DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Micheal Wilfred Cassell | Park Avenue Securities LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 15, 2021 |
| Ralph Lawrence Peeples | Park Avenue Securities LLC BD affiliated | Kelly Capital Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2021 | Jan 5, 2022 |
| Corey G Phillips | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 9, 2021 |
| Edward S Flannery | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Dec 7, 2021 |
| Nicholas James Eppler | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Jan 5, 2022 |
| Jean M Barberio | Park Avenue Securities LLC BD affiliated | Empower Advisory Group, LLC other | Other | Dec 15, 2021 | Jan 24, 2022 (40 d) |
| Charles Jablonic Opitz | Park Avenue Securities LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Feb 7, 2022 (54 d) |
| Teigyoku Springer | Park Avenue Securities LLC BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Oct 28, 2022 (317 d) |
| Michael I Guertin | Park Avenue Securities LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Nov 22, 2021 |
| Kristen C Doyle | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2021 | Mar 29, 2022 (117 d) |
| Dara Tressa Davis | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Dec 22, 2021 |
| Connor Fraser Haggerty | Park Avenue Securities LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Feb 4, 2022 (73 d) |
| Matthew John Mcnabb | Park Avenue Securities LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Dec 21, 2021 (33 d) |
| George A Balocik | Park Avenue Securities LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Nov 5, 2021 |
| Keith Allen Saunders | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 18, 2021 |
| Carl W Johnson | Park Avenue Securities LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Dec 20, 2021 (42 d) |
| Clark R Forward | Park Avenue Securities LLC BD affiliated | Forward Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2021 | Oct 22, 2021 |
| Bennett Lyle Duffy | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Nov 29, 2021 |
| Christopher Mcroberts Smith | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Nov 22, 2021 |
| Yonrico Scott | Park Avenue Securities LLC BD affiliated | Integrated Advisors Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2021 | Oct 26, 2021 |
| Jason S. Javers | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Nov 23, 2021 |
| Donald Lee Fitzsimmons | Park Avenue Securities LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 20, 2021 |
| Edmund Francis Bosse | Park Avenue Securities LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Nov 29, 2021 (34 d) |
| Giulia Caterina Foderaro | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2021 | Oct 7, 2022 (352 d) |
| Matthew R Lyon | Park Avenue Securities LLC BD affiliated | Zenith Advisory Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 13, 2021 | Oct 5, 2021 |
| Andrew Mcgill | Park Avenue Securities LLC BD affiliated | Twelve Points Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2021 | Oct 25, 2021 |
| James S Boyd | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2021 | Sep 14, 2021 |
| Brendan M. Leary | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2021 | Feb 24, 2022 (160 d) |
| Zhe Chen | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Sep 16, 2021 |
| Thomas Houston | Park Avenue Securities LLC BD affiliated | Harvest Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 16, 2021 | Nov 2, 2021 (47 d) |
| Ian C Crowe | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2021 | Dec 6, 2022 (454 d) |
| Max Chase Pashman | Park Avenue Securities LLC BD affiliated | Pashman Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 7, 2021 | Sep 10, 2021 |
| Jessica Lynn Bost | Park Avenue Securities LLC BD affiliated | Alpha Architect mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2021 | Sep 9, 2021 |
| Christian Manuel Estrada | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2021 | Sep 21, 2021 (33 d) |
| Jennifer Anne Hamlin | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Sep 17, 2021 |
| Melissa L Rodriguez | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Aug 24, 2021 |
| Camilo Andres Burgos-Bye | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2021 | Nov 8, 2021 (82 d) |
| Benjamin Albert Stark | Park Avenue Securities LLC BD affiliated | Vision Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2021 | Aug 30, 2021 |
| Joshua David Orton | Park Avenue Securities LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2021 | Mar 22, 2022 (218 d) |
| Charles L Pizzillo | Park Avenue Securities LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Jul 15, 2021 |
| Dino J Ruffa | Park Avenue Securities LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Jul 27, 2021 |
| Thomas P Leinwol | Park Avenue Securities LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Jul 27, 2021 |
| Caleb Robert Robinson | Park Avenue Securities LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Jul 9, 2021 |
| Christian Magnolia | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Sep 2, 2021 (62 d) |
| Erin Leigh Tress | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Aug 20, 2021 (49 d) |
| Andrew Blize | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jun 24, 2021 |
| Peter J Knapp | Park Avenue Securities LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jul 1, 2021 |
| Shawn P Terrell | Park Avenue Securities LLC BD affiliated | Dentist Exit Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 17, 2021 | Jun 10, 2021 |
| Kurt W Zipp | Park Avenue Securities LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2021 | Jan 19, 2024 (947 d) |
| Luke Elvin Joseph Will | Park Avenue Securities LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2021 | Jun 14, 2021 |
| Alicia Marie Saunders | Park Avenue Securities LLC BD affiliated | Acorns independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Feb 5, 2024 (971 d) |
| Heather Mary Brockhurst | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Nov 18, 2021 (164 d) |
| David J Newman | Park Avenue Securities LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 3, 2021 | Jul 14, 2021 (41 d) |
| Pankaj V Udeshi | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 4, 2021 |
| Melissa Deanne Rimsky | Park Avenue Securities LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | Mar 4, 2022 (283 d) |
| Christopher N Needs | Park Avenue Securities LLC BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | Jul 28, 2021 (64 d) |
| Kaitlyn Joy Dobbins | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Jun 29, 2023 (770 d) |
| Robert Noel Grossman | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Jun 16, 2021 |
| Duncan Graham Campbell | Park Avenue Securities LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 10, 2021 | Jun 4, 2021 |
| Leonard P Raskin | Park Avenue Securities LLC BD affiliated | Raskin Global Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 5, 2021 | May 3, 2021 |
1,694 moves match.