApr 27, 2005Apr 27, 2005
Dawn Michelle EdwardsMorgan Keegan & Company, LLC otherValic Financial Advisors, Inc. otherOtherMar 16, 2005Mar 22, 2005
Richard Willson RanckMorgan Keegan & Company, LLC otherInvesco Advisers, Inc. otherOtherMar 3, 2005Nov 10, 2015 (3904 d)
David Charles SmithMorgan Keegan & Company, LLC otherNeshoba Financial Planning unclassifiedOtherFeb 14, 2005Apr 22, 2005 (67 d)
Richard Douglas BuecheMorgan Keegan & Company, LLC otherFisher Investments otherOtherFeb 7, 2005Nov 2, 2005 (268 d)
Jeffrey William ReevesMorgan Keegan & Company, LLC otherConcourse Financial Group Advisors otherOtherFeb 3, 2005Mar 31, 2005 (56 d)
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608 moves match.