DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashton Lee Young | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2024 | Nov 15, 2024 (158 d) |
| Audrey Sanders | Citigroup Global Markets Inc. BD affiliated | Wealthcare Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2024 | Apr 16, 2024 |
| Anthony M Ricardo | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jul 18, 2025 (406 d) |
| Meiyue Jin | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2024 | Jun 21, 2024 |
| Mark Brian Canlapan | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2024 | Jun 4, 2024 |
| Carlos Andres Suarez | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2024 | May 28, 2024 |
| Michael John Clemente | Citigroup Global Markets Inc. BD affiliated | Citi Private Advisory, LLC asset manager | Other | Jun 3, 2024 | Nov 16, 2021 |
| Emilio Stephen Montina | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2024 | Jul 24, 2024 (55 d) |
| David Rabb Bailin | Citigroup Global Markets Inc. BD affiliated | Cio Capital Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2024 | Sep 15, 2025 (482 d) |
| Benjamin Dustin Adams | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2024 | May 17, 2024 |
| Scott Workman | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2024 | Apr 15, 2024 |
| Deanna W Yu | Citigroup Global Markets Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 22, 2024 |
| Julian Dumurdzanov | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2024 | Sep 15, 2026 (851 d) |
| Wayne Paul Scotto | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2024 | Sep 23, 2024 (130 d) |
| Whalter A Ponce | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2024 | Jul 26, 2024 (71 d) |
| Roman Eppel | Citigroup Global Markets Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | Oct 18, 2024 (156 d) |
| Stephan Winfried Wessels | Citigroup Global Markets Inc. BD affiliated | Vontobel Swiss Financial Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2024 | Jul 31, 2025 (442 d) |
| Prakash Madhu Shetty | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | May 28, 2024 |
| Regina Suki Moran | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 14, 2024 | Dec 4, 2024 (204 d) |
| Ralph Andrew Gandy | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2024 | Jul 24, 2024 (71 d) |
| Richard Fitzgerald | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2024 | Oct 21, 2024 (160 d) |
| Jeffrey Burke | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2024 | Feb 25, 2025 (288 d) |
| Patrick Defeciani | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2024 | Feb 10, 2025 (273 d) |
| Delphia Polle | Citigroup Global Markets Inc. BD affiliated | Ingalls Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2024 | Aug 10, 2026 (819 d) |
| Palmiris Y Rivas | Citigroup Global Markets Inc. BD affiliated | Citi Private Advisory, LLC asset manager | Other | May 13, 2024 | Mar 18, 2022 |
| Michael Castiglie | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2024 | May 8, 2024 |
| Mark Devine | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Jun 26, 2025 (412 d) |
| Matthew Kasper | Citigroup Global Markets Inc. BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | May 22, 2024 |
| Lars Petersen | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Apr 15, 2025 (341 d) |
| Jerry Aroneo | Citigroup Global Markets Inc. BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2024 | Jan 1, 2026 (603 d) |
| Eric Romeo | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2024 | Mar 4, 2026 (665 d) |
| Inga Bekareva | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Apr 22, 2024 |
| Gregorio Dominguez | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2024 | Mar 7, 2024 |
| Debra Abbott-Walker | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Sep 23, 2024 (139 d) |
| David Garcia | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2024 | Jul 1, 2024 (55 d) |
| Douglas Guideli | Citigroup Global Markets Inc. BD affiliated | Bradesco Global Advisors asset manager | Other | May 7, 2024 | Mar 19, 2024 |
| Andrew Lieberman | Citigroup Global Markets Inc. BD affiliated | Bny Mellon Securities Corporation other | Other | May 6, 2024 | Aug 28, 2024 (114 d) |
| Ariela Kilinsky | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2024 | Feb 20, 2025 (290 d) |
| Brian John Ramrup | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2024 | Aug 7, 2024 (93 d) |
| Annateresa Semeraro | Citigroup Global Markets Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 17, 2024 |
| Anil S Tatta | Citigroup Global Markets Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | Jan 21, 2026 (628 d) |
| Abbidale Recardo Spencer | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2024 | Mar 5, 2025 (306 d) |
| Antoine Tony Ojeil | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2024 | Dec 2, 2024 (213 d) |
| Andrei Tabatchouk | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2024 | Aug 13, 2025 (467 d) |
| Annie Dolan Mclaughlin | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | Jan 7, 2026 (614 d) |
| Nicholas Dwayne Ingram | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2024 | May 14, 2024 |
| Laura Ann Driver | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | May 22, 2024 |
| Sami Aslam | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | May 6, 2024 |
| Amanda Marie Grayson | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | May 10, 2024 |
| Julissa M Nunez Jaquez | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | Apr 22, 2024 |
| Jeffrey Alan Sutton | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Nov 27, 2024 (212 d) |
| John Cain | Citigroup Global Markets Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Jun 20, 2024 (52 d) |
| Laura M Cohn | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 22, 2024 |
| Brett S Feldman | Citigroup Global Markets Inc. BD affiliated | Twin Focus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2024 | Jun 18, 2024 (53 d) |
| Kevin Dempsey | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2024 | Apr 26, 2024 |
| Sebastian Jesus Storaci | Citigroup Global Markets Inc. BD affiliated | Achieving Veritas LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2024 | Jun 21, 2024 (57 d) |
| Jonatan I Alvarez | Citigroup Global Markets Inc. BD affiliated | Guerra Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2024 | Apr 22, 2024 |
| Kalyani Gaur | Citigroup Global Markets Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2024 | Apr 22, 2024 |
| Frank Greenfield Lankford | Citigroup Global Markets Inc. BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 16, 2024 |
| Zohaib Tariq | Citigroup Global Markets Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Jul 1, 2024 (69 d) |
5,932 moves match.