| Lisa Hunt | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2018 | Jan 16, 2018 |
| Timothy Lynn Nabers | Raymond James & Associates, Inc. national BD | Fmp Wealth Advisers other | Other | Jan 9, 2018 | Jan 5, 2018 |
| Ivelisse Perez Mcsweeney | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2018 | Jan 25, 2018 |
| Walter Bishop Lunsford | Raymond James & Associates, Inc. national BD | 9258 Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2017 | Jan 9, 2018 |
| Michael Frank Malloy | Raymond James & Associates, Inc. national BD | Atlanta Consulting Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2017 | Jan 30, 2018 |
| Kerwin Randolph Price | Raymond James & Associates, Inc. national BD | Meridian Wealth Advisors, LLC other | Other | Dec 31, 2017 | Jan 3, 2018 |
| Peter Kuhns Bartel | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC other | Other | Dec 31, 2017 | Jan 27, 2018 |
| Matthew Christian Bauder | Raymond James & Associates, Inc. national BD | Atlanta Consulting Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2017 | Jan 26, 2018 |
| Angela Michele Cruz | Raymond James & Associates, Inc. national BD | Meridian Wealth Advisors, LLC other | Other | Dec 31, 2017 | Jan 2, 2018 |
| Brett Douglas Guiley | Raymond James & Associates, Inc. national BD | Vista Investment Partners LLC other | Other | Dec 31, 2017 | Feb 2, 2018 (33 d) |
| Kurt Roderick Hennek | Raymond James & Associates, Inc. national BD | Atlanta Consulting Group Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2017 | Jan 31, 2018 (31 d) |
| Michael John Butkus | Raymond James & Associates, Inc. national BD | Atlanta Consulting Group Advisors, LLC other | Other | Dec 31, 2017 | Oct 31, 2023 (2130 d) |
| Maree P Sgro | Raymond James & Associates, Inc. national BD | Bg Investment Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Feb 12, 2019 (408 d) |
| Clayton Michael Reynolds | Raymond James & Associates, Inc. national BD | 9258 Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2017 | Jan 9, 2018 |
| Luigi Mazza | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. other | Other | Dec 22, 2017 | Mar 14, 2018 (82 d) |
| Heather Marie Mazoch | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. other | Other | Dec 21, 2017 | Jan 2, 2018 |
| Amy Sue Travis | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 20, 2017 | Jan 19, 2018 |
| Edward Charles Maier | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2017 | Dec 14, 2017 |
| William Harold Hogue | Raymond James & Associates, Inc. national BD | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2017 | Nov 28, 2017 |
| Jill Marie Dorr | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2017 | Dec 14, 2017 |
| William Jeffrey Neal | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2017 | Dec 14, 2017 |
| Brian Scott Crane | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 13, 2017 | Dec 19, 2017 |
| Rebecca Anne Byron | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2017 | Jan 1, 2025 (2576 d) |
| Aaron Phillip Tellez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2017 | Jan 5, 2018 |
| Robert Darryl Olenchalk | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2017 | Apr 26, 2018 (142 d) |
| Steven John Chase Crate | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2017 | Dec 1, 2017 |
| Rollin Charles Ellis | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 4, 2017 | Dec 13, 2017 |
| Jose Gabriel Lopez | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2017 | Nov 10, 2017 |
| Misael R Lugo | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 27, 2017 | Nov 10, 2017 |
| Eric Jeffrey Frappier | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 27, 2017 | Feb 28, 2018 (93 d) |
| Davyd Jaron Jones | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 22, 2017 | Jan 26, 2018 (65 d) |
| Terry Dee Cox | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 17, 2017 | Nov 21, 2017 |
| Brandt James Hakanson | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 16, 2017 | Nov 1, 2017 |
| Chris Savorelli | Raymond James & Associates, Inc. national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2017 | Oct 9, 2019 (694 d) |
| Jeannan Castleberry Brewer | Raymond James & Associates, Inc. national BD | B Riley Wealth Management other | Other | Nov 13, 2017 | Nov 14, 2017 |
| Kimberly A Swanson | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 3, 2017 | Nov 9, 2018 (371 d) |
| Thomas Paz | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Nov 3, 2017 | Nov 1, 2017 |
| Lawrence Dale Nicholson | Raymond James & Associates, Inc. national BD | Allstate Financial Advisors, LLC no RAUM | Other | Nov 3, 2017 | Dec 19, 2017 (46 d) |
| Melvin Ovet Perez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 30, 2017 | Nov 8, 2017 |
| Oscar Jesus Castellanos | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 30, 2017 | Nov 6, 2017 |
| Jon Michael Trombetto | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 27, 2017 | Nov 8, 2017 |
| Christina Lynn Fierro | Raymond James & Associates, Inc. national BD | Advisory Alpha, LLC other | Other | Oct 26, 2017 | Nov 15, 2017 |
| Oliver Mansour | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2017 | Mar 15, 2018 (146 d) |
| Angela Michelle Fettik | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2017 | Feb 5, 2018 (111 d) |
| Anastasia Tsavaris | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Oct 16, 2017 | Oct 17, 2017 |
| Brian Kulik | Raymond James & Associates, Inc. national BD | Usi Advisors institutional | Other | Oct 12, 2017 | Nov 6, 2023 (2216 d) |
| Bernice Louise Murff | Raymond James & Associates, Inc. national BD | Bb&T Securities, LLC other | Other | Oct 11, 2017 | Oct 12, 2017 |
| Albert Wade Ray | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 3, 2017 | Oct 19, 2017 |
| Janice Lee Ray | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 3, 2017 | Oct 12, 2017 |
| Daniel Quartararo | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2017 | Feb 14, 2018 (134 d) |
| Jeffery Factor | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. other | Other | Oct 2, 2017 | Dec 14, 2017 (73 d) |
| Richard Anthony Funk | Raymond James & Associates, Inc. national BD | Brazos Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2017 | Sep 15, 2017 |
| Josh Schechter | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 28, 2017 | Nov 1, 2017 (34 d) |
| Angela Michelle Graham -West | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. other | Other | Sep 27, 2017 | Sep 27, 2017 |
| Fady Clement Maghak | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Sep 27, 2017 | Sep 22, 2017 |
| Victor Manuel Fernandez | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Sep 27, 2017 | Sep 25, 2017 |
| Walter John Chesney | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 25, 2017 | Oct 12, 2017 |
| Christopher Matthew Meuth | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 25, 2017 | Sep 26, 2017 |
| Dennis Michael Sullivan | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Sep 25, 2017 | Oct 6, 2017 |
| Rebecca Jill Gore | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. other | Other | Sep 21, 2017 | Dec 20, 2017 (90 d) |