DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven David Kurland	New England Securities Corporation other	Sii Investments, Inc. other	Other	Nov 21, 2012	Nov 19, 2012
Robert Patrick Hennessy	New England Securities Corporation other	MML Investors Services, LLC other	Other	Nov 20, 2012	Dec 17, 2012
Zachary T. Molyneaux	New England Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 20, 2012	Feb 4, 2013 (76 d)
Dustin William Scobey	New England Securities Corporation other	Principal Securities, Inc. other	Other	Nov 14, 2012	Nov 20, 2012
Patrick R Pannell	New England Securities Corporation other	Strategic Advisers LLC national BD	Other	Nov 12, 2012	Dec 4, 2012
Walter Grant	New England Securities Corporation other	MML Investors Services, LLC other	Other	Nov 9, 2012	Dec 4, 2012
Kyle Vann Eudy	New England Securities Corporation other	Uwharrie Investment Advisors, Inc. other	Other	Nov 7, 2012	Nov 16, 2012
Scott William Miller	New England Securities Corporation other	Cetera Investment Advisers LLC BD affiliated	Other	Nov 6, 2012	Mar 21, 2024 (4153 d)
Patrick Todd Mead	New England Securities Corporation other	First Allied Advisory Services, Inc. other	Other	Nov 2, 2012	Oct 24, 2013 (356 d)
Anthony Louis Ackerman	New England Securities Corporation other	Concourse Financial Group Advisors other	Other	Nov 2, 2012	Mar 22, 2013 (140 d)
Edward Patrick Barrett	New England Securities Corporation other	Esi Financial Advisors other	Other	Oct 25, 2012	Jan 22, 2013 (89 d)
Jose Behar	New England Securities Corporation other	MML Investors Services, LLC other	Other	Oct 17, 2012	Nov 8, 2012
Margareth Rabelo Patino	New England Securities Corporation other	Independent Financial Partners other	Other	Oct 16, 2012	Oct 26, 2012
Christopher Gallegos	New England Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 15, 2012	Nov 30, 2012 (46 d)
Jarrett Andrew Krienes	New England Securities Corporation other	Invest Financial Corporation other	Other	Oct 9, 2012	Oct 10, 2012
Roger Joseph Betcher	New England Securities Corporation other	On Investment Management Co other	Other	Oct 3, 2012	Oct 1, 2012
Katherine Elizabeth Bennett	New England Securities Corporation other	MML Investors Services, LLC other	Other	Oct 3, 2012	Jan 11, 2013 (100 d)
Aaron Michael Katyl	New England Securities Corporation other	Pruco Securities, LLC other	Other	Oct 3, 2012	Jun 29, 2016 (1365 d)
David Brawley	New England Securities Corporation other	Mariner other	Other	Oct 3, 2012	Jul 20, 2011
Diana Georgena Persaud	New England Securities Corporation other	Independent Financial Partners other	Other	Sep 10, 2012	Sep 7, 2012
Lance Edward Barnhardt	New England Securities Corporation other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 10, 2012	Sep 6, 2012
Boris Michael Castillo	New England Securities Corporation other	LPL Financial LLC other	Other	Sep 7, 2012	Dec 6, 2013 (455 d)
Robert Jeffery Edwards	New England Securities Corporation other	Planmember Securities Corporation other	Other	Sep 7, 2012	Sep 19, 2012
Chad Philip Trevithick	New England Securities Corporation other	LPL Financial LLC other	Other	Sep 7, 2012	Sep 6, 2012
Linda Susan Mckenney	New England Securities Corporation other	The Patriot Financial Group, LLC no RAUM	Other	Sep 7, 2012	Oct 7, 2014 (760 d)
Ryan M Montgomery	New England Securities Corporation other	MML Investors Services, LLC other	Other	Sep 5, 2012	Sep 28, 2012
David William Draper	New England Securities Corporation other	Waddell & Reed other	Other	Aug 23, 2012	Aug 20, 2012
Norman C Merlet	New England Securities Corporation other	Oneamerica Securities, Inc. other	Other	Aug 17, 2012	Jul 28, 2014 (710 d)
Ridgely Hunt	New England Securities Corporation other	Allstate Financial Advisors, LLC no RAUM	Other	Aug 15, 2012	Aug 29, 2012
Dana Harris Wiltsey Stallings	New England Securities Corporation other	American Portfolios Advisors, Inc other	Other	Aug 13, 2012	Aug 9, 2012
Norman Andre Nadeau	New England Securities Corporation other	Oneamerica Securities, Inc. other	Other	Aug 10, 2012	Oct 10, 2012 (61 d)
Marina Alexandra Armbruster	New England Securities Corporation other	Securities America Advisors, Inc. other	Other	Aug 7, 2012	Aug 1, 2012
Garrett Lucchesi	New England Securities Corporation other	E*Trade Capital Management, LLC other	Other	Aug 3, 2012	Jul 30, 2013 (361 d)
Suzanne Elizabeth Meek Pittman	New England Securities Corporation other	Hilltop Securities Inc. other	Other	Jul 30, 2012	Jul 27, 2012
Edward E Blacka	New England Securities Corporation other	Trustmont Advisory Group, Inc. other	Other	Jul 20, 2012	Aug 16, 2012
Nicholas James White	New England Securities Corporation other	Harbour Investments, Inc. other	Other	Jul 20, 2012	Jul 17, 2012
Ben Barry Voss	New England Securities Corporation other	Edward Jones national BD	Other	Jul 20, 2012	Jul 23, 2012
Matthew J. Pime	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jul 18, 2012	Sep 6, 2012 (50 d)
Michael Robert Nusbaum	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jul 17, 2012	Aug 7, 2012
Kevin Akio Okumura	New England Securities Corporation other	Transamerica Financial Advisors, LLC other	Other	Jul 17, 2012	Mar 4, 2013 (230 d)
Alexander Kane Assaf	New England Securities Corporation other	Curian Capital, LLC other	Other	Jul 17, 2012	Jul 20, 2012
Michael Craig Rothrock	New England Securities Corporation other	Msi Financial Services, Inc. other	Other	Jul 13, 2012	Aug 23, 2012 (41 d)
Jon Edward Maitz	New England Securities Corporation other	Msi Financial Services, Inc. other	Other	Jul 13, 2012	Aug 14, 2012 (32 d)
Andrew Frederick Walter	New England Securities Corporation other	Ssn Advisory, Inc. other	Other	Jul 12, 2012	Jul 10, 2012
Christopher Lee Bishop	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jul 11, 2012	Aug 15, 2012 (35 d)
Jeremy Chad Mashburn	New England Securities Corporation other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jul 11, 2012	Aug 9, 2019 (2585 d)
Brett Allen Wood	New England Securities Corporation other	Oneamerica Securities, Inc. other	Other	Jul 6, 2012	May 28, 2013 (326 d)
Ernest Dale Anderson	New England Securities Corporation other	Voisard Asset Management Group other	Other	Jul 6, 2012	Jul 12, 2012
Guy Cameron Clark	New England Securities Corporation other	Principal Securities, Inc. other	Other	Jul 5, 2012	Dec 4, 2013 (517 d)
Randy S Hyliard	New England Securities Corporation other	Pnc Wealth Management other	Other	Jun 28, 2012	Jul 12, 2012
Joel David Smith	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jun 27, 2012	Jul 18, 2012
Christopher Collin Bright	New England Securities Corporation other	Fifth Third Securities, Inc. other	Other	Jun 26, 2012	Sep 5, 2012 (71 d)
Brian Lee Anderson	New England Securities Corporation other	LPL Financial LLC other	Other	Jun 22, 2012	Jul 3, 2012
Minerva Rodriguez	New England Securities Corporation other	Citigroup Global Markets Inc. other	Other	Jun 20, 2012	Jun 25, 2012
Robin Elaine Gann	New England Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Jun 13, 2012	Jun 8, 2012
Jeffrey L Goff	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Jun 7, 2012	Jul 18, 2012 (41 d)
Timothy Alan Flick	New England Securities Corporation other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 7, 2012	Jul 4, 2012
Catherine Elise Bock	New England Securities Corporation other	Hirtle & Co., LLC other	Other	Jun 6, 2012	Jun 12, 2012
Michael Armand Godin	New England Securities Corporation other	The Patriot Financial Group, LLC no RAUM	Other	Jun 5, 2012	Oct 3, 2014 (850 d)
Alice Anheuser Mach	New England Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Jun 5, 2012	Jun 14, 2012

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1,041 moves match.