| Gary Richard Neigeborn | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Nov 11, 2013 | Nov 12, 2013 |
| Frederick James Rickey | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Nov 8, 2013 | Nov 7, 2013 |
| Gwyndolyn Lee Stowell | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Oct 21, 2013 | Nov 1, 2013 |
| Martin Firestone Bowers | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Oct 17, 2013 | Oct 18, 2013 |
| Alan Michael Rhode | Janney Montgomery Scott LLC other | Mycio Wealth Partners, LLC other | Other | Sep 6, 2013 | Nov 6, 2013 (61 d) |
| Scott Aaron Lindermann | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Sep 5, 2013 | Aug 7, 2013 |
| Mark Robert Kaskey | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 12, 2013 | Aug 13, 2013 |
| Cheryl Marie Sternasty | Janney Montgomery Scott LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 12, 2013 | Aug 9, 2013 |
| Robert Januarius Cellucci | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 12, 2013 | Aug 9, 2013 |
| Andrew Henry Dietz | Janney Montgomery Scott LLC other | Realta Investment Advisors, Inc other | Other | Jul 30, 2013 | Jul 29, 2013 |
| Kurt Kleinle | Janney Montgomery Scott LLC other | J.P. Morgan Securities LLC wirehouse | Other | Jun 26, 2013 | Jun 25, 2013 |
| Michael Gerard Akers | Janney Montgomery Scott LLC other | Bb&T Securities, LLC other | Other | Jun 21, 2013 | Jun 20, 2013 |
| Zachary A. Per | Janney Montgomery Scott LLC other | Delaware Capital Management Advisers, Inc no RAUM | Other | Apr 23, 2013 | Apr 24, 2013 |
| Joseph John Szal | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 28, 2013 | Mar 27, 2013 |
| Gerald Myron Berman | Janney Montgomery Scott LLC other | Oppenheimer & Co. Inc. other | Other | Feb 11, 2013 | Feb 11, 2013 |
| Gregory Romatzick | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 11, 2013 | Feb 14, 2013 |
| Geoffery Keith Forsyth | Janney Montgomery Scott LLC other | LPL Financial LLC other | Other | Jan 16, 2013 | Jan 7, 2013 |
| Donald Francis Jr Detts | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Dec 21, 2012 | Dec 14, 2012 |
| Franklin Augustus Hart | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | Dec 11, 2012 | Dec 5, 2012 |
| Song Su Yi | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | Dec 11, 2012 | Dec 5, 2012 |
| Mrunal Jatin Patel | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | Dec 11, 2012 | Jan 3, 2013 |
| Gail M Mackler-Carlino | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Oct 8, 2012 | Oct 3, 2012 |
| Daniel Michael Koch | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Oct 8, 2012 | Oct 3, 2012 |
| Sharina M Mack | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 11, 2012 | Jun 7, 2012 |
| Edward John Van Itallie | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Mar 1, 2012 | Feb 29, 2012 |
| Stacey Gean Englander | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Feb 27, 2012 | Mar 19, 2012 |
| Janice Arrott Ginsburg | Janney Montgomery Scott LLC other | Fulcrum Advisory Services, LLC other | Other | Feb 22, 2012 | Feb 21, 2012 |
| Peter Frederick Schlicht | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Feb 22, 2012 | Feb 17, 2012 |
| Brian Patrick Mccarren | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Feb 13, 2012 | Feb 18, 2020 (2927 d) |
| Michael Thomas Stine | Janney Montgomery Scott LLC other | Lincoln Investment other | Other | Feb 1, 2012 | Feb 1, 2012 |
| Brian Eric Glavin | Janney Montgomery Scott LLC other | Riverfront Investment Group, LLC other | Other | Jan 4, 2012 | Mar 1, 2012 (57 d) |
| Robert Joseph Desalvo | Janney Montgomery Scott LLC other | Jci Asset Management, LLC unclassified | Other | Dec 21, 2011 | May 3, 2012 (134 d) |
| Jessica Lauren Jablonowski | Janney Montgomery Scott LLC other | Radix Financial, LLC other | Other | Dec 13, 2011 | Apr 3, 2023 (4129 d) |
| Peter Elliot Hirsh | Janney Montgomery Scott LLC other | Aegis Capital Corp. other | Other | Dec 12, 2011 | Dec 9, 2011 |
| Anthony P Curcio | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Dec 5, 2011 | Dec 20, 2011 |
| Carl Robert Morganstein | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Dec 1, 2011 | Dec 5, 2011 |
| Brian Scott Parness | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Nov 21, 2011 | Nov 18, 2011 |
| Mark Leslie Mohan | Janney Montgomery Scott LLC other | UBS Financial Services Inc. wirehouse | Other | Oct 4, 2011 | Sep 30, 2011 |
| Michael Joseph Ledva | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Sep 12, 2011 | Sep 15, 2011 |
| Rodrigo Diaz | Janney Montgomery Scott LLC other | UBS Financial Services Inc. wirehouse | Other | Sep 7, 2011 | Sep 8, 2011 |
| Karen Julene Cameron | Janney Montgomery Scott LLC other | Northern Trust Securities, Inc other | Other | Jul 28, 2011 | Nov 23, 2016 (1945 d) |
| Douglas John Turner | Janney Montgomery Scott LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 18, 2011 | Jul 11, 2011 |
| Harvey Reid Mutterperl | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Jun 29, 2011 | Jun 10, 2011 |
| Amanda Allison Turner | Janney Montgomery Scott LLC other | Blackrock Investment Management, LLC other | Other | Jun 23, 2011 | Jul 15, 2011 |
| Daniel Patrick Heenan | Janney Montgomery Scott LLC other | Oppenheimer & Co. Inc. other | Other | Jun 23, 2011 | Jun 20, 2011 |
| Edward Scott D'Entremont | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Jun 10, 2011 | May 12, 2011 |
| David Alexander Sweeney | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 9, 2011 | May 13, 2011 |
| Joanne Marie Laessig | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 8, 2011 | Jun 16, 2011 |
| Timothy Daniel June | Janney Montgomery Scott LLC other | Nfsg Corporation other | Other | May 31, 2011 | May 17, 2011 |
| John Carl Scarpitti | Janney Montgomery Scott LLC other | Hunter Associates LLC other | Other | May 2, 2011 | Dec 11, 2012 (589 d) |
| Jodi Falconer Powers | Janney Montgomery Scott LLC other | Hunter Associates LLC other | Other | May 2, 2011 | Dec 11, 2012 (589 d) |
| Joseph Frederick Petteruto | Janney Montgomery Scott LLC other | RBC Capital Markets, LLC national BD | Other | May 2, 2011 | Apr 19, 2011 |
| Robert Spittal Mcculloch | Janney Montgomery Scott LLC other | Hunter Associates LLC other | Other | May 2, 2011 | Dec 11, 2012 (589 d) |
| Bruce Howard Chmara | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Apr 25, 2011 | Mar 31, 2011 |
| Americo Joseph Santella | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Apr 12, 2011 | Mar 24, 2011 |
| Wayne Campbell | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Apr 12, 2011 | Mar 25, 2011 |
| George Edward Thiergartner | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Apr 8, 2011 | May 5, 2011 |
| Paul Kurt Saxenmeyer | Janney Montgomery Scott LLC other | Moloney Securities Co., Inc. other | Other | Mar 17, 2011 | Mar 1, 2011 |
| Adrian Ann Chisholm | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Feb 23, 2011 | Mar 8, 2011 |
| Joseph David Falcone | Janney Montgomery Scott LLC other | Waddell & Reed other | Other | Feb 16, 2011 | Mar 25, 2011 (37 d) |