DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rebecca Tipton | Ameriprise Financial Services, LLC national BD | Lineweaver Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2024 | Oct 1, 2024 |
| Evan Johnson | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2024 | Sep 30, 2024 |
| Dorne J Hall | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Sep 16, 2024 |
| Joseph Isidro Laxamana | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Nov 12, 2024 (55 d) |
| Dexter Avery Hopkins | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 18, 2024 | Mar 25, 2025 (188 d) |
| Charles Triana | Ameriprise Financial Services, LLC national BD | Royal Fund Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2024 | Oct 11, 2024 |
| Lori A Curley | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2024 | Sep 25, 2025 (374 d) |
| Ryan J Phillips | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Nov 21, 2025 (431 d) |
| Brian Anthony Crow | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2024 | Sep 17, 2024 |
| Aaron Bonnema | Ameriprise Financial Services, LLC national BD | Thrivent Asset Management, LLC asset manager | Other | Sep 14, 2024 | Sep 24, 2024 |
| Hany H Ahmad | Ameriprise Financial Services, LLC national BD | Teamwork Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Sep 6, 2024 |
| Brandon Bailey | Ameriprise Financial Services, LLC national BD | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Sep 3, 2025 (355 d) |
| Nnamdi A. Drew | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2024 | Sep 24, 2024 |
| Georgiana Darie | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 4, 2024 |
| Kenneth Allan Franklin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 3, 2024 |
| Marco Antonio Rivera | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 9, 2024 |
| Jerod Morse Cronkite | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 3, 2024 |
| Charles Ralph White | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 3, 2024 |
| Jake Nicholas Foldenaur | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Apr 11, 2025 (213 d) |
| Joseph Falco | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | May 12, 2025 (244 d) |
| Amalfis E Sepulveda | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Jun 30, 2025 (293 d) |
| Sarah Miner | Ameriprise Financial Services, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 3, 2024 |
| Jackson Tyler Gardner | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2024 | Sep 23, 2025 (382 d) |
| Ryan A Lurie | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2024 | Aug 30, 2024 |
| Garrett Landon West | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Sep 12, 2024 |
| Gerald Anthony Camera | Ameriprise Financial Services, LLC national BD | Liberty Square Wealth Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 4, 2024 | Aug 23, 2024 |
| Sandra Lynn Bolton | Ameriprise Financial Services, LLC national BD | Indivisible Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | May 6, 2025 (244 d) |
| Courtney Lytton Fuller | Ameriprise Financial Services, LLC national BD | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 20, 2024 |
| Steven Todd Schmidt | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Oct 27, 2025 (418 d) |
| Andrew Joseph Camlin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Oct 17, 2024 (44 d) |
| Frederick Hunter Leisner | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Aug 30, 2024 |
| Lindsay Morganstein | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2024 | Oct 3, 2024 (35 d) |
| David Nicholas Ellis | Ameriprise Financial Services, LLC national BD | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Sep 17, 2024 |
| Blake David Schnell | Ameriprise Financial Services, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Sep 30, 2024 (32 d) |
| Francesca Milde | Ameriprise Financial Services, LLC national BD | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 10, 2024 |
| Judson David Morrison | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Aug 23, 2024 |
| Derric Dumont | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2024 | Oct 23, 2024 (61 d) |
| Trevor J Mason | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2024 | Nov 14, 2024 (83 d) |
| Maggie Yi Yang | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Jun 3, 2026 (650 d) |
| Ryan Schlimgen | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Sep 22, 2024 (31 d) |
| Joseph Mark Petry | Ameriprise Financial Services, LLC national BD | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2024 | Sep 6, 2024 |
| Dawn Elizabeth Wolfgram | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Jan 31, 2025 (164 d) |
| Debera Hansen-Aiken | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Nov 1, 2024 (73 d) |
| Dylan Wilson | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Sep 11, 2024 |
| Thomas Matthew Houlihan | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Sep 23, 2024 (34 d) |
| Paul Christian Dries | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 16, 2024 |
| David Ernest Flanders | Ameriprise Financial Services, LLC national BD | Momentum Wealth Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2024 | Apr 22, 2025 (249 d) |
| Henry Lemaster | Ameriprise Financial Services, LLC national BD | Coldstream Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | Aug 15, 2024 |
| Stephen Patrick Koons | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Oct 4, 2024 (51 d) |
| Scott Wesley Charboneau | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Jan 1, 2026 (506 d) |
| Bridge Mcsurely | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2024 | Sep 23, 2024 (42 d) |
| Jean-Charles Serge Wilhelm | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2024 | Aug 2, 2024 |
| Nicolas Fletcher | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 13, 2024 |
| Diego Antonio Torres | Ameriprise Financial Services, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Sep 20, 2024 (43 d) |
| Jonathan Hickox-Young | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2024 | Sep 19, 2024 (42 d) |
| Erin Kathleen Spalding | Ameriprise Financial Services, LLC national BD | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Jun 3, 2025 (300 d) |
| Jeffrey Paul Clarke | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Jan 1, 2026 (513 d) |
| Mohsen Babaeian | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2024 | Aug 2, 2024 |
| Ursa Curatolo | Ameriprise Financial Services, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Aug 20, 2024 |
| Daniel Cody Heidel | Ameriprise Financial Services, LLC national BD | Integritas Wealth Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 5, 2024 | Aug 2, 2024 |