DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alec Adelman | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2025 | Mar 18, 2025 |
| Zsolt Papp | Ameriprise Financial Services, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 14, 2025 |
| Benjamin Emory | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 14, 2025 |
| Nicholas Starosta | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2025 | Apr 4, 2025 |
| Anthony Arthur Lapinto | Ameriprise Financial Services, LLC national BD | Clarion River Adventures, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2025 | Mar 24, 2025 |
| Chad Michael Houchin | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Jun 1, 2026 (444 d) |
| Thomas Albert Elzinga | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 10, 2025 |
| Dennis Kelleher | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Apr 7, 2025 |
| Gabriella Marie Delmonaco | Ameriprise Financial Services, LLC national BD | Instrumental Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2025 | Apr 17, 2025 (36 d) |
| Carolina Dean | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2025 | Mar 21, 2025 |
| Lisa Marie Cargill | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 10, 2025 |
| Kevin Francis Vasilik | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 7, 2025 |
| Kristi Ann Rossy | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 7, 2025 |
| Travis James Smith | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 6, 2025 |
| Brian Ray Dixon | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Apr 10, 2025 (31 d) |
| Vincent Dimarco | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2025 | Mar 31, 2025 |
| Steven Edward Vozenilek | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 4, 2025 |
| Joseph D Neary | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Sep 4, 2026 (546 d) |
| Max Cody Dibrell | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 7, 2025 |
| Dustin Kramer | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2025 | Mar 19, 2025 |
| Kyle Lechtenberg | Ameriprise Financial Services, LLC national BD | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Mar 27, 2025 |
| Bryce William Hodge | Ameriprise Financial Services, LLC national BD | Blue Ridge Wealth Planners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2025 | Mar 13, 2025 |
| Victoria Marie Best | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Feb 27, 2025 |
| Michael Andrew Moon | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 25, 2025 |
| Kyle E. Keber | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2025 | Sep 10, 2025 (191 d) |
| Stephen Andrew Williams | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 4, 2025 |
| Danielle Delprato | Ameriprise Financial Services, LLC national BD | Neuberger Berman Bd LLC no RAUM | Other | Mar 3, 2025 | May 6, 2025 (64 d) |
| Mitchell Harrison Dyer | Ameriprise Financial Services, LLC national BD | Dyer Private Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2025 | Jul 17, 2025 (136 d) |
| Matthew Todd Flynn | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 24, 2025 |
| Robert Richard Graham | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Jan 28, 2025 |
| William Charles Turner | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 24, 2025 |
| Joseph Matthew Tuccini | Ameriprise Financial Services, LLC national BD | Mcglone Suttner Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2025 | Jan 1, 2026 (308 d) |
| Nicole D Morig | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Mar 28, 2025 |
| Chad Aaron Hunt | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Joseph Christopher Thibeaux | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 24, 2025 |
| Walter Jade Maasch | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 20, 2025 |
| Craig Steven Conner | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Feb 20, 2025 |
| Igor Feldman | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2025 | Feb 24, 2025 |
| Richard Alan Lammering | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 21, 2025 |
| Robert James Timme | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2025 | Feb 20, 2025 |
| Larry L Hubbard | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 20, 2025 |
| Seth Riley Holder | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 14, 2025 |
| David Jesse Lange | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 14, 2025 |
| Pierce A Giancaterino | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jul 25, 2025 (151 d) |
| Erik Michael Pettine | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 14, 2025 |
| Anastasia Marguerite Holmes | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 10, 2025 |
| Gregory Robert Rochte | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Feb 18, 2025 | Feb 14, 2025 |
| Brent Allen Rupnow | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 13, 2025 |
| Spencer W Gardner | Ameriprise Financial Services, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 17, 2025 |
| Joseph Rathmanner | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 27, 2025 |
| Adriene Elaine Price-Molvin | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 24, 2025 |
| Devin Alexi Davalos | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 11, 2025 | Apr 15, 2025 (63 d) |
| Mackenzie Willemsen | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 14, 2025 |
| Daniel Sean Spencer | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 4, 2025 |
| Sylvia Ann Juric | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 5, 2025 |
| Vera-Lucia Rampartap | Ameriprise Financial Services, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Oct 21, 2025 (259 d) |
| Wallace Rutkowski | Ameriprise Financial Services, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Jan 2, 2026 (332 d) |
| Robert Joseph Rodino | Ameriprise Financial Services, LLC national BD | Rodino Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2025 | Apr 11, 2025 (66 d) |
| James Russell Zorn | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Jan 30, 2025 |
| Terence A Gibbons | Ameriprise Financial Services, LLC national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Apr 14, 2026 (435 d) |