DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.J.B. Hilliard, W.L. Lyons, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jill Christy Shepherd	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	May 1, 2017	Nov 6, 2017 (189 d)
Stephen Randall Gibson	J.J.B. Hilliard, W.L. Lyons, LLC other	Money Concepts Advisory Service other	Other	Mar 28, 2017	Mar 24, 2017
Shaun William Patrick Chelf	J.J.B. Hilliard, W.L. Lyons, LLC other	Reliant Wealth Planning, LLC no RAUM	Other	Feb 10, 2017	Jan 17, 2017
Laura Jean Clark	J.J.B. Hilliard, W.L. Lyons, LLC other	Reliant Wealth Planning, LLC no RAUM	Other	Feb 10, 2017	Jan 17, 2017
Brad Allen Knight	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2017	Feb 9, 2017
Chasity Kay Jordan	J.J.B. Hilliard, W.L. Lyons, LLC other	Morgan Stanley wirehouse	Other	Jan 20, 2017	Jan 13, 2017
Kevin Lee Klingerman	J.J.B. Hilliard, W.L. Lyons, LLC other	Morgan Stanley wirehouse	Other	Jan 20, 2017	Jan 13, 2017
James David Perry	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Jan 12, 2017	Jan 18, 2017
Jeffrey A Painter	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Nov 14, 2016	Nov 10, 2016
Brady James Hall	J.J.B. Hilliard, W.L. Lyons, LLC other	Securities America Advisors, Inc. other	Other	Nov 8, 2016	Dec 6, 2016
Bryan Christopher Epperson	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Nov 2, 2016	Oct 28, 2016
John Sterling Denham	J.J.B. Hilliard, W.L. Lyons, LLC other	Magnate Advisory Services, LLC independent RIA	Other	Nov 2, 2016	Jan 16, 2025 (2997 d)
Andrew Charles Becker	J.J.B. Hilliard, W.L. Lyons, LLC other	Alphamark Advisors, LLC other	Other	Oct 6, 2016	Oct 5, 2016
Jon Carl Fox	J.J.B. Hilliard, W.L. Lyons, LLC other	Cuna Brokerage Services, Inc. other	Other	Sep 27, 2016	Oct 5, 2016
Matthew Robert Grabbe	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Sep 2, 2016	Aug 9, 2016
Bradley Mark Howard	J.J.B. Hilliard, W.L. Lyons, LLC other	Center For Wealth Management Advisory independent RIA	Other	Aug 19, 2016	Aug 18, 2016
Stephen S. Pitts	J.J.B. Hilliard, W.L. Lyons, LLC other	Bb&T Investment Services, Inc. other	Other	Jul 14, 2016	Oct 25, 2016 (103 d)
Troy Douglas Horton	J.J.B. Hilliard, W.L. Lyons, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jun 9, 2016	Jun 7, 2016
Nicholas Robert Stewart	J.J.B. Hilliard, W.L. Lyons, LLC other	Fisher Investments independent RIA	Other	May 4, 2016	Dec 8, 2021 (2044 d)
Amy Lee Stuber	J.J.B. Hilliard, W.L. Lyons, LLC other	Saling Wealth Advisors other	Other	Apr 25, 2016	Feb 23, 2017 (304 d)
Jason A Stuber	J.J.B. Hilliard, W.L. Lyons, LLC other	Saling Wealth Advisors other	Other	Apr 19, 2016	May 23, 2016 (34 d)
Eric James Saling	J.J.B. Hilliard, W.L. Lyons, LLC other	Saling Wealth Advisors other	Other	Apr 19, 2016	May 18, 2016
Lewis Eugene Butler	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Feb 18, 2016	Feb 10, 2016
William Scott Mitchell	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Feb 18, 2016	Feb 9, 2016
Quincy Adolphus Kennedy	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Feb 18, 2016	Feb 9, 2016
Frank Mcleod Munn	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Feb 18, 2016	Feb 9, 2016
Jennifer Lynn Mckinley	J.J.B. Hilliard, W.L. Lyons, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 18, 2016	Mar 17, 2016
Torben Jensen Seear	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Feb 18, 2016	Feb 9, 2016
William Fox West	J.J.B. Hilliard, W.L. Lyons, LLC other	Harvey Investment Company, LLC independent RIA	Other	Jul 14, 2015	Apr 3, 2019 (1359 d)
David Campbell Bugg	J.J.B. Hilliard, W.L. Lyons, LLC other	Kpp Advisory Services LLC independent RIA	Other	Jun 12, 2015	Mar 20, 2024 (3204 d)
Teresa Ann Maxwell	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 3, 2015	Jun 19, 2015
James David Gaunt	J.J.B. Hilliard, W.L. Lyons, LLC other	Msi Financial Services, Inc. other	Other	May 27, 2015	Aug 28, 2015 (93 d)
Timothy Ray Reed	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	May 19, 2015	May 18, 2015
Gavin T. Gleason	J.J.B. Hilliard, W.L. Lyons, LLC other	The Gleason Group, Inc. no RAUM	Other	May 19, 2015	May 15, 2015
Seanna Michelle Fields	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	May 19, 2015	Jun 5, 2015
William Behnke III	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	May 19, 2015	May 15, 2015
Robin Reed	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	May 19, 2015	May 18, 2015
Brittney Michelle Miller	J.J.B. Hilliard, W.L. Lyons, LLC other	Arnett Carbis Toothman Wealth Advisors LLC other	Other	May 7, 2015	Sep 28, 2015 (144 d)
Aimee A Helms	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Mar 30, 2015	Mar 26, 2015
Jeremy Eric Luse	J.J.B. Hilliard, W.L. Lyons, LLC other	Private Client Services, LLC other	Other	Mar 20, 2015	Mar 20, 2017 (731 d)
Todd Allen Gutermuth	J.J.B. Hilliard, W.L. Lyons, LLC other	Jnf Advisors, Inc. other	Other	Mar 20, 2015	Apr 23, 2015 (34 d)
Nicole Gopoian Wirick	J.J.B. Hilliard, W.L. Lyons, LLC other	Wealthcare Advisors, LLC other	Other	Jan 2, 2015	Jan 12, 2015
Brenton E Ditto	J.J.B. Hilliard, W.L. Lyons, LLC other	Private Advisor Group, LLC other	Other	Nov 5, 2014	Oct 31, 2014
Katie Elizabeth Pfeifer	J.J.B. Hilliard, W.L. Lyons, LLC other	Cerity Partners Ocio LLC other	Other	Oct 8, 2014	Nov 14, 2014 (37 d)
Robert Lee Berger	J.J.B. Hilliard, W.L. Lyons, LLC other	Founder Family Financial, LLC independent RIA	Other	Aug 25, 2014	Aug 11, 2014
Joseph R Volpi	J.J.B. Hilliard, W.L. Lyons, LLC other	Thrivent Investment Management Inc. other	Other	Jul 2, 2014	Aug 12, 2014 (41 d)
Eugene Cliff Richardson	J.J.B. Hilliard, W.L. Lyons, LLC other	Keystone Financial Group, LLC no RAUM	Other	May 20, 2014	May 21, 2014
James Scott Morrison	J.J.B. Hilliard, W.L. Lyons, LLC other	Keystone Financial Group, LLC no RAUM	Other	May 20, 2014	May 21, 2014
Adam Eugene Richardson	J.J.B. Hilliard, W.L. Lyons, LLC other	Keystone Financial Group, LLC no RAUM	Other	May 20, 2014	May 23, 2014
Crystal Nicole Davis	J.J.B. Hilliard, W.L. Lyons, LLC other	Edward Jones national BD	Other	May 20, 2014	Apr 18, 2019 (1794 d)
Christopher Dennis Wright	J.J.B. Hilliard, W.L. Lyons, LLC other	Osaic Wealth, Inc. BD affiliated	Other	Mar 18, 2014	Dec 18, 2019 (2101 d)
Lee Leroy	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 14, 2014	Feb 18, 2014
Sarah Anne Bartnikowski	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 14, 2014	Feb 18, 2014
Bradley Clay Fisher	J.J.B. Hilliard, W.L. Lyons, LLC other	D. Scott Neal, Inc. other	Other	Sep 30, 2013	Mar 30, 2015 (546 d)
William Douglas Colburn	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Aug 14, 2013	Aug 15, 2013
Stephen James Fish	J.J.B. Hilliard, W.L. Lyons, LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 11, 2013	May 30, 2013
Amanda Marie Gall	J.J.B. Hilliard, W.L. Lyons, LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 11, 2013	May 30, 2013
John Lee Kennedy	J.J.B. Hilliard, W.L. Lyons, LLC other	Trustfirst unclassified	Other	Mar 13, 2013	Mar 11, 2013
Samuel Hunter Noble	J.J.B. Hilliard, W.L. Lyons, LLC other	Harvey Investment Company, LLC other	Other	Mar 11, 2013	Apr 24, 2013 (44 d)
John Burton Myres	J.J.B. Hilliard, W.L. Lyons, LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 22, 2013	Jul 1, 2014 (494 d)

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257 moves match.