DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Joseph Fenton | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 23, 2018 | May 16, 2018 |
| Martina Leshay Beckford | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2018 | May 22, 2018 |
| Whitney Reed Burton | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2018 | Jun 6, 2018 |
| Daryl F Devillier | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2018 | Jul 28, 2022 (1536 d) |
| Daniel Bergan | Raymond James & Associates, Inc. national BD | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2018 | Jan 13, 2025 (2436 d) |
| Yidnekachew Hailu | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2018 | May 9, 2018 |
| Daniel Lord Austin | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 3, 2018 | Apr 9, 2018 |
| Betty Jean Arias | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | Apr 17, 2018 |
| Leah Anne Coleman | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2018 | Apr 17, 2018 |
| Allison Marie Fry | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2018 | Jun 3, 2019 (396 d) |
| Kevin Michael Mccluskey | Raymond James & Associates, Inc. national BD | Castle Island Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 30, 2018 | Apr 3, 2018 |
| Dean Allan Folias | Raymond James & Associates, Inc. national BD | Bmo Asset Management Corp. other | Other | Apr 25, 2018 | May 18, 2018 |
| Sean Lawrence Goodrich | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Apr 26, 2018 |
| Vincent L Petrangelo | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 24, 2018 | Jul 28, 2022 (1556 d) |
| David Rijkers | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2018 | Jul 3, 2018 (71 d) |
| Deborah Linn Mosley | Raymond James & Associates, Inc. national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2018 | Dec 11, 2018 (235 d) |
| Denise Marie Madnick | Raymond James & Associates, Inc. national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 20, 2018 | May 9, 2018 |
| Frances Frazer Moore | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Apr 17, 2018 |
| Lori Gann Morris | Raymond James & Associates, Inc. national BD | Waterloo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2018 | Apr 17, 2018 |
| Peter William Pastman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2018 | Apr 24, 2018 |
| Christian Morgan Bagshaw | Raymond James & Associates, Inc. national BD | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2018 | Apr 20, 2018 |
| Thomas Gerard Kalis | Raymond James & Associates, Inc. national BD | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Mar 23, 2018 |
| Renee Marie Johnson | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Mar 13, 2020 (704 d) |
| Rachael Lynn Schaffer | Raymond James & Associates, Inc. national BD | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | Jun 6, 2019 (427 d) |
| Adrienne Barrett Tubridy | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2018 | Feb 7, 2019 (310 d) |
| William R Welden | Raymond James & Associates, Inc. national BD | Leavell Investment Management, Inc. other | Other | Apr 3, 2018 | Mar 26, 2018 |
| Robert Franklin Pierson | Raymond James & Associates, Inc. national BD | Pierson Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2018 | Apr 16, 2018 |
| Danielle Piehl | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2018 | Dec 17, 2018 (259 d) |
| Brian Alexander Carter | Raymond James & Associates, Inc. national BD | Pierson Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2018 | Mar 29, 2018 |
| Catherine Anne Springer Gallant | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2018 | Apr 18, 2018 |
| Margaret O'Grady Roset | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2018 | Mar 22, 2018 |
| Matthew John Buikema | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Mar 13, 2018 | Mar 2, 2018 |
| Renee Jean Giles | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Mar 13, 2018 | Mar 2, 2018 |
| Jadie Driscoll | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Apr 23, 2018 (46 d) |
| Michael David Oursler | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Mar 6, 2018 | Mar 2, 2018 |
| Travis Glenn Morse | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Mar 6, 2018 | Mar 2, 2018 |
| Lindsey S Connell | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2018 | Jun 1, 2018 (87 d) |
| Jeremy Veres | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 28, 2018 | Mar 16, 2018 |
| Amy Long | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2018 | Mar 9, 2018 |
| Lane Nagano | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2018 | Apr 11, 2018 (58 d) |
| Nicole Neff Singleton | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2018 | Aug 22, 2022 (1658 d) |
| Justin Riley | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Feb 6, 2018 | May 8, 2018 (91 d) |
| Julianne Patrice Whalen | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2018 | Feb 26, 2018 |
| Christi Lynn Van Rite | Raymond James & Associates, Inc. national BD | U.S. Capital Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2018 | Feb 5, 2018 |
| Barry Walter Wold | Raymond James & Associates, Inc. national BD | Advisornet Wealth Partners other | Other | Feb 1, 2018 | Jan 11, 2018 |
| Ryan Davis Wold | Raymond James & Associates, Inc. national BD | Advisornet Wealth Partners other | Other | Feb 1, 2018 | Jan 11, 2018 |
| Ian Allen Waldo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2018 | Feb 2, 2018 |
| Lance Montgomery Powers | Raymond James & Associates, Inc. national BD | Fsic other | Other | Feb 1, 2018 | May 4, 2018 (92 d) |
| Jamie Gump Losito | Raymond James & Associates, Inc. national BD | Fsic other | Other | Feb 1, 2018 | May 4, 2018 (92 d) |
| Holly Nicole Myers | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2018 | Feb 18, 2025 (2574 d) |
| Stephanie Ann Wright | Raymond James & Associates, Inc. national BD | Advisornet Wealth Partners other | Other | Jan 31, 2018 | Jan 11, 2018 |
| Scott Jason Horowitz | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Jan 30, 2018 | Jan 18, 2018 |
| Patrick Smith | Raymond James & Associates, Inc. national BD | Lavaca Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2018 | Feb 15, 2018 |
| Shawna Joy Hurst | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Jan 26, 2018 | Jan 22, 2018 |
| Gonzalo Luis Milian | Raymond James & Associates, Inc. national BD | Premier Capital Advisors LLC institutional | Other | Jan 22, 2018 | Apr 5, 2018 (73 d) |
| Shelly Elizabeth Delucas | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Jan 19, 2018 | Jan 18, 2018 |
| Julieanne Nelle Brittain | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jan 19, 2018 | Apr 2, 2018 (73 d) |
| Carlyn J Bouchard | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 18, 2018 | Feb 20, 2018 (33 d) |
| Sarah Elizabeth Hahn | Raymond James & Associates, Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2018 | Jan 31, 2018 |
| Tyler Jones Miles | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2018 | Feb 7, 2018 |