DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reed R Hogue | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Apr 6, 2023 (49 d) |
| Bryan P Cunningham | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 9, 2023 |
| Joseph Robert Chappell | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 21, 2024 (399 d) |
| Byron Patricio Alvarado | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jan 27, 2023 |
| Nancy Dull Gallagher | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 21, 2024 (399 d) |
| Howard Jay Rubin | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 21, 2024 (399 d) |
| John Michael Schaeufele | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 21, 2024 (399 d) |
| Miranda Bonde | Oneamerica Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jan 27, 2023 |
| Dalton Logan Campbell | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 21, 2024 (399 d) |
| James R Bennett | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 6, 2023 |
| Robert Carper | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 6, 2023 |
| Luke Neubauer | Oneamerica Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 23, 2023 (35 d) |
| Todd Jackson Clarke | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Mar 21, 2024 (400 d) |
| William W Councill | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Jan 30, 2023 |
| Taylor Kirk Edens | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Jan 27, 2023 |
| Terrell Wilson | Oneamerica Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 22, 2023 | Jan 25, 2023 |
| George H Clougher | Oneamerica Securities, Inc. BD affiliated | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Dec 6, 2022 |
| Ivan Jevon Jones | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Dec 2, 2022 |
| James Hudon Engelman | Oneamerica Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Sep 12, 2023 (271 d) |
| Raymond E Master | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Dec 9, 2022 |
| Shane M Bauman | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 30, 2022 |
| Nathanael Lovelady | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Jan 13, 2023 (38 d) |
| Duane Eldon Bolinger | Oneamerica Securities, Inc. BD affiliated | Eldon Reese Advisory Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 | Feb 9, 2023 (93 d) |
| Ryan Scott Coiner | Oneamerica Securities, Inc. BD affiliated | Integrity Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 | Nov 22, 2022 |
| Eric Joseph Mcmahan | Oneamerica Securities, Inc. BD affiliated | Integrity Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 | Nov 2, 2022 |
| Ryan Solt | Oneamerica Securities, Inc. BD affiliated | Integrity Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2022 | Nov 22, 2022 |
| Brett Esselburn | Oneamerica Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 24, 2022 | Oct 27, 2022 |
| Colleen Joy Kehoe | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 18, 2022 |
| Cody Darrow | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Oct 10, 2022 |
| Stephen Mark Brady | Oneamerica Securities, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Aug 1, 2022 |
| Yvette Spillman | Oneamerica Securities, Inc. BD affiliated | Kinetic Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Nov 23, 2022 (110 d) |
| Tony Alan Soble | Oneamerica Securities, Inc. BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | Sep 19, 2022 (45 d) |
| Michelle Rose Martin | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Dec 20, 2022 (137 d) |
| Ricardo Alejandro Leyva | Oneamerica Securities, Inc. BD affiliated | Elevated Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2022 | May 16, 2023 (284 d) |
| Patrick Limbaugh | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Sep 22, 2022 (59 d) |
| Juanita M Martinez | Oneamerica Securities, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 6, 2022 | Jul 14, 2022 |
| Judy I Gutierrez | Oneamerica Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jul 6, 2022 | Jul 26, 2022 |
| Bryan James Clifton | Oneamerica Securities, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2022 | Jul 29, 2022 (38 d) |
| Dustin Knoedler | Oneamerica Securities, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2022 | Aug 3, 2022 (43 d) |
| Dennis Paul Gorski | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jul 24, 2023 (404 d) |
| David P. Keck | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Oct 28, 2022 (135 d) |
| Matthew William Becker | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | Dec 12, 2022 (207 d) |
| Drew A Spence | Oneamerica Securities, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | May 4, 2022 |
| Adam Jeffrey Trent | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 27, 2022 | Jul 25, 2022 (89 d) |
| Timothy D Stout | Oneamerica Securities, Inc. BD affiliated | Voya Financial Partners, LLC no RAUM | Other | Apr 12, 2022 | Feb 8, 2023 (302 d) |
| Jason Jones | Oneamerica Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2022 | Apr 4, 2022 |
| James Thomas North | Oneamerica Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Sep 15, 2022 (203 d) |
| John Philip Illingworth | Oneamerica Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Mar 1, 2022 |
| Ross Adam Yukolis | Oneamerica Securities, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2022 | Mar 22, 2022 (42 d) |
| Amy Jo Rice | Oneamerica Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | Jan 24, 2022 |
| Barron T Branch | Oneamerica Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 17, 2021 |
| Jorge Enrique Arias | Oneamerica Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 10, 2021 |
| John Hersey | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Jun 16, 2022 (181 d) |
| Nicholas Mcgovern Raupp | Oneamerica Securities, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 13, 2021 |
| Ryan Farrell Jensen | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Jun 29, 2023 (568 d) |
| Matthew John Short | Oneamerica Securities, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Apr 5, 2022 (132 d) |
| Joshua Wade Newell | Oneamerica Securities, Inc. BD affiliated | Better Pockets Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 17, 2021 | Jan 3, 2022 (47 d) |
| Jason Michael Poschinger | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 8, 2021 |
| Clinton Harley Edgar | Oneamerica Securities, Inc. BD affiliated | Better Pockets Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 17, 2021 | Jan 3, 2022 (47 d) |
| William E Bargholtz | Oneamerica Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 16, 2021 |
560 moves match.