DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kasey C Sipiorski | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Aug 18, 2022 (297 d) |
| Barclay Vajda | Oneamerica Securities, Inc. BD affiliated | Embark Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2021 | Oct 19, 2021 |
| Amanda Carreen Daluga | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Sep 27, 2021 |
| Sheridan P Murphy | Oneamerica Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Oct 13, 2021 |
| William Robert Crossan | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2021 | Nov 3, 2022 (427 d) |
| Stephen Patrick Husten | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Nov 1, 2021 (66 d) |
| Brian K Hayes | Oneamerica Securities, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 29, 2021 |
| Janice W Adams | Oneamerica Securities, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Mar 10, 2022 (198 d) |
| Casey W Moss | Oneamerica Securities, Inc. BD affiliated | Capital Point Financial Group, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Jan 27, 2022 (160 d) |
| John Gordon Mccann | Oneamerica Securities, Inc. BD affiliated | Mccann Investment Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 17, 2021 | Jun 23, 2026 (1771 d) |
| Daniel Haynes | Oneamerica Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2021 | Aug 13, 2021 |
| David M Telles | Oneamerica Securities, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Nov 8, 2021 (138 d) |
| James Norman Riley | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2021 | Apr 27, 2021 |
| Amanda Marie Ross | Oneamerica Securities, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | Apr 23, 2021 |
| Wendy Yin Chan | Oneamerica Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | Mar 5, 2021 |
| Jared Copeland | Oneamerica Securities, Inc. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2021 | Jul 13, 2021 (136 d) |
| Artis Garrett | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2021 | Mar 4, 2021 |
| Christopher Alex Cokinis | Oneamerica Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 25, 2021 | Jan 22, 2021 |
| Susan Lee Wieneke | Oneamerica Securities, Inc. BD affiliated | Truadvice LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2021 | Jan 25, 2021 |
| Bradley Jay Frane | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Nov 1, 2021 (305 d) |
| James Winokur | Oneamerica Securities, Inc. BD affiliated | Townsquare Capital, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2020 | Dec 11, 2020 |
| Justin David Strunk | Oneamerica Securities, Inc. BD affiliated | Townsquare Capital, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Dec 15, 2020 |
| Derek Edwin Woods | Oneamerica Securities, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2020 | Dec 9, 2020 |
| John Edward Duffin | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Nov 1, 2021 (328 d) |
| Kelsey Rawls Brown Lovett | Oneamerica Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 13, 2020 |
| Melissa M Humphrey | Oneamerica Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Jun 27, 2022 (580 d) |
| Anthony Fisher | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Feb 21, 2021 (89 d) |
| Camiel Nicolas Verburgt | Oneamerica Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 12, 2020 | Nov 4, 2020 |
| Eric Michael Lardner | Oneamerica Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2020 | Oct 23, 2020 |
| Douglas A Brackin | Oneamerica Securities, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2020 | Oct 8, 2020 |
| Robert Dwane Pencil | Oneamerica Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Nov 10, 2020 |
| Yvonne K. Dean | Oneamerica Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Dec 24, 2020 (65 d) |
| Rene C Tamez | Oneamerica Securities, Inc. BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 20, 2020 |
| Michael Christopher Wilson | Oneamerica Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Apr 16, 2021 (207 d) |
| Ryan Bertrand Schachtner | Oneamerica Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Sep 2, 2020 |
| Keith Allen Saunders | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Sep 11, 2020 |
| Ronald Thomas Yeaton | Oneamerica Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 9, 2020 |
| Zulfiqar Ali Naqvi | Oneamerica Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2020 | Aug 26, 2020 (40 d) |
| Dale Duane Bartlett | Oneamerica Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 6, 2020 | Jun 1, 2020 |
| Kristopher Bryan Wackerlin | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2020 | May 5, 2020 |
| Zachariah J. Spicer | Oneamerica Securities, Inc. BD affiliated | Amfg Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 6, 2020 | Jun 24, 2020 (49 d) |
| Mark Peter Adams | Oneamerica Securities, Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2020 | Feb 24, 2022 (659 d) |
| Sean Michael Horn | Oneamerica Securities, Inc. BD affiliated | American Elite Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 28, 2020 | Jun 10, 2020 (43 d) |
| Donald Gregory Sketchley | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2020 | Mar 8, 2021 (322 d) |
| Carson James Grover | Oneamerica Securities, Inc. BD affiliated | Heritage Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2020 | Apr 15, 2020 |
| Philip Conjerti | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Apr 21, 2020 |
| Robert Alex Luten | Oneamerica Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 30, 2020 | Sep 19, 2022 (903 d) |
| Hui-Wen Shih | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2020 | Jun 29, 2023 (1197 d) |
| Beau Blemker | Oneamerica Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 11, 2020 | Feb 28, 2020 |
| Ivan Obra Mattox | Oneamerica Securities, Inc. BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2020 | Mar 12, 2020 (36 d) |
| Kimberly Cochrane | Oneamerica Securities, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jan 17, 2020 | Feb 4, 2020 |
| Thomas William Moran | Oneamerica Securities, Inc. BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 20, 2019 |
| Christopher Nichols | Oneamerica Securities, Inc. BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 16, 2019 |
| Gregory Mark Gulling | Oneamerica Securities, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Aug 25, 2021 (624 d) |
| Emilio Rafael Rangel Jr | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Nov 13, 2019 |
| Ernesto D Ramirez | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Dec 5, 2019 |
| Lori Reed Williams | Oneamerica Securities, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Dec 2, 2019 | Mar 2, 2021 (456 d) |
| Johnny Wayne Morrison | Oneamerica Securities, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Oct 25, 2019 |
| Robert Karl Apple | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Jan 6, 2020 (66 d) |
| Gary Michael Moyer | Oneamerica Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | Jan 21, 2020 (88 d) |
560 moves match.