DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary GoodwinSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 13, 2021Oct 12, 2021
Joshua LebsonSantander Securities BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2021Nov 12, 2021 (72 d)
David WoloffSantander Securities BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2021Feb 28, 2023 (546 d)
George HallSantander Securities BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 23, 2021Aug 25, 2021
Staci E FallSantander Securities BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2021Aug 25, 2021
Oscar G. RodriguezSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 13, 2021Oct 1, 2021 (49 d)
Frank Frederick LoriaSantander Securities BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2021Jul 22, 2022 (346 d)
Julissa M Nunez JaquezSantander Securities BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 21, 2021Jul 30, 2021
Vittorio ValentiSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 19, 2021Jan 12, 2023 (542 d)
Juan D GiraldoSantander Securities BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2021Jul 13, 2021
Myles A. ShapiroSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJun 25, 2021Feb 23, 2022 (243 d)
Clint NeffSantander Securities BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2021Mar 11, 2022 (259 d)
Anthony LanfranchiSantander Securities BD affiliatedPgim Investments LLC asset managerOtherJun 25, 2021Oct 28, 2021 (125 d)
Patrick MeehanSantander Securities BD affiliatedTd Private Client Wealth LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2021Jun 16, 2022 (357 d)
Christopher Adam SmallSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJun 24, 2021Apr 28, 2022 (308 d)
Melissa DineenSantander Securities BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2021May 24, 2021
Barry Lewis HilliardSantander Securities BD affiliatedMiddleton & Company Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2021Sep 16, 2021 (142 d)
Samuel Bernard CohenSantander Securities BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2021Apr 14, 2023 (721 d)
Ryan M RiedelSantander Securities BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2021Apr 20, 2021
Brett Howard MacbainSantander Securities BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2021Apr 8, 2021
Henry PakSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 30, 2021Jun 14, 2021 (76 d)
Francisco Hernan Munoz FigueroaSantander Securities BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2021Mar 24, 2021
Colleen CannySantander Securities BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 8, 2021Nov 24, 2021 (261 d)
Lori Susan DuquetteSantander Securities BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2021Mar 2, 2021
Angel PalaciosSantander Securities BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMar 1, 2021Apr 13, 2021 (43 d)
Bryan AlzateSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 1, 2021Mar 1, 2021
Marco C TestaiutiSantander Securities BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 25, 2021Apr 23, 2021 (57 d)
Charles GarofaloSantander Securities BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherFeb 16, 2021Mar 4, 2021
Wayne P SellarSantander Securities BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Feb 22, 2021
Steven George PerilloSantander Securities BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Feb 1, 2021
Robert Maurice SurprenantSantander Securities BD affiliatedQuestar Asset Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 14, 2021Mar 2, 2018
Ronald Edward TalleySantander Securities BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2021Jan 5, 2021
Steven TalleySantander Securities BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2021Jan 4, 2021
Heather Suzanne FurdynaSantander Securities BD affiliatedCitizens Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2020Jan 4, 2021
Christopher J. ArditiSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 7, 2020Mar 8, 2022 (456 d)
Maximillian ChernavskySantander Securities BD affiliatedState Farm Investment Management Corp. asset managerOtherDec 7, 2020Jun 12, 2023 (917 d)
Eric ChodkowskiSantander Securities BD affiliatedPersonal Capital Advisors Corporation independent RIAAffiliated broker-dealer or bank to independent RIADec 7, 2020Dec 23, 2020
Ruth ChiccaSantander Securities BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2020Jun 8, 2021 (183 d)
Tristan Andrew HillSantander Securities BD affiliatedCuna Brokerage Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2020Dec 11, 2020
Herbert Dwayne KylesSantander Securities BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherNov 27, 2020Jan 5, 2021 (39 d)
John James ObrienSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 30, 2020Oct 29, 2020
William DurkinSantander Securities BD affiliatedMonadnock Capital Partners, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 28, 2020Nov 30, 2020 (33 d)
Walter W GossSantander Securities BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2020Oct 26, 2020
Elizabeth EspinalSantander Securities BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2020Oct 2, 2020
John Andrew McloughlinSantander Securities BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2020Sep 26, 2022 (727 d)
Jason C. PowersSantander Securities BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2020Jan 12, 2022 (470 d)
Eric Lawrence HopkinsSantander Securities BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2020Sep 28, 2020
Marc BernacchiSantander Securities BD affiliatedCetera Advisor Networks LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2020May 26, 2022 (605 d)
Ricot ChancySantander Securities BD affiliatedNew York Life Investment Management LLC asset managerOtherSep 28, 2020Nov 18, 2020 (51 d)
John SpatolaSantander Securities BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2020Sep 3, 2020
Teodor TanjalaSantander Securities BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Nov 9, 2020 (73 d)
Kevin DaleySantander Securities BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Sep 29, 2020 (32 d)
Christopher Lee VazquezSantander Securities BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Oct 16, 2020 (49 d)
Mohammed ZubairuSantander Securities BD affiliatedHoopoe Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2020Sep 28, 2020 (31 d)
Vladimir VinokurovSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 28, 2020Sep 23, 2020
Reuben Domingues DealmeidaSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 28, 2020Dec 22, 2020 (116 d)
Joseph D RusbarskySantander Securities BD affiliatedSecurian Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Jan 12, 2021 (137 d)
Aaron W GriswoldSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 28, 2020Nov 16, 2020 (80 d)
Quan NguyenSantander Securities BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2020Jan 8, 2021 (133 d)
Jake Christopher WuSantander Securities BD affiliatedUnfcu Advisors LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 28, 2020Nov 12, 2020 (76 d)
Page 3 of 9PreviousNext
500 moves match.