DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Allen Bartz | Pruco Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 2, 2024 |
| David Lambert Bear | Pruco Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 2, 2024 |
| Timothy Gish | Pruco Securities, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 17, 2024 |
| Jennifer Wernsing | Pruco Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 2, 2024 |
| Christopher Andrew Crawford | Pruco Securities, LLC BD affiliated | Cpr Investments Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Apr 3, 2024 |
| William Grant Ambrosich | Pruco Securities, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 2, 2024 |
| Chico Huang | Pruco Securities, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Mar 20, 2026 (708 d) |
| Jason Purvis | Pruco Securities, LLC BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Apr 9, 2024 |
| Kyle Lum | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 5, 2024 |
| Matthew Snyder | Pruco Securities, LLC BD affiliated | The Fairman Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 30, 2024 |
| Justin Tyler Perez | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 1, 2024 |
| Jared Peters | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Jun 14, 2024 (71 d) |
| David Lewis | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 27, 2024 | May 9, 2024 (43 d) |
| Thomas Michael Cartin | Pruco Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2024 | May 8, 2024 (42 d) |
| Joshua L Hunley | Pruco Securities, LLC BD affiliated | Hunley Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 27, 2024 | Jul 3, 2024 (98 d) |
| Albert A Duplace Jr. | Pruco Securities, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 27, 2024 |
| Joshua Neff | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Apr 17, 2024 |
| Richard Matthews | Pruco Securities, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Apr 11, 2024 |
| Adrian N Raney | Pruco Securities, LLC BD affiliated | Altitude Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Dec 8, 2025 (622 d) |
| Ben Murphy Trostad | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 22, 2024 | May 6, 2024 (45 d) |
| Mark Leslie Mohan | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 18, 2024 |
| Richard Romero | Pruco Securities, LLC BD affiliated | Q3 Advisors, LLC no RAUM | Other | Mar 19, 2024 | Mar 13, 2024 |
| Matthew Thomas Uno | Pruco Securities, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Apr 2, 2024 |
| Eric Riemer | Pruco Securities, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Mar 12, 2024 | Nov 25, 2025 (623 d) |
| Adam James Coppock | Pruco Securities, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 4, 2024 |
| Jeffrey Matthew Sardo | Pruco Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2024 | Oct 21, 2025 (592 d) |
| Camden Wesley Miller | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Apr 11, 2024 (35 d) |
| Matthew C Barnes | Pruco Securities, LLC BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Mar 21, 2024 |
| Cameron Taylor Tom | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Apr 8, 2024 (32 d) |
| Francesco Biasi | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Feb 29, 2024 |
| Christopher Stephen Collins | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Feb 26, 2024 |
| Kyle Brady-Lusk | Pruco Securities, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Feb 29, 2024 | Mar 13, 2024 |
| Eva Valentine | Pruco Securities, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Mar 27, 2024 |
| Michael Dowdell | Pruco Securities, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 28, 2024 |
| Stephen Paino IV | Pruco Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2024 | Mar 11, 2024 |
| Kami Jane Ochsendorf | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Mar 8, 2024 |
| John Fremont-Smith | Pruco Securities, LLC BD affiliated | Friends Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 16, 2024 | May 29, 2024 (103 d) |
| Raymond S Offenburger | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 14, 2024 |
| Broderick Solomon | Pruco Securities, LLC BD affiliated | Wealthmd Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | Jul 25, 2024 (160 d) |
| Nicholas Guccia | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Apr 29, 2024 (74 d) |
| David Alan Wiedmeyer | Pruco Securities, LLC BD affiliated | Kld Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2024 | Apr 15, 2024 (61 d) |
| Joseph M. Mcmanus | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Jun 4, 2024 (111 d) |
| Oluwaribigbe Durosoga | Pruco Securities, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 12, 2024 |
| Jeremy Cornelius Jones | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Mar 14, 2025 (399 d) |
| Maureen Dunning | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 12, 2024 |
| Nicholas Zades | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Mar 1, 2024 |
| Peter Neil Siegling | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 5, 2024 |
| Matthew R Stange | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 5, 2024 |
| Matthew Wayne Grimlie | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 5, 2024 |
| Scott Michael Jones | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2024 | Mar 27, 2024 (51 d) |
| Salvatore Antonio Lavely | Pruco Securities, LLC BD affiliated | Gibbs Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Apr 8, 2024 (66 d) |
| Jeremy Lane Vaught | Pruco Securities, LLC BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Mar 6, 2024 (33 d) |
| Thomas Joseph Kiernan | Pruco Securities, LLC BD affiliated | Financial Service Group Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Feb 5, 2024 |
| Joseph Philip Locrotondo | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Mar 15, 2024 (43 d) |
| Matthew Scott Naidorf | Pruco Securities, LLC BD affiliated | Income & Asset Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jul 29, 2024 (179 d) |
| Matthew Weiner | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 26, 2024 |
| Jason Michael Bowers | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Mar 11, 2024 (39 d) |
| John Robert Hermann | Pruco Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2024 | Jun 23, 2025 (508 d) |
| Aayush Kumar | Pruco Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jul 19, 2024 (170 d) |
| Dino Dziergas | Pruco Securities, LLC BD affiliated | Act Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Mar 20, 2024 (49 d) |
2,236 moves match.