DFX Intelligence
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Taylor | Charles Schwab & Co., Inc. national BD | Blackrock Investment Management, LLC other | Other | Apr 4, 2024 | Mar 21, 2024 |
| Jacob Robert Waldenmeyer | Charles Schwab & Co., Inc. national BD | Gfp Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Mar 20, 2024 |
| Heidi Elizabeth Stangl | Charles Schwab & Co., Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 25, 2024 |
| Jacob Venable | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Jun 10, 2024 (70 d) |
| Seth Caleb Shepherd | Charles Schwab & Co., Inc. national BD | Pillar Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2024 | Apr 2, 2024 |
| Kasha Mccollough | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2024 | Sep 17, 2024 (170 d) |
| Gena C Eads | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Nov 19, 2025 (600 d) |
| Keith L. Rolland | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 29, 2024 | Mar 28, 2024 |
| Morry Gene Morales | Charles Schwab & Co., Inc. national BD | Axos Invest, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2024 | Apr 8, 2024 |
| Sergey Kouprievitch | Charles Schwab & Co., Inc. national BD | Robinhood Asset Management no RAUM | Other | Mar 29, 2024 | Mar 17, 2025 (353 d) |
| Alyssa Marie Brinkman | Charles Schwab & Co., Inc. national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Apr 3, 2024 |
| Steven Joseph Pantuso | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Mar 26, 2024 | Jul 22, 2021 |
| Elizabeth Michelle Heneman | Charles Schwab & Co., Inc. national BD | Impact Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 26, 2024 | Mar 4, 2026 (708 d) |
| Scott Christopher Long | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | May 8, 2024 (44 d) |
| Ryan Christopher Page | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 27, 2024 |
| Noah Benjamin Winstead | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 25, 2024 | May 8, 2024 (44 d) |
| Knitwanza Drayton | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Feb 13, 2025 (328 d) |
| Samuel Lucas | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2024 | Mar 20, 2024 |
| Bryce S Mohelnitzky | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2024 | Mar 21, 2024 |
| Carlos Guerrero | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Nov 20, 2024 (244 d) |
| Whitney Brillon | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Apr 1, 2024 |
| Austin Decker | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2024 | Apr 9, 2024 |
| Leonard Daniel Neeley | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Mar 27, 2024 |
| Abel Lukose Oonnoonny | Charles Schwab & Co., Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 25, 2024 |
| Langston Facen | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 12, 2024 | Nov 22, 2024 (255 d) |
| Teresa Lynn Dickey | Charles Schwab & Co., Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Apr 23, 2025 (411 d) |
| Sandesh Arles | Charles Schwab & Co., Inc. national BD | Valeo Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Mar 27, 2024 |
| Joseph C Klein | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Apr 26, 2024 (51 d) |
| Mohammad Nayeem Qureshi | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2024 | May 1, 2024 (57 d) |
| Nicholas Joseph Meyer | Charles Schwab & Co., Inc. national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | May 28, 2024 (84 d) |
| Sydney Noel Drosen | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 5, 2024 | Mar 26, 2024 |
| Kristopher Warner Matheson | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Apr 3, 2024 (33 d) |
| Elliot Beckwyn Nygard | Charles Schwab & Co., Inc. national BD | Northcoast Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Jun 26, 2026 (847 d) |
| Beau W Vangilder | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Mar 7, 2024 |
| Max Conner Flanagan | Charles Schwab & Co., Inc. national BD | Spectrum Investment Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Mar 7, 2024 |
| Jared D Rawson | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2024 | Jun 21, 2024 (119 d) |
| Sean Raymond Wetherbee | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Mar 27, 2024 (33 d) |
| Joshua Ray Lawson | Charles Schwab & Co., Inc. national BD | Churchill Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Feb 21, 2024 |
| Andy Liang | Charles Schwab & Co., Inc. national BD | Sylo Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2024 | Mar 13, 2024 |
| Jeffery Allen Campos | Charles Schwab & Co., Inc. national BD | Wheelhouse Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | Jul 17, 2024 (152 d) |
| Samantha Paige Dunlap | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 26, 2024 |
| Laura Ortega | Charles Schwab & Co., Inc. national BD | World Investment Advisors, LLC institutional | Other | Feb 16, 2024 | Feb 6, 2024 |
| Kurt Ellis Helmich | Charles Schwab & Co., Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 7, 2024 |
| Tatiana Cristina Parave Eckel | Charles Schwab & Co., Inc. national BD | Sei Investments Management Corp other | Other | Feb 15, 2024 | Jan 25, 2024 |
| Filipe Delvaux | Charles Schwab & Co., Inc. national BD | Athos Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2024 | Mar 19, 2024 (34 d) |
| Michael Daniel Ciocca | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Apr 22, 2024 (69 d) |
| Julia Marie Bonaccorso | Charles Schwab & Co., Inc. national BD | Alliancebernstein L.P. asset manager | Other | Feb 13, 2024 | Feb 15, 2024 |
| Kenneth Furman | Charles Schwab & Co., Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | May 3, 2024 (84 d) |
| Owen Cook | Charles Schwab & Co., Inc. national BD | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Apr 4, 2024 (55 d) |
| Jennifer Lynne Beals | Charles Schwab & Co., Inc. national BD | Ashton Thomas Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | Oct 15, 2024 (249 d) |
| Randy J Laboy | Charles Schwab & Co., Inc. national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Jul 3, 2024 (145 d) |
| Mathew C. Clarke | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Dec 6, 2024 (301 d) |
| Kyle Reed Christensen | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2024 | Feb 20, 2024 |
| Joshua James Hussong | Charles Schwab & Co., Inc. national BD | Financial Life Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | Mar 7, 2024 |
| Jorey Chris Dimopoulos | Charles Schwab & Co., Inc. national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Apr 3, 2024 (54 d) |
| Joshua A Hutt | Charles Schwab & Co., Inc. national BD | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | May 22, 2024 (103 d) |
| Jeff Ryan Osaer | Charles Schwab & Co., Inc. national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Jan 26, 2024 |
| Matthew Peterson | Charles Schwab & Co., Inc. national BD | Webull Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 5, 2026 (698 d) |
| Meghan O'Brien | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 29, 2024 |
| Matthew Neil | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Mar 26, 2024 (50 d) |
4,398 moves match.