| Ronald Goldberg | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Feb 10, 2009 | Feb 11, 2009 |
| Robert Henry Matofsky | Nfp Advisor Services, LLC other | Altium Wealth Management LLC other | Other | Dec 3, 2008 | Mar 6, 2014 (1919 d) |
| Joseph M Brooks | Nfp Advisor Services, LLC other | Nrp Advisors, Inc. unclassified | Other | Nov 26, 2008 | Dec 16, 2008 |
| Richard Allen Smith | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Nov 20, 2008 | Nov 19, 2008 |
| Aaron Taylor Smith | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Nov 20, 2008 | Aug 31, 2009 (284 d) |
| Scott Alan Plamondon | Nfp Advisor Services, LLC other | Tlg Advisors, Inc. other | Other | Nov 12, 2008 | Mar 12, 2015 (2311 d) |
| Rebecca J Baggett | Nfp Advisor Services, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 11, 2008 | Nov 13, 2008 |
| Lyle Duane Newton | Nfp Advisor Services, LLC other | Edward Jones national BD | Other | Oct 10, 2008 | Oct 10, 2008 |
| Norman Frank Hall | Nfp Advisor Services, LLC other | Wfg Advisors, LP other | Other | Oct 3, 2008 | Oct 20, 2008 |
| David Louis Ciano | Nfp Advisor Services, LLC other | Osaic Wealth, Inc. other | Other | Sep 4, 2008 | Sep 3, 2008 |
| David William Chadwick | Nfp Advisor Services, LLC other | M&I Financial Advisors, Inc. no RAUM | Other | Aug 1, 2008 | Sep 18, 2008 (48 d) |
| Ferdinand Jose Ruano-Arroyo | Nfp Advisor Services, LLC other | Fra Services Inc. state registered | Other | Jul 11, 2008 | Jun 21, 2019 (3997 d) |
| Brendon Harold Jenks | Nfp Advisor Services, LLC other | Wealth Renovators, LLC state registered | Other | Jul 8, 2008 | Jan 6, 2009 (182 d) |
| Steven Ira Kolinsky | Nfp Advisor Services, LLC other | Osaic Wealth, Inc. other | Other | Jun 3, 2008 | Jun 2, 2008 |
| Ann Kelly Adams | Nfp Advisor Services, LLC other | Woodbury Financial Services, Inc. other | Other | Jun 3, 2008 | Dec 24, 2008 (204 d) |
| Paul Michael Purcell | Nfp Advisor Services, LLC other | 1st Global Advisors Inc other | Other | May 2, 2008 | Feb 9, 2009 (283 d) |
| Evonne Ianacone Ryan | Nfp Advisor Services, LLC other | Integrity Alliance, LLC other | Other | Apr 23, 2008 | Apr 13, 2010 (720 d) |
| Duane Robert Mattson | Nfp Advisor Services, LLC other | Victory Capital Management Inc. other | Other | Apr 17, 2008 | Sep 17, 2008 (153 d) |
| Matthew Aaron Garrett | Nfp Advisor Services, LLC other | The Garrett Group state registered | Other | Apr 16, 2008 | May 22, 2008 (36 d) |
| Stephen John Dudek | Nfp Advisor Services, LLC other | Voya Financial Advisors, Inc. other | Other | Apr 11, 2008 | Jul 8, 2008 (88 d) |
| Michael J Calandruccio | Nfp Advisor Services, LLC other | Cuso Financial Services, L.P. other | Other | Apr 8, 2008 | Apr 2, 2008 |
| Hamid Sasaninejad | Nfp Advisor Services, LLC other | Next Financial Group, Inc. other | Other | Mar 10, 2008 | Mar 10, 2008 |
| Thomas Clarkson Worth | Nfp Advisor Services, LLC other | Defender Capital other | Other | Feb 1, 2008 | Oct 16, 2014 (2449 d) |
| Thomas Jardim | Nfp Advisor Services, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 28, 2008 | Aug 24, 2010 (939 d) |
| Jonathan David Stevens | Nfp Advisor Services, LLC other | Wealth Transfer Solutions, Inc. unclassified | Other | Jan 4, 2008 | May 4, 2007 |
| Marcello Salvatore Cutrupi | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Dec 20, 2007 | Dec 19, 2007 |
| Richard Mobley Ringgold | Nfp Advisor Services, LLC other | First Allied Securities, Inc. other | Other | Nov 30, 2007 | Nov 20, 2007 |
| Robert Joseph Ostapower | Nfp Advisor Services, LLC other | Questar Asset Management, Inc. other | Other | Nov 28, 2007 | Jan 22, 2008 (55 d) |
| Brian David Coventry | Nfp Advisor Services, LLC other | Avantax Advisory Services other | Other | Nov 1, 2007 | Jan 9, 2008 (69 d) |
| Joanna Jean Elizabeth Payne | Nfp Advisor Services, LLC other | Charles Schwab & Co., Inc. national BD | Other | Nov 1, 2007 | Jan 17, 2008 (77 d) |
| Daniel Robert Lodes | Nfp Advisor Services, LLC other | J. W. Cole Advisors, Inc. other | Other | Oct 5, 2007 | Oct 5, 2007 |
| Robert James Witt | Nfp Advisor Services, LLC other | Huber Financial Group, Ltd. other | Other | Aug 6, 2007 | Feb 21, 2008 (199 d) |
| William Allen Barton | Nfp Advisor Services, LLC other | Swbc Investment Company other | Other | Aug 2, 2007 | Aug 15, 2007 |
| Keith Larayne Sapp | Nfp Advisor Services, LLC other | Thrivent Investment Management Inc. other | Other | Jun 28, 2007 | Jun 29, 2007 |
| John Emerson Willse | Nfp Advisor Services, LLC other | Tlg Advisors, Inc. other | Other | Jun 5, 2007 | Jun 6, 2007 |
| Cara Bradley Lennon | Nfp Advisor Services, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 15, 2007 | May 12, 2007 |
| Mark Alan Melnychuk | Nfp Advisor Services, LLC other | Wells Fargo Advisors wirehouse | Other | May 8, 2007 | May 7, 2007 |
| Raymond Lear Bening | Nfp Advisor Services, LLC other | Principal Securities, Inc. other | Other | Apr 24, 2007 | Jul 23, 2007 (90 d) |
| Greg Randall Creech | Nfp Advisor Services, LLC other | Usaa Investment Services Company other | Other | Apr 24, 2007 | May 16, 2007 |
| Sean Patrick Hesch | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Mar 30, 2007 | Apr 27, 2007 |
| David Neate | Nfp Advisor Services, LLC other | Wells Fargo Advisors wirehouse | Other | Mar 20, 2007 | Mar 27, 2007 |
| Lynella Ann Devillier | Nfp Advisor Services, LLC other | Cue Financial Group, Inc. other | Other | Mar 19, 2007 | Mar 12, 2007 |
| Jeffrey Matthew Moss | Nfp Advisor Services, LLC other | Cain, Watters & Associates, LLC other | Other | Mar 16, 2007 | Mar 28, 2007 |
| Jeffrey Owen Brown | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Mar 2, 2007 | Feb 20, 2007 |
| James Benjamin Leyhew | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Mar 2, 2007 | Feb 20, 2007 |
| Beverly Ogles Davis | Nfp Advisor Services, LLC other | Beam Wealth Advisors, Inc. other | Other | Mar 2, 2007 | Oct 25, 2011 (1698 d) |
| Tony Matthew Oommen | Nfp Advisor Services, LLC other | John D. Dovich & Associates, LLC other | Other | Feb 28, 2007 | Mar 21, 2007 |
| Philip Rees Brody | Nfp Advisor Services, LLC other | Byron Financial, LLC other | Other | Jan 29, 2007 | Jan 29, 2007 |
| Justin Lee Smith | Nfp Advisor Services, LLC other | Westpark Wealth Advisors, Inc. other | Other | Jan 3, 2007 | Jan 3, 2007 |
| Michelle Marie Shaheen-Wires | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Dec 15, 2006 | Dec 18, 2006 |
| Jason Godfrey Lytle | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Nov 2, 2006 | Dec 1, 2006 |
| Heather Lyn Hackett | Nfp Advisor Services, LLC other | Financial Planning Dept., Inc. unclassified | Other | Oct 27, 2006 | Jun 3, 2011 (1680 d) |
| Joshua John Marks | Nfp Advisor Services, LLC other | LPL Financial LLC other | Other | Oct 17, 2006 | Oct 17, 2006 |
| Robert Joel Eisenberg | Nfp Advisor Services, LLC other | Gradient Advisors, LLC independent RIA | Other | Sep 29, 2006 | Nov 27, 2018 (4442 d) |
| Tracy Lee Miller | Nfp Advisor Services, LLC other | Woodbury Financial Services, Inc. other | Other | Sep 27, 2006 | May 27, 2008 (608 d) |
| Gary Benjamin Price | Nfp Advisor Services, LLC other | Capital Wealth Advisors other | Other | Sep 11, 2006 | Nov 28, 2006 (78 d) |
| Louis J Brown | Nfp Advisor Services, LLC other | Southbridge other | Other | Aug 18, 2006 | Nov 9, 2007 (448 d) |
| David Mar | Nfp Advisor Services, LLC other | Private Consulting Group, Inc. unclassified | Other | Aug 7, 2006 | Jul 31, 2006 |
| Jeffrey W Stephens | Nfp Advisor Services, LLC other | Private Consulting Group, Inc. unclassified | Other | Aug 7, 2006 | Jul 31, 2006 |
| Craig Giovanni Bodden | Nfp Advisor Services, LLC other | Private Consulting Group, Inc. unclassified | Other | Aug 7, 2006 | Jul 31, 2006 |