DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barry Albert Strickland | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 6, 2024 |
| Julio Javier Delgado | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2024 | May 16, 2024 |
| Jason Bryant Hyslop | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | Aug 28, 2024 (104 d) |
| Christopher Nicholas Van Horn | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | May 13, 2024 |
| Felipe Escobar Gomez | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2024 | Sep 3, 2024 (111 d) |
| Jean Margaret Schneider | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 3, 2024 |
| Mauri Duane Hendrickson | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2024 | May 3, 2024 |
| Alexander S Fernberger | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 2, 2024 |
| Zachary Edward Fernberger | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 2, 2024 |
| Jacinta Philomena Gauvin | Raymond James & Associates, Inc. national BD | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2024 | May 3, 2024 |
| James Moyer Fernberger | Raymond James & Associates, Inc. national BD | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 2, 2024 |
| Patrick Andrew Rivers | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 9, 2024 |
| Rajnish Bhuyan | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Martin Kyle Ruether | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Jill Garvey Lohr | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Karen M Johnson | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Sergio X Gonzales | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2024 | Jun 10, 2024 (40 d) |
| Abduhl Karim Mashhoon | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Andrew Gildehaus | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Jeanne Lynn Basso | Raymond James & Associates, Inc. national BD | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 23, 2024 |
| Ryan Bruce Barnett | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2024 | Apr 17, 2024 |
| Kevin Nelson Scott | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 12, 2024 |
| James Runey | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2024 | Jul 8, 2024 (82 d) |
| Kristi Smith Dargan | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 16, 2024 |
| Benjamin Joseph Graybow | Raymond James & Associates, Inc. national BD | Peak Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 5, 2024 | Jan 1, 2025 (271 d) |
| Seth Cave | Raymond James & Associates, Inc. national BD | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 15, 2024 |
| Robert Park | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2024 | Mar 28, 2024 |
| Shaundra Stapleton | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2024 | Apr 2, 2024 |
| Bernard Karl Semon | Raymond James & Associates, Inc. national BD | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Apr 3, 2024 |
| Mark Stephen Radesic | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 1, 2024 |
| Wesley David Dunn | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Jun 25, 2024 (83 d) |
| Demetrios Karakasidis | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 3, 2024 |
| Vu Hoang Nguyen | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Joshua Robert Curran | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2024 | Mar 22, 2024 |
| Steven Jake Wignall | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2024 | Apr 1, 2024 |
| Philip Robert Sheridan | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2024 | Apr 17, 2024 |
| Wendy Katherine Jennings | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2024 | Apr 10, 2024 |
| Edward M Lettieri | Raymond James & Associates, Inc. national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Mar 26, 2024 |
| Zulay Polanco | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 26, 2024 |
| Eugenio Miguel Arango | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Mar 22, 2024 |
| Dino Tabakovic | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Apr 4, 2024 |
| Diana Kay Perez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Feb 14, 2023 |
| Daniel Stephen Bauers | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 11, 2024 |
| Caroline Julia Zimmer | Raymond James & Associates, Inc. national BD | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Jun 18, 2025 (460 d) |
| Mary Thackerson | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2024 | Mar 8, 2024 |
| Alan Richard Joyce | Raymond James & Associates, Inc. national BD | Coral Reef Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Nov 8, 2024 (241 d) |
| Theodore William Mcdonagh | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Mar 11, 2024 |
| Justine Kinaj | Raymond James & Associates, Inc. national BD | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Mar 11, 2024 |
| Gregori Alexandre Volokhine | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2024 | Feb 29, 2024 |
| Rebecca Rose Pyburn | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2024 | Jun 5, 2024 (92 d) |
| Caitlin Marie Zinno | Raymond James & Associates, Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 5, 2024 |
| Lydia Park | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 12, 2024 |
| Hilary Bracken | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Feb 29, 2024 |
| Kristin Vonnes | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Mar 5, 2024 |
| Christopher George Mitchell | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 16, 2024 |
| Marie Borland | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2024 | Feb 23, 2024 |
| James Cox | Raymond James & Associates, Inc. national BD | Robinhood Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | Jan 14, 2026 (698 d) |
| Wilson Keith Nichols | Raymond James & Associates, Inc. national BD | Argent Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2024 | Mar 12, 2024 (33 d) |
| Christopher Joseph Davitt | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | Aug 10, 2026 (916 d) |
| Glenn Holmes | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | Jan 3, 2025 (332 d) |
2,767 moves match.