DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oneamerica Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gary Burton Dannar	Oneamerica Securities, Inc. other	Brokersxpress LLC other	Other	Aug 31, 2011	Aug 25, 2011
Clifford Kangsuk Kim	Oneamerica Securities, Inc. other	Pruco Securities, LLC other	Other	Aug 16, 2011	Mar 20, 2012 (217 d)
Alice Anheuser Mach	Oneamerica Securities, Inc. other	New England Securities Corporation other	Other	Aug 4, 2011	Jan 31, 2012 (180 d)
Tod Michael Utter	Oneamerica Securities, Inc. other	I4 Advisors LLC state registered	Other	Jul 21, 2011	Jul 18, 2011
James Parnick Jennings	Oneamerica Securities, Inc. other	Resource Horizons Investment Advisory, Inc. other	Other	Jul 5, 2011	Jul 12, 2011
Michael Dean Dooley	Oneamerica Securities, Inc. other	Advice And Planning Services other	Other	Jun 24, 2011	Aug 15, 2011 (52 d)
James Glenn Haley	Oneamerica Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Apr 4, 2011	Jan 31, 2014 (1033 d)
Scott Douglas Bulmer	Oneamerica Securities, Inc. other	Concourse Financial Group Advisors other	Other	Mar 31, 2011	Mar 28, 2011
Rex Wang	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 4, 2011	May 3, 2011 (60 d)
Fred Harvey Spicknall	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 4, 2011	Mar 8, 2011
Manuel Esparza	Oneamerica Securities, Inc. other	Park Avenue Securities LLC other	Other	Feb 28, 2011	Mar 17, 2016 (1844 d)
Jay Lamarr Wells	Oneamerica Securities, Inc. other	Foresight Wealth Management, LLC other	Other	Jan 28, 2011	Jan 3, 2013 (706 d)
Sterling Grant Widmer	Oneamerica Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Nov 29, 2010	Nov 30, 2010
Rebecca Peterson-Male	Oneamerica Securities, Inc. other	Usaa Financial Planning Services no RAUM	Other	Sep 30, 2010	Oct 21, 2010
Thao Mong Nguyen	Oneamerica Securities, Inc. other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Aug 18, 2010	Jun 23, 2023 (4692 d)
Edward Joseph Barfield	Oneamerica Securities, Inc. other	Summit Financial Group Inc other	Other	Aug 16, 2010	Sep 3, 2010
Roger Edwin Sulhoff	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jun 18, 2010
John Kienholz Sulhoff	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Aug 6, 2010
William Blaine Bowers	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jul 19, 2010
Corey Russell Letson	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jul 29, 2010
Donald Lee Crider	Oneamerica Securities, Inc. other	The Strategic Financial Alliance other	Other	Jul 16, 2010	Jul 29, 2010
Matthew Gerald Trautman	Oneamerica Securities, Inc. other	Edward Jones national BD	Other	Jun 10, 2010	Jun 10, 2010
Stephen Eugene Henson	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 2, 2010	Jun 1, 2010
Brian Alan Hagen	Oneamerica Securities, Inc. other	Securities America Advisors, Inc. other	Other	Apr 22, 2010	May 18, 2010
Matthew Joseph Jarrell	Oneamerica Securities, Inc. other	Equitable Advisors, LLC national BD	Other	Apr 22, 2010	May 12, 2010
Carl Christopher Mcdonald	Oneamerica Securities, Inc. other	Sovereign Wealth Management Inc unclassified	Other	Jan 15, 2010	Jan 4, 2010
Neal Phillip Engwall	Oneamerica Securities, Inc. other	G. A. Repple & Company other	Other	Dec 31, 2009	Jan 12, 2010
Ryan Richardson Ovenden	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 2, 2009	Jan 5, 2010 (34 d)
Charles Brooker Blanton	Oneamerica Securities, Inc. other	Gwn Securities Inc. other	Other	Nov 10, 2009	Oct 24, 2011 (713 d)
David Allen Pierce	Oneamerica Securities, Inc. other	MML Investors Services, LLC other	Other	Oct 16, 2009	Oct 22, 2009
Jay Stanley Steger	Oneamerica Securities, Inc. other	My-Financial-Advocate state registered	Other	Oct 12, 2009	Feb 17, 2012 (858 d)
Mario Joseph Pizzamiglio	Oneamerica Securities, Inc. other	Blackhawk Wealth Advisory, LLC unclassified	Other	Aug 15, 2009	Oct 15, 2018 (3348 d)
Christopher David Pullaro	Oneamerica Securities, Inc. other	MML Investors Services, LLC other	Other	Jul 27, 2009	Aug 3, 2009
Michael P. Magee	Oneamerica Securities, Inc. other	Calton & Associates, Inc. other	Other	Jun 8, 2009	Jun 23, 2009
Joseph Ray Faulk	Oneamerica Securities, Inc. other	Foresters Equity Services, Inc. other	Other	May 22, 2009	Oct 26, 2010 (522 d)
Mary Katherine Witte Tabbert	Oneamerica Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 27, 2009	Apr 1, 2009
Marsha G Harris	Oneamerica Securities, Inc. other	Brookstone Capital Management LLC other	Other	Jan 14, 2009	Mar 25, 2009 (70 d)
Jeffrey Marshall Wadsworth	Oneamerica Securities, Inc. other	Invest Financial Corporation other	Other	Dec 10, 2008	Dec 5, 2008
Christopher Brian Labadie	Oneamerica Securities, Inc. other	Invest Financial Corporation other	Other	Dec 1, 2008	Sep 8, 2009 (281 d)
Michael Jerome Grant	Oneamerica Securities, Inc. other	Cuna Brokerage Services, Inc. other	Other	Nov 10, 2008	Mar 27, 2009 (137 d)
James Randolph Martin	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 14, 2008	May 9, 2008
Robert Barry Rhea	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 14, 2008	May 9, 2008
Bradley Allen Walther	Oneamerica Securities, Inc. other	Td Ameritrade Investment Management, LLC other	Other	Mar 19, 2008	Mar 26, 2008
William Michael Stewart	Oneamerica Securities, Inc. other	Brokersxpress LLC other	Other	Mar 7, 2008	Feb 29, 2008
Timothy D Stout	Oneamerica Securities, Inc. other	Advice And Planning Services other	Other	Feb 13, 2008	Mar 6, 2008
David Odell Burns	Oneamerica Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 31, 2007	Mar 3, 2008 (63 d)
Matthew James Rice	Oneamerica Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Dec 7, 2007	Dec 17, 2007
Daniel Jon Olsen	Oneamerica Securities, Inc. other	LPL Financial LLC other	Other	Nov 5, 2007	Oct 26, 2007
Eric Thomas Johnson	Oneamerica Securities, Inc. other	Citigroup Global Markets Inc. other	Other	Sep 19, 2007	Sep 5, 2007
Michael John Welker	Oneamerica Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jul 28, 2007	Jul 16, 2007
Nathan Liang Wong	Oneamerica Securities, Inc. other	Questar Asset Management, Inc. other	Other	Jul 28, 2007	Aug 2, 2007
Aleen Maree Swofford	Oneamerica Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 25, 2007	Jul 20, 2007
Scott Lavell Cluff	Oneamerica Securities, Inc. other	Questar Asset Management, Inc. other	Other	May 3, 2007	May 10, 2007
Mark Wood Mooberry	Oneamerica Securities, Inc. other	MML Investors Services, LLC other	Other	Apr 26, 2007	Sep 16, 2013 (2335 d)
James Grady Woodall	Oneamerica Securities, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Apr 11, 2007	Apr 23, 2007
John Douglas Potashnick	Oneamerica Securities, Inc. other	M&I Financial Advisors, Inc. no RAUM	Other	Apr 2, 2007	Apr 12, 2012 (1837 d)
Karin R Stewart	Oneamerica Securities, Inc. other	Cuna Brokerage Services, Inc. other	Other	Mar 16, 2007	Mar 21, 2007
Brett Scott Sheedy	Oneamerica Securities, Inc. other	Strategic Financial LLC state registered	Other	Mar 6, 2007	Jun 8, 2026 (7034 d)
Norman David Raymer	Oneamerica Securities, Inc. other	Transamerica Financial Advisors, LLC other	Other	Feb 16, 2007	Feb 12, 2007
James Arnold Hintz	Oneamerica Securities, Inc. other	Precision Retirement Group, Inc unclassified	Other	Feb 6, 2007	Oct 12, 2007 (248 d)

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561 moves match.