| Crystal Annette Mcmahon | Valic Financial Advisors, Inc. other | UBS Financial Services Inc. wirehouse | Other | Mar 23, 2004 | Mar 3, 2006 (710 d) |
| Michael Harper | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 17, 2004 | Oct 30, 2019 (5705 d) |
| Vernon Keith Roberts | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Feb 24, 2004 | Aug 6, 2002 |
| Kevin H. Gay | Valic Financial Advisors, Inc. other | Keybanc Capital Markets Inc. unclassified | Other | Feb 24, 2004 | Apr 13, 2004 (49 d) |
| W. Cary Curzon | Valic Financial Advisors, Inc. other | LPL Financial LLC independent RIA | Other | Feb 20, 2004 | Mar 20, 2019 (5507 d) |
| Eric Michael Bishop | Valic Financial Advisors, Inc. other | Osaic Wealth, Inc. other | Other | Feb 10, 2004 | Jan 30, 2004 |
| Kirsten Shonstrom Hollander | Valic Financial Advisors, Inc. other | Financially Speaking Inc other | Other | Jan 28, 2004 | Mar 24, 2004 (56 d) |
| Edward Raymond Wood | Valic Financial Advisors, Inc. other | Metlife Investment Fund Services LLC unclassified | Other | Jan 9, 2004 | Jan 8, 2004 |
| Charles Alan Wayne | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Dec 3, 2003 | Nov 19, 2014 (4004 d) |
| Colleen Ann-Marie Baird | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Nov 18, 2003 | Oct 25, 2006 (1072 d) |
| Craig Steven Miller | Valic Financial Advisors, Inc. other | Frost Investment Services no RAUM | Other | Oct 20, 2003 | Jan 9, 2017 (4830 d) |
| Alberto Carlos Villarreal | Valic Financial Advisors, Inc. other | Ifmg Securities, Inc. unclassified | Other | Oct 8, 2003 | Oct 2, 2003 |
| Michael Joseph Dugan | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Oct 6, 2003 | Sep 23, 2005 (718 d) |
| William Murray Ruffell | Valic Financial Advisors, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Sep 3, 2003 | Jul 6, 2004 (307 d) |
| Kenneth Allen Winn | Valic Financial Advisors, Inc. other | Waddell & Reed other | Other | Aug 6, 2003 | Sep 16, 2004 (407 d) |
| Jeffrey John Miller | Valic Financial Advisors, Inc. other | Gunnallen Financial, Inc unclassified | Other | Jul 18, 2003 | Aug 15, 2003 |
| Susan M Conroy | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Jul 16, 2003 | Nov 7, 2003 (114 d) |
| William Kevin Burton | Valic Financial Advisors, Inc. other | Nationwide Investment Advisors, LLC other | Other | Apr 16, 2003 | Aug 20, 2007 (1587 d) |
| Shane Douglas Pfeffer | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Apr 10, 2003 | Jun 30, 2004 (447 d) |
| Gary Craig Boehmer | Valic Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Apr 8, 2003 | Dec 12, 2003 (248 d) |
| Diane Louise Hall | Valic Financial Advisors, Inc. other | Pan-American Investment Advisers, Inc. unclassified | Other | Mar 7, 2003 | Mar 25, 2003 |
| Brian Matthew Bean | Valic Financial Advisors, Inc. other | Next Financial Group, Inc. other | Other | Mar 3, 2003 | Feb 24, 2003 |
| Gary Wayne Latuszewski | Valic Financial Advisors, Inc. other | Gunnallen Financial, Inc unclassified | Other | Feb 28, 2003 | Mar 5, 2003 |
| Thomas Anthony Drake | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Jan 22, 2003 | Feb 18, 2003 |
| Sean Robert Walker | Valic Financial Advisors, Inc. other | Russell Investments other | Other | Jan 13, 2003 | Jun 7, 2007 (1606 d) |
| Marc Joseph Rohr | Valic Financial Advisors, Inc. other | Pension Consultants Inc no RAUM | Other | Dec 20, 2002 | Dec 2, 2005 (1078 d) |
| James Robert Fantaski | Valic Financial Advisors, Inc. other | American General Financial Advisors, Inc. unclassified | Other | Nov 12, 2002 | Aug 6, 2002 |
| Timothy Alexander Makovkin | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Nov 5, 2002 | Oct 25, 2002 |
| Katherine Ann Tunstall | Valic Financial Advisors, Inc. other | American General Securities Incorporated unclassified | Other | Oct 22, 2002 | Sep 16, 2002 |
| Evangeline Stratis | Valic Financial Advisors, Inc. other | Chase Investment Services Corp. other | Other | Oct 18, 2002 | Oct 31, 2002 |
| David Alan Burns | Valic Financial Advisors, Inc. other | Edward Jones national BD | Other | Sep 18, 2002 | Mar 9, 2007 (1633 d) |
| Daniel Sean O'Neill | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Sep 18, 2002 | Sep 10, 2002 |
| David Rhea Helgeson | Valic Financial Advisors, Inc. other | Gunnallen Financial, Inc unclassified | Other | Aug 7, 2002 | Oct 31, 2003 (450 d) |
| Charles Rienaldo Garcia | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 3, 2002 | Jun 17, 2002 |
| Michael Edward Mader | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Jun 27, 2002 | Aug 24, 2009 (2615 d) |
| Edmond A Mckone | Valic Financial Advisors, Inc. other | Wells Fargo Investments, LLC unclassified | Other | Jun 18, 2002 | Oct 24, 2003 (493 d) |