DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from B. C. Ziegler And Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kyle Francis Javes	B. C. Ziegler And Company other	Piper Sandler & Co. other	Other	Mar 27, 2018	May 9, 2019 (408 d)
Mark J Wyrobek	B. C. Ziegler And Company other	Fifth Third Securities, Inc. BD affiliated	Other	Mar 5, 2018	Mar 7, 2018
Michael George Ratkovitch	B. C. Ziegler And Company other	Robert W. Baird & Co. Incorporated mixed wealth	Other	Feb 9, 2018	Feb 9, 2018
James John Mcknight	B. C. Ziegler And Company other	Charles Schwab & Co., Inc. national BD	Other	Nov 9, 2017	Jan 30, 2018 (82 d)
John D Kampen	B. C. Ziegler And Company other	Northland Asset Management other	Other	Nov 9, 2017	Nov 14, 2017
Marcia Marie Secor	B. C. Ziegler And Company other	Associated Investment Services, Inc. other	Other	Sep 22, 2017	Oct 5, 2017
Christopher Manion Brennan	B. C. Ziegler And Company other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Sep 20, 2017	Sep 5, 2017
Angela Marie Johnson	B. C. Ziegler And Company other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Sep 20, 2017	Sep 5, 2017
Goran Lazarevic	B. C. Ziegler And Company other	Morgan Stanley wirehouse	Other	Aug 14, 2017	Aug 11, 2017
Mark Roberto Leander	B. C. Ziegler And Company other	Wells Fargo Advisors wirehouse	Other	Dec 23, 2016	Dec 4, 2017 (346 d)
Ross David Cohen	B. C. Ziegler And Company other	Nadler Financial Group, Inc. other	Other	Oct 24, 2016	Jan 6, 2017 (74 d)
Judith Marie Dornacher	B. C. Ziegler And Company other	Edelman Financial Services, LLC other	Other	Sep 28, 2016	May 16, 2017 (230 d)
James Carroll Quinn	B. C. Ziegler And Company other	Forta Financial Group, Inc. other	Other	Aug 13, 2015	Aug 12, 2015
Karl Nicholas Koll	B. C. Ziegler And Company other	LPL Financial LLC other	Other	May 8, 2015	Jun 16, 2015 (39 d)
Joel Robert Heffington	B. C. Ziegler And Company other	Ameriprise Financial Services, LLC national BD	Other	Apr 15, 2015	Apr 16, 2015
Chadwick Michael Schloesser	B. C. Ziegler And Company other	Sva Wealth Management, LLC other	Other	Jan 28, 2015	Dec 21, 2017 (1058 d)
Brendan Malone	B. C. Ziegler And Company other	Bb&T Securities, LLC other	Other	Nov 20, 2014	Dec 5, 2014
Justin Nicholas Frys	B. C. Ziegler And Company other	Waddell & Reed other	Other	Sep 17, 2014	Dec 16, 2014 (90 d)
Scott Thomas Bewick	B. C. Ziegler And Company other	Charles Schwab & Co., Inc. national BD	Other	Sep 17, 2014	Jun 21, 2019 (1738 d)
Josef Hunter Weber	B. C. Ziegler And Company other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 8, 2014	Aug 22, 2014
John Helme Dunn	B. C. Ziegler And Company other	Ingalls Investment Management, LLC other	Other	Jun 23, 2014	Jan 15, 2015 (206 d)
Michael P. Ryan	B. C. Ziegler And Company other	Strategic Advisers LLC national BD	Other	Jun 18, 2014	Aug 8, 2014 (51 d)
Brian Charles Kilczewski	B. C. Ziegler And Company other	Wells Fargo Advisors wirehouse	Other	Apr 10, 2014	Mar 31, 2014
Melissa Ann Kelpsch	B. C. Ziegler And Company other	J.P. Morgan Securities LLC wirehouse	Other	Apr 10, 2014	Apr 16, 2014
Emiliano Rios Caban	B. C. Ziegler And Company other	Bmo Harris Financial Advisors, Inc other	Other	Apr 1, 2014	Apr 18, 2014
Jay Allan Bendesky	B. C. Ziegler And Company other	Cuso Financial Services, L.P. other	Other	Dec 13, 2013	Dec 19, 2013
Timothy Bernhard Kauk	B. C. Ziegler And Company other	Usaa Financial Planning Services no RAUM	Other	Dec 3, 2012	Jul 12, 2013 (221 d)
Andrew H Bloom	B. C. Ziegler And Company other	B Riley Wealth Management other	Other	May 29, 2012	May 25, 2012
Traci Jeanine Bryson	B. C. Ziegler And Company other	Northwestern Mutual Investment Services,LLC other	Other	May 8, 2012	May 30, 2013 (387 d)
Margaret Jean Piekarski	B. C. Ziegler And Company other	Northwestern Mutual Investment Services,LLC other	Other	Mar 6, 2012	Apr 9, 2012 (34 d)
Ryan Jack Stephenson	B. C. Ziegler And Company other	M&I Investment Management Corp. other	Other	Jan 10, 2012	Dec 19, 2011
Tim John Bodette	B. C. Ziegler And Company other	Wells Fargo Advisors wirehouse	Other	Oct 5, 2011	Oct 5, 2011
Daniel Wayne Christiansen	B. C. Ziegler And Company other	RBC Capital Markets, LLC national BD	Other	Oct 5, 2011	Oct 6, 2011
Wade Alexander Schuette	B. C. Ziegler And Company other	Wells Fargo Advisors wirehouse	Other	Oct 5, 2011	Oct 5, 2011
Ryan Anthony Green	B. C. Ziegler And Company other	Charles Schwab & Co., Inc. national BD	Other	Sep 22, 2011	Oct 14, 2011
Lauren D. Nadler	B. C. Ziegler And Company other	Morgan Stanley wirehouse	Other	Sep 22, 2011	Oct 26, 2011 (34 d)
Elizabeth Anne Watkins	B. C. Ziegler And Company other	Ziegler Capital Management, LLC other	Other	Sep 9, 2011	May 21, 2010
John Brian Hoogland	B. C. Ziegler And Company other	Aspen Investment Management Inc. independent RIA	Other	Sep 7, 2011	Jan 10, 2025 (4874 d)
Richard Gregory Knoor	B. C. Ziegler And Company other	Aspen Investment Management Inc. other	Other	Sep 7, 2011	Sep 13, 2011
Eric Paul Schulze	B. C. Ziegler And Company other	RBC Capital Markets, LLC national BD	Other	Jun 28, 2011	Jun 28, 2011
Lindsay Jo Dockter-Holub	B. C. Ziegler And Company other	Cetera Advisors LLC other	Other	Feb 11, 2011	Feb 15, 2011
Susan Claywell	B. C. Ziegler And Company other	E*Trade Capital Management, LLC other	Other	Jan 10, 2011	Jan 13, 2011
Mark Le Strange Beaton	B. C. Ziegler And Company other	Money Concepts Advisory Service other	Other	Nov 22, 2010	Apr 12, 2011 (141 d)
Daniel Richard Katz	B. C. Ziegler And Company other	Morgan Stanley wirehouse	Other	Sep 17, 2010	Jan 3, 2011 (108 d)
Barry Randal Wiskirchen	B. C. Ziegler And Company other	Voya Financial Advisors, Inc. other	Other	Aug 31, 2010	Aug 10, 2010
Gameel Tannous	B. C. Ziegler And Company other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 10, 2010	Jun 2, 2010
Jason Paul Henrich	B. C. Ziegler And Company other	On Investment Management Co other	Other	May 4, 2010	Apr 19, 2010
James Ellis Brewer	B. C. Ziegler And Company other	LPL Financial LLC other	Other	Apr 8, 2010	Mar 22, 2010
Syed Mohammed Ali Farooq	B. C. Ziegler And Company other	Saturna Capital Corporation other	Other	Mar 1, 2010	Jan 4, 2012 (674 d)
Carlo John Licata	B. C. Ziegler And Company other	Jesup & Lamont Securities Corp unclassified	Other	Feb 11, 2010	Jan 22, 2010
Nicholas Charles Bauer	B. C. Ziegler And Company other	Ziegler Capital Management, LLC other	Other	Nov 20, 2008	May 24, 2005
Andrew J Keefer	B. C. Ziegler And Company other	LPL Financial LLC other	Other	Jun 4, 2007	Jul 25, 2007 (51 d)
Derek Joseph Pawlak	B. C. Ziegler And Company other	Ziegler Capital Management, LLC other	Other	Nov 8, 2002	May 31, 2005 (935 d)

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53 moves match.