DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,694 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adil Noorallah Mackwani | Park Avenue Securities LLC BD affiliated | M&A Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 15, 2018 | Dec 6, 2018 (52 d) |
| Lawrence J Brown | Park Avenue Securities LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Nov 6, 2018 |
| Craig A Grayson | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 5, 2018 |
| Eric Edwin Kuester | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2018 | Oct 15, 2018 |
| Anthony A Cook | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2018 | May 25, 2023 (1704 d) |
| Chad M Tourin | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Oct 5, 2018 |
| Anthony Jack Ceccacci | Park Avenue Securities LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2018 | Nov 5, 2018 (48 d) |
| Ernest Jay Horn | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2018 | Sep 4, 2018 |
| Misha Britt Schryer | Park Avenue Securities LLC BD affiliated | Headway Financial Solutions, LLC unclassified | Other | Sep 12, 2018 | Sep 14, 2018 |
| Michael Thomas Russo | Park Avenue Securities LLC BD affiliated | Millstone Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 | Sep 25, 2018 |
| Matthew F Vancleve | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Sep 20, 2018 |
| Jeffrey C Goering | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Nov 7, 2018 (58 d) |
| James Richard Koller | Park Avenue Securities LLC BD affiliated | Lazari Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 | Oct 26, 2018 (46 d) |
| Paul Christopher Moxen | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Aug 1, 2019 (325 d) |
| Luis Magin Alcala | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Sep 27, 2018 |
| Torrec Sontiest Hawkins | Park Avenue Securities LLC BD affiliated | W&S Brokerage Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 10, 2018 | Apr 15, 2019 (217 d) |
| Joseph William Veasey | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2018 | Oct 11, 2018 (34 d) |
| Todd Anthony Schick | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2018 | Aug 31, 2018 |
| Gregory Gianakis | Park Avenue Securities LLC BD affiliated | Infinity Wealth Coaching, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 28, 2018 | Jan 1, 2025 (2318 d) |
| Kristin Vesia Prentice | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2018 | Dec 3, 2018 (97 d) |
| Douglas Roeder Timmerman | Park Avenue Securities LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2018 | Jul 23, 2021 (1060 d) |
| Seth Taylor Adams | Park Avenue Securities LLC BD affiliated | Your Retirement Coach independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2018 | Apr 1, 2019 (221 d) |
| Tiffany J Charles | Park Avenue Securities LLC BD affiliated | Destiny Capital Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2018 | Sep 6, 2018 |
| Robert A Ramsey | Park Avenue Securities LLC BD affiliated | Rns Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 17, 2018 | Aug 17, 2018 |
| Ryan C Hoch | Park Avenue Securities LLC BD affiliated | Invst, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2018 | Aug 13, 2018 |
| Jason B Shrieve | Park Avenue Securities LLC BD affiliated | Rns Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 17, 2018 | Aug 16, 2018 |
| Colin Norman | Park Avenue Securities LLC BD affiliated | Rns Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 17, 2018 | Aug 17, 2018 |
| Christopher E Tormey | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2018 | Aug 16, 2018 |
| Jenna L Faiella | Park Avenue Securities LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2018 | Aug 15, 2018 |
| Thomas Castrovinci | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Aug 1, 2018 |
| Vincent Mannino | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Nov 13, 2019 (461 d) |
| Constance A Velander | Park Avenue Securities LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 7, 2018 | Aug 20, 2018 |
| Lawrence A Crisp | Park Avenue Securities LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 10, 2018 |
| Derrick P Morton | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Aug 1, 2018 |
| Paul Eric Morton | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Aug 1, 2018 |
| Jan Axel Tribler | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2018 | Jul 25, 2018 |
| Jacob E Hall | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2018 | Jul 31, 2018 |
| Richard Jakiel | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Jul 24, 2018 |
| Thomas Phillip Webb | Park Avenue Securities LLC BD affiliated | Mcbryar Advisory Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 27, 2018 | Oct 5, 2018 (70 d) |
| Eric Peter White | Park Avenue Securities LLC BD affiliated | Spectrum Financial Alliance, Ltd., L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2018 | Oct 23, 2018 (88 d) |
| Angela Brown | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2018 | Aug 24, 2018 |
| Rex S Thatcher | Park Avenue Securities LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 | Jul 20, 2018 |
| Tom Patrick Homestead | Park Avenue Securities LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Jul 24, 2018 |
| William H Horan | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Jun 14, 2021 (1063 d) |
| Carl Scott Trent | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2018 | Jul 26, 2018 |
| William Christian Bayles | Park Avenue Securities LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2018 | Aug 2, 2018 |
| Matthew Spencer Long | Park Avenue Securities LLC BD affiliated | A4 Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | May 1, 2023 (1763 d) |
| Jacob Bergen Rue | Park Avenue Securities LLC BD affiliated | Shore Point Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2018 | May 31, 2018 |
| John J Scalabrini | Park Avenue Securities LLC BD affiliated | Shore Point Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2018 | Jun 7, 2018 |
| James P Fay | Park Avenue Securities LLC BD affiliated | Shore Point Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2018 | Jun 7, 2018 |
| Christopher D Carrano | Park Avenue Securities LLC BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2018 | Jul 2, 2018 |
| Jason C Lamb | Park Avenue Securities LLC BD affiliated | Shore Point Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jun 7, 2018 |
| Wesley A Thompson | Park Avenue Securities LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2018 | Jul 3, 2018 |
| Krista Marie Johnson | Park Avenue Securities LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2018 | Oct 5, 2018 (114 d) |
| Brandon Pergola | Park Avenue Securities LLC BD affiliated | First Allied Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2018 | Jun 28, 2019 (380 d) |
| Anthony Nelson Badillo | Park Avenue Securities LLC BD affiliated | Gen Y Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 18, 2018 | May 4, 2018 |
| William W Ho | Park Avenue Securities LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2018 | Jun 21, 2018 (34 d) |
| Zachary C Olinger | Park Avenue Securities LLC BD affiliated | Cap Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2018 | Jan 15, 2020 (607 d) |
| David L Burch | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2018 | May 1, 2018 |
| Paul L Adams | Park Avenue Securities LLC BD affiliated | Sound Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | Apr 27, 2018 |